Special Opportunities Fund Inc (SPE)

FINANCE: GENERAL FINANCE
SIC:

C/O US BANCORP FUND SERVICES, LLC MILWAUKEE, WI 53202

Special Opportunities Fund, Inc. is registered as a closed-end diversified management investment company. The Fund's investment objective is to achieve a high level of current income that is exempt from federal income tax, consistent with the preservation of capital. As of Dec 31 2011, the Fund's total assets were $112,284,681 and its investment portfolio was valued at $111,372,264.

Data as of 2020-10-17
Market Cap106.432 Million Shares Outstanding8.501 Million Avg 30-day Volume18.609 Thousand
P/E Ratio Dividend Yield8.722 EPS-1.04
Price/Sales-13.452 Price cash flow ratio8.7 Price free cash flow ratio-128.5
Book Value12.98 Price to Tangible Book0.95 Alpha-0.0
Short Interest Ratio0.801 % Short Interest to Float0.2 R-squared0.655877
BETA1.03263 52-week High/Low15.0 / 7.504 Stddev0.05476
View SEC Filings from SPE instead.
Q2 2020 All 13F Filers Prior Change Hedge Funds 1 Prior Change
No data found for this quarter.
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding SPE (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding SPE BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

GOLDSTEIN PHILLIP CHAIRMAN AND SECRETARY

  • Officer
  • Director
127,583 2020-07-21 9

DAKOS ANDREW PRESIDENT

  • Officer
  • Director
10,890 2020-06-08 3

HELLERMAN GERALD

  • Director
33,684 2020-04-03 2

WALDEN CHARLES C

  • Director
20,506 2016-10-26 0

LUNDER MARC

  • Director
0 2016-08-26 0

HARRIS BEN H

  • Director
0 2016-08-26 0

SAMUELS STEVEN

  • INVESTMENT ADVISER PRINCIPAL
0 2015-01-30 0

DAS RAJEEV P VICE PRESIDENT AND TREASURER

  • Officer
3,096 2015-01-16 0

RELATIVE VALUE PARTNERS, LLC

  • 10% Owner
668,662 2010-09-17 0

KARPUS MANAGEMENT, INC.

  • 10% Owner
0 2010-01-28 0

BULLDOG INVESTORS

  • 10% Owner
0 2010-01-22 0

UBS AG

  • FORMER 10% OWNER
No longer subject to file 2009-12-31 0

CHADWICK JAMES M

  • Director
0 2009-09-01 0

FULL VALUE ADVISORS LLC

  • 10% Owner
2,124,913 2009-04-27 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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