Tri-Continental Corp. (TY)

FINANCE: GENERAL FINANCE
SIC:

225 FRANKLIN STREET BOSTON, MA 02110

Operates as a diversified, closed-end management investment company which seeks to provide long-term growth of both capital and income, while providing reasonable current income. Total net assets as of Dec. 31, 2005 were $2.4 billion.

Data as of 2020-08-09
Market Cap1.415 Billion Shares Outstanding53.643 Million Avg 30-day Volume50.094 Thousand
P/E Ratio4.1 Dividend Yield4.008 EPS-1.36
Price/Sales11.29 Price cash flow ratio Price free cash flow ratio
Book Value31.07 Price to Tangible Book0.85 Alpha0.0
Short Interest Ratio13.72 % Short Interest to Float1.5 R-squared0.921271
BETA1.00194 52-week High/Low29.21 / 16.94 Stddev0.043896
View SEC Filings from TY instead.
Q1 2020 All Institutions Hedge Funds 1
Filers who had this stock in their top 10: 2 0 (0.0%)
13F Filers holding this stock: 94 16 (1.05%)
Aggregate 13F shares on 03/31/2020: 5.708 Million 1.084 Million
Aggregate 13F shares on 12/31/2019: 5.484 Million 899.065 Thousand
Percent change: 4.09% 20.59%
Funds creating new positions: 9 4
Funds Adding to an existing position: 26 8
Funds closing out their position: 23 3
Funds reducing their position: 25 1
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding TY (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding TY BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT

  • Officer
64,742 2020-07-01 0

ENGELKING BRIAN M.

  • DIR.,VP & CFO OF ISSUER'S IA
0 2020-06-19 1

CARLTON PAMELA G

  • Director
2,117 2020-06-16 1

YEAGER SANDRA

  • Director
1,000 2020-06-15 1

MOORE COLIN EVP & GLOBAL CIO

  • Officer
67,373 2020-06-05 0

KEELEY MICHELLE M.

  • Director
0 2020-06-04 0

PAGLIA CATHERINE JAMES

  • Director
7,733 2020-04-28 0

SIVARAMAN RAGHAVENDRAN

  • PORTFOLIO MANAGER OF ISSUER
0 2020-04-06 1

CLEASBY JONATHAN C

  • DIR., VP & CFO OF ISSUER'S IA
0 2020-03-27 1

DIMARIA JOSEPH F PRIN FIN PRIN ACCT & TREAS

  • Officer
0 2020-03-06 0

KING DAVID L

  • PORTFOLIO MANAGER OF ISSUER
150,000 2020-03-02 2

SANTOMERO ANTHONY M

  • Director
18,496 2020-03-01 0

GALLAGHER BRIAN J

  • Director
208 2020-01-01 1

BECKMAN DANIEL SENIOR VICE PRESIDENT

  • Officer
0 2020-01-01 1

MORRIS WILLIAM C

  • 10% Owner
2,708,859 2019-11-18 0

BERANEK JOSEPH TREASURER OF ISSUER

  • Officer
0 2019-02-01 0

JIN YAN

  • PORTFOLIO MANAGER OF ISSUER
12,827 2018-12-31 0

RICHIE LEROY C

  • Director
0 2018-07-05 0

CARMICHAEL WILLIAM P

  • Director
No longer subject to file 2018-06-18 0

ALBANESE PETER

  • PORTFOLIO MANAGER OF ISSUER
5,068 2018-06-12 0

COUTO SCOTT E

  • EVP/HEAD N.AM. FOR ISSUER'S IA
0 2018-02-20 0

BATEJAN GEORGE S

  • Director
100 2018-01-01 0

BOUDREAU EDWARD J JR.

  • Director
300 2018-01-01 0

CIELINSKI JAMES ROBERT

  • MNG DIR/GL HD OF FI OF ISSR IA
0 2017-04-01 0

ANGELOS JAMES F CHIEF COMPLIANCE OFFICER

  • Officer
0 2016-11-03 0

HAUGEN ANTHONY P

  • VP, CFO & DIR. OF ISSUER'S IA
0 2016-10-25 0

SHAW MINOR M

  • Director
No longer subject to file 2016-10-03 0

CONDON BRIAN MATTHEW

  • PORTFOLIO MANAGER OF ISSUER
17,500 2015-12-11 0

ALISON TAUNTON-RIGBY

  • Director
43,105 2015-05-19 0

HARASIMOWICZ STEPHEN J.

  • SENIOR VP, GLB HEAD OF TRADING
0 2015-03-30 0

LANDES WILLIAM J

  • SVP OF ISSUER'S IA
0 2015-03-30 0

MERGEN MELDA

  • MANAGING DIR OF ISSUER'S IA
0 2015-03-30 0

HAWKINS WILLIAM A.

