Liberty All Star Equty Fund (USA)

INDUSTRIALS: ELECTRICAL EQUIPMENT
SIC:

C/O ALPS FUND SERVICES, INC. DENVER, CO 80201-0328

Liberty All-Star Equity Fund (the Fund) is a diversified, closed-end management investment company. The Fund seeks total investment return comprised of long-term capital appreciation and current income through investing primarily in a diversified portfolio of equity securities. The Fund invests in foreign securities, including American Depositary Receipts. The average of funds that, by portfolio practice, invest at least 75% of their equity assets in companies with market capitalizations (on a three-year weighted basis) above Lippers United States domestic equity large-cap floor. The Funds portfolio managers are CORNERSTONE CAPITAL MANAGEMENT, INC., MATRIX ASSET ADVISORS, INC., PZENA INVESTMENT MANAGEMENT, LLC, and TCW INVESTMENT MANAGEMENT COMPANY. The Funds Investment Advisor is ALPS Advisors.

Data as of 2020-07-04
Market Cap1.232 Billion Shares Outstanding212.853 Million Avg 30-day Volume727.795 Thousand
P/E Ratio3.3 Dividend Yield11.33 EPS-0.3
Price/Sales10.073 Price cash flow ratio Price free cash flow ratio
Book Value6.77 Price to Tangible Book0.83 Alpha0.0
Short Interest Ratio1.32 % Short Interest to Float0.5 R-squared0.906515
BETA1.28102 52-week High/Low7.15 / 3.67 Stddev0.057296
View SEC Filings from USA instead.
Q1 2020 All Institutions Hedge Funds 1
Filers who had this stock in their top 10: 1 0 (0.0%)
13F Filers holding this stock: 134 17 (1.11%)
Aggregate 13F shares on 03/31/2020: 23.861 Million 1.036 Million
Aggregate 13F shares on 12/31/2019: 26.336 Million 1.455 Million
Percent change: -9.40% -28.84%
Funds creating new positions: 31 5
Funds Adding to an existing position: 48 6
Funds closing out their position: 19 8
Funds reducing their position: 32 3
1 hedge funds as identified by whalewisdom.com through public filings.

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Funds Holding USA (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding USA BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

200 total shares from 1 transactions

Open Market Sells (S)

