Tri-Continental Corp. (TY)

FINANCE: GENERAL FINANCE
SIC:

225 FRANKLIN STREET BOSTON, MA 02110

Operates as a diversified, closed-end management investment company which seeks to provide long-term growth of both capital and income, while providing reasonable current income. Total net assets as of Dec. 31, 2005 were $2.4 billion.

Data based on most recent fiscal year report
Market Cap1.451 Billion Shares Outstanding55.9 Million Avg Volume112.154 Thousand
View SEC Filings from TY instead.
Q3 2019 All Institutions Hedge Funds 1
To trade TY now:
Filers who had this stock in their top 10: 1 0 (0.0%)
13F Filers holding this stock: 94 4 (0.42%)
Aggregate 13F shares on 09/30/2019: 5.156 Million 172.145 Thousand
Aggregate 13F shares on 06/30/2019: 5.385 Million 186.841 Thousand
Percent change: -4.24% -7.87%
Funds creating new positions: 11
Funds Adding to an existing position: 25
Funds closing out their position: 9
Funds reducing their position: 24 2
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding TY (via 13F filings)

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*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding TY BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

MORRIS WILLIAM C

  • 10% Owner
2,708,859 2019-11-18 0

TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT

  • Officer
61,760 2019-11-05 0

CARLTON PAMELA G

  • Director
653 2019-10-24 0

DIMARIA JOSEPH F PRIN FIN PRIN ACCT & TREAS

  • Officer
0 2019-08-23 0

PAGLIA CATHERINE JAMES

  • Director
6,046 2019-04-30 0

SANTOMERO ANTHONY M

  • Director
100 2019-04-16 1

MOORE COLIN EVP & GLOBAL CIO

  • Officer
56,447 2019-02-25 0

BERANEK JOSEPH TREASURER OF ISSUER

  • Officer
0 2019-02-01 1

JIN YAN

  • PORTFOLIO MANAGER OF ISSUER
12,827 2018-12-31 1

RICHIE LEROY C

  • Director
0 2018-07-05 0

CARMICHAEL WILLIAM P

  • Director
No longer subject to file 2018-06-18 0

ALBANESE PETER

  • PORTFOLIO MANAGER OF ISSUER
5,068 2018-06-12 0

COUTO SCOTT E

  • EVP/HEAD N.AM. FOR ISSUER'S IA
0 2018-02-20 0

BATEJAN GEORGE S

  • Director
100 2018-01-01 0

BOUDREAU EDWARD J JR.

  • Director
300 2018-01-01 0

CIELINSKI JAMES ROBERT

  • MNG DIR/GL HD OF FI OF ISSR IA
0 2017-04-01 0

KING DAVID L

  • PORTFOLIO MANAGER OF ISSUER
140,000 2017-03-22 0

ANGELOS JAMES F CHIEF COMPLIANCE OFFICER

  • Officer
0 2016-11-03 0

HAUGEN ANTHONY P

  • VP, CFO & DIR. OF ISSUER'S IA
0 2016-10-25 0

SHAW MINOR M

  • Director
No longer subject to file 2016-10-03 0

CONDON BRIAN MATTHEW

  • PORTFOLIO MANAGER OF ISSUER
17,500 2015-12-11 0

ALISON TAUNTON-RIGBY

  • Director
43,105 2015-05-19 0

HARASIMOWICZ STEPHEN J.

  • SENIOR VP, GLB HEAD OF TRADING
0 2015-03-30 0

LANDES WILLIAM J

  • SVP OF ISSUER'S IA
0 2015-03-30 0

MERGEN MELDA

  • MANAGING DIR OF ISSUER'S IA
0 2015-03-30 0

HAWKINS WILLIAM A.

  • Director
200 2015-03-02 0

MCPHERSON FRANK A

  • Director
0 2015-02-11 0

LARRENAGA RYAN COLLINS VICE PRESIDENT AND SECRETARY

  • Officer
0 2015-01-01 0

KEPHART-STRONG GERALYNN A VICE PRESIDENT

  • Officer
0 2015-01-01 0

KRINGDON JOSEPH DALE

  • MANAGING DIR OF ISSUER'S IA
0 2014-08-18 0

FARIA LEE

  • CCO OF ISSUER'S INV. ADVISER
0 2013-11-15 0

LEWIS STEPHEN R JR

  • FMR DIRECTOR RETIRED 4/30/13
No longer subject to file 2013-04-30 0

WHITE TODD

  • MANGING DIR OF ISSUER'S IA
19,000 2013-03-18 0

KNIGHT JEFFREY

  • HEAD OF GAA, ISSUERS INV. ADV.
0 2013-02-11 0

FLYNN PATRICIA M

  • Director
100 2012-10-17 0

BLATZ KATHLEEN

  • Director
100 2012-10-04 0

POOLE KEVIN G.