  • Director
200 2015-03-02 0

MCPHERSON FRANK A

  • Director
0 2015-02-11 0

LARRENAGA RYAN COLLINS VICE PRESIDENT AND SECRETARY

  • Officer
0 2015-01-01 0

KEPHART-STRONG GERALYNN A VICE PRESIDENT

  • Officer
0 2015-01-01 0

KRINGDON JOSEPH DALE

  • MANAGING DIR OF ISSUER'S IA
0 2014-08-18 0

FARIA LEE

  • CCO OF ISSUER'S INV. ADVISER
0 2013-11-15 0

LEWIS STEPHEN R JR

  • FMR DIRECTOR RETIRED 4/30/13
No longer subject to file 2013-04-30 0

WHITE TODD

  • MANGING DIR OF ISSUER'S IA
19,000 2013-03-18 0

KNIGHT JEFFREY

  • HEAD OF GAA, ISSUERS INV. ADV.
0 2013-02-11 0

FLYNN PATRICIA M

  • Director
100 2012-10-17 0

BLATZ KATHLEEN

  • Director
100 2012-10-04 0

POOLE KEVIN G.

  • CCO OF ISSUER'S INV. ADVISER
0 2012-03-23 0

MCGUIRE THOMAS P CCO OF ISSUER

  • Officer
0 2012-03-13 0

BUCKLEY OLIVER E

  • PORTFOLIO MANAGER OF ISSUER
0 2012-03-02 0

WELSH STEPHEN T. VICE PRESIDENT

  • Officer
0 2011-04-14 0

GOUCHER PAUL B. VP AND ASSISTANT SECRETARY

  • Officer
0 2011-04-14 0

PETERSEN CHRISTOPHER O. VICE PRESIDENT AND SECRETARY

  • Officer
0 2011-04-14 0

PEARSON PAUL D. VP AND ASSISTANT TREASURER

  • Officer
0 2011-04-14 0

DEFAO MICHAEL E. VP AND ASSISTANT SECRETARY

  • Officer
0 2011-04-14 0

CLARKE MICHAEL G TREASURER OF ISSUER

  • Officer
0 2011-01-08 0

CONNAUGHTON J KEVIN PRESIDENT

  • Officer
  • SVP, ISSUER'S INV. ADVISER
0 2010-05-01 0

PETERS JEFFREY FRANKLIN

  • SVP, ISSUER'S INV. ADVISER
0 2010-05-01 0

WONDRACK LINDA

  • CCO, ISSUER & INV. ADVISER
0 2010-05-01 0

UNCKLESS AMY L.

  • CAO, ISSUER'S INV. ADVISER
0 2010-05-01 0

MCCONNAUGHEY ROBERT K.

  • SVP, ISSUER'S INV. ADVISER
0 2010-05-01 0

LUNDGREN COLIN JAMES

  • SVP, ISSUER'S INV. ADV.
0 2010-05-01 0

JONES MICHAEL A. VICE PRESIDENT

  • Officer
  • PRESIDENT, ISSUER'S INV. ADV.
0 2010-05-01 0

BROWN BETH ANN

  • SVP, ISSUER'S INV. ADVISER
0 2010-05-01 0

THOMPSON CHRISTOPHER C.

  • SVP, ISSUER'S INV. ADVISER
0 2010-05-01 0

LAIKIND JEFFREY

  • Director
No longer subject to file 2010-01-31 0

PLUMMER SCOTT R VP, GC & SECRETARY

  • Officer
0 2009-11-24 0

BANNIGAN PATRICK T. PRESIDENT

  • Officer
0 2009-11-24 0

FOX JEFFREY P. TREASURER

  • Officer
0 2009-11-24 0

KEATING CHRISTOPHER P.

  • DIRECTOR, ISSUER'S INV. ADV.
0 2009-11-24 0

JOHNSON AMY K. VICE PRESIDENT

  • Officer
0 2009-11-24 0

MCGRANE BRIAN J.

  • CFO & DIR., ISSUER'S INV. ADV
0 2009-11-24 0

CARLSON ARNE H

  • Director
0 2009-11-24 0

JONES ANNE PATRICIA

  • Director
0 2009-11-24 0

GALLUS PETER A.

  • CAO, ISSUER'S INV. ADV.
0 2008-12-18 0

LAMMERS JENNIFER D.

  • CCO, ISSUER & INV. ADV.
0 2008-12-18 0

MOURTZINOU GEORGIA K.

  • PORTFOLIO MANAGER OF ISSUER
0 2008-11-07 0

BERTSIMAS DIMITRIS J.

  • PORTFOLIO MANAGER OF ISSUER
0 2008-11-07 0

CLARK JOHN H

  • DIRECTOR, ISSUER'S INV. ADV.
20,912 2008-05-14 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5
No current insider transactions
Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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