2.6 Thousand total shares from 1 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

HALEY MARK T SENIOR VICE PRESIDENT

  • Officer
87,627 2020-06-30 2

BROCK THOMAS W

  • TRUSTEE
0 2020-06-19 2

FIDUCIARY MANAGEMENT INC /WI/

  • FUND INVESTMENT ADVISOR
0 2020-06-15 1

KHWAJA-DIXON SAREENA SECRETARY

  • Officer
0 2020-06-05 0

IRVIN MILTON M

  • TRUSTEE
3,854 2020-04-28 1

KERSCHEN JILL TREASURER

  • Officer
0 2020-03-13 1

GOETZ JOHN PAUL PRESIDENT & CO-CIO

  • Officer
  • Director
5,847,732 2020-02-28 0

PZENA RICHARD STANTON CHAIRMAN, CEO AND CO-CIO

  • Officer
  • Director
24,488,314 2020-01-01 0

SUTULA MATTHEW

  • FUND CHIEF COMPLIANCE OFFICER
610 2019-12-27 1

SPAHR LATON

  • PRESIDENT OF THE ADVISER
0 2019-11-04 1

CRAIG JENNIFER ASSISTANT SECRETARY

  • Officer
0 2019-09-11 0

SLEIGHTHOLME MICHAEL

  • OFFICER OF INVESTMENT ADVISOR
0 2019-06-10 0

NEUHAUSER JOHN J

  • TRUSTEE
10,156 2019-04-04 0

GASPARI GEORGE R

  • TRUSTEE
1,743 2018-12-31 0

USIFER MAUREEN K

  • TRUSTEE
4,000 2018-11-15 0

BENNING JOHN A

  • TRUSTEE
6,606 2018-11-05 0

RANTZOW RICHARD CARL

  • TRUSTEE
6,452 2018-11-05 0

DST SYSTEMS INC

  • AFFILIATE OF INV ADVISER
0 2018-06-01 0

NELSON ERIN DOUGLAS

  • OFFICER OF INVESTMENT ADVISER
0 2018-06-01 0

PARMENTIER WILLIAM R JR

  • OFFICER OF INVESTMENT ADVISER
0 2018-06-01 0

ALPS ADVISORS INC

  • INVESTMENT ADVISER
0 2018-06-01 0

ALPS HOLDINGS INC

  • AFFILIATE OF ADVISER
0 2018-06-01 0

DURAN TROY ANTHONY

  • OFFICER OF INVESTMENT ADVISER
0 2018-06-01 0

SS&C TECHNOLOGIES HOLDINGS INC

  • AFFILIATE OF INV ADVISER
0 2018-06-01 0

NOYES RICHARD CRAIG

  • OFFICER OF INVESTMENT ADVISER
0 2018-06-01 0

KAMP THOMAS GREGORY

  • Director
1,200 2018-05-17 0

HELD JEREMY D. PRESIDENT

  • Officer
  • TRUSTEE; OFFICER OF ADVISER
0 2017-12-14 0

PETERSON MICHAEL D EXECUTIVE VICE PRESIDENT

  • Officer
6,167,020 2016-12-20 0

MELONI ANDREW P ASSISTANT TREASURER

  • Officer
0 2016-09-22 0

MURRAY ABIGAIL J ASSISTANT SECRETARY

  • Officer
0 2016-09-22 0

TCW INVESTMENT MANAGEMENT CO LLC

  • INVESTMENT ADVISER
0 2016-08-02 0

CALLAWAY DANIEL COLE

  • SUB ADVISER
0 2016-06-06 0

GREVE MARY ELLEN

  • SUB ADVISER
0 2016-06-06 0

SEUFFERT PETER JOSEPH

  • SUB ADVISER
0 2016-06-06 0

ROHN ROBERT LAWRENCE

  • SUB ADVISER
0 2016-06-06 0

MARCHAND GORDON MICHAEL

  • SUB ADVISER
0 2016-06-06 0

FRAISE GEORGE PATRICE

  • SUB ADVISER
0 2016-06-06 0

SUSTAINABLE GROWTH ADVISERS, LP

  • SUB ADVISER
0 2016-06-06 0

GLEICHER HOWARD ROY

  • PORTFOLIO MANAGER
0 2015-12-31 0

HUNT AISHA

  • OFFICER OF INVESTMENT ADVISER
0 2015-12-23 0

CARTER THOMAS ANTHONY PRESIDENT, INTERESTED DIRECTOR

  • Officer
0 2015-12-23 0

ZIMDARS MELANIE H. CHEIF COMPLIANCE OFFICER

  • Officer
0 2015-12-23 0

ARISTOTLE CAPITAL MANAGEMENT, LLC

  • PORTFOLIO MANAGER
0 2015-12-11 0

BOROWSKI STEVEN MARK

  • PORTFOLIO MANAGER
0 2015-12-11 0

GOSOM MICHELLE MONSALUD

  • PORTFOLIO MANAGER
0 2015-12-11 0

SCHWEITZER RICHARD HARLAN

  • PORTFOLIO MANAGER
0 2015-12-11 0

LEGG JOELLEN SECRETARY

  • Officer
No longer subject to file 2015-10-31 0

MATRIX ASSET ADVISORS INC/NY

KATZ DAVID ADAM PRESIDENT

BIRNHOLZ LON F.

PISARKIEWICZ STEVEN

ROUKIS STEVEN

POSNER JORDAN FRASER

WEINBERGER STEPHAN J.

GAETA LAURIE SKINNER

  • Officer
  • Director
  • INVST SUB-ADVISER AND OFFICERS SENIOR MANAGING DIRECTORSENIOR MANAGING DIRECTORMANAGING DIRECTORMANAGING DIRECTORMANAGING DIRECTORMANAGING DIRECTOR
0 2015-10-19 0

BLUM CRAIG

  • PORTFOLIO MANAGER
0 2015-10-02 0

LEE CHANG

  • PORTFOLIO MANAGER
0 2015-10-02 0

MURRAY BRIAN L

  • OFFICER OF INVESTMENT ADVISER
0 2015-09-14 0

NUTT D TYSEN JR

  • OFFICER OF INVESTMENT ADVISER
0 2015-09-14 0

DELAWARE MANAGEMENT BUSINESS TRUST

  • INVESTMENT ADVISER
0 2015-09-14 0

CONNOR DAVID F

  • OFFICER OF INVESTMENT ADVISER
0 2015-09-14 0

TYLER TANE T VP, ASS.GEN.COUNSEL, SECRETARY

  • Officer
0 2014-07-07 0

SZYDLOWSKI ROBERT JOSEPH

  • OFFICER OF INVESTMENT ADVISER
0 2013-05-06 0

DILLON COREY L.

  • OFFICER OF INVESTMENT ADVISER
0 2013-05-06 0

AKINS MICHAEL T

  • OFFICER OF INVESTMENT ADVISER
0 2013-05-06 0

LOWRY RICHARD W

  • DISINTERESTED TRUSTEE
157,726 2012-12-17 0

CORNERSTONE CAPITAL MANAGEMENT LLC

  • SUB-ADVISER
0 2011-11-01 0

MARKS ALEX JAMES ASST. SECRETARY

  • Officer
0 2011-06-30 0

NICKELS MONETTE R. TAX OFFICER

  • Officer
0 2010-03-10 0

TEMKIN AMY E.

  • OFFICER OF INVESTMENT ADVISER
No longer subject to file 2010-02-22 0

PERRONE PHILLIP CHIEF COMPLIANCE OFFICER

  • Officer
No longer subject to file 2009-09-30 0

DONALDSON JOHN CLIVE

  • OFFICER OF INVESTMENT ADVISER
0 2009-07-10 0

ADAMS DIANA M

  • TREASURER OF INV. ADVISER
0 2009-07-10 0

BARRES STEPHANIE SECRETARY

  • Officer
0 2008-12-11 0

PZENA INVESTMENT MANAGEMENT LLC

  • SUB-INVESTMENT ADVISER
0 2003-10-15 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

HALEY MARK T - Officer SENIOR VICE PRESIDENT

2020-06-30 P 200 $5.70 a 87,627 87,627.38 direct

BROCK THOMAS W TRUSTEE by spouse

2020-06-19 S 2,568 $5.81 d 0 0.00 indirect
Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

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