  • CCO OF ISSUER'S INV. ADVISER
0 2012-03-23 0

MCGUIRE THOMAS P CCO OF ISSUER

  • Officer
0 2012-03-13 0

BUCKLEY OLIVER E

  • PORTFOLIO MANAGER OF ISSUER
0 2012-03-02 0

WELSH STEPHEN T. VICE PRESIDENT

  • Officer
0 2011-04-14 0

GOUCHER PAUL B. VP AND ASSISTANT SECRETARY

  • Officer
0 2011-04-14 0

PETERSEN CHRISTOPHER O. VICE PRESIDENT AND SECRETARY

  • Officer
0 2011-04-14 0

PEARSON PAUL D. VP AND ASSISTANT TREASURER

  • Officer
0 2011-04-14 0

DEFAO MICHAEL E. VP AND ASSISTANT SECRETARY

  • Officer
0 2011-04-14 0

CLARKE MICHAEL G TREASURER OF ISSUER

  • Officer
0 2011-01-08 0

CONNAUGHTON J KEVIN PRESIDENT

  • Officer
  • SVP, ISSUER'S INV. ADVISER
0 2010-05-01 0

PETERS JEFFREY FRANKLIN

  • SVP, ISSUER'S INV. ADVISER
0 2010-05-01 0

WONDRACK LINDA

  • CCO, ISSUER & INV. ADVISER
0 2010-05-01 0

UNCKLESS AMY L.

  • CAO, ISSUER'S INV. ADVISER
0 2010-05-01 0

MCCONNAUGHEY ROBERT K.

  • SVP, ISSUER'S INV. ADVISER
0 2010-05-01 0

LUNDGREN COLIN JAMES

  • SVP, ISSUER'S INV. ADV.
0 2010-05-01 0

JONES MICHAEL A. VICE PRESIDENT

  • Officer
  • PRESIDENT, ISSUER'S INV. ADV.
0 2010-05-01 0

BROWN BETH ANN

  • SVP, ISSUER'S INV. ADVISER
0 2010-05-01 0

THOMPSON CHRISTOPHER C.

  • SVP, ISSUER'S INV. ADVISER
0 2010-05-01 0

LAIKIND JEFFREY

  • Director
No longer subject to file 2010-01-31 0

PLUMMER SCOTT R VP, GC & SECRETARY

  • Officer
0 2009-11-24 0

BANNIGAN PATRICK T. PRESIDENT

  • Officer
0 2009-11-24 0

FOX JEFFREY P. TREASURER

  • Officer
0 2009-11-24 0

KEATING CHRISTOPHER P.

  • DIRECTOR, ISSUER'S INV. ADV.
0 2009-11-24 0

JOHNSON AMY K. VICE PRESIDENT

  • Officer
0 2009-11-24 0

KEELEY MICHELLE M. VICE PRESIDENT

  • Officer
0 2009-11-24 0

MCGRANE BRIAN J.

  • CFO & DIR., ISSUER'S INV. ADV
0 2009-11-24 0

CARLSON ARNE H

  • Director
0 2009-11-24 0

JONES ANNE PATRICIA

  • Director
0 2009-11-24 0

GALLUS PETER A.

  • CAO, ISSUER'S INV. ADV.
0 2008-12-18 0

LAMMERS JENNIFER D.

  • CCO, ISSUER & INV. ADV.
0 2008-12-18 0

MOURTZINOU GEORGIA K.

  • PORTFOLIO MANAGER OF ISSUER
0 2008-11-07 0

BERTSIMAS DIMITRIS J.

  • PORTFOLIO MANAGER OF ISSUER
0 2008-11-07 0

CLARK JOHN H

  • DIRECTOR, ISSUER'S INV. ADV.
20,912 2008-05-14 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5
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