Waddell & Reed Financial, Inc. Class A (WDR)

FINANCE: CONSUMER FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

6300 LAMAR AVE OVERLAND PARK, KS 66202-4200

Waddell & Reed Financial is a holding company. Co. provides investment management, investment product underwriting and distribution, and shareholder services administration to mutual funds and institutional and separately managed accounts.Co. provides investment advisory and management services pursuant to investment management agreements with each fund within the Advisors Funds family, the Ivy Funds family, the Ivy Funds VIP family, and InvestEd. Co. also acts as an investment adviser for institutional and other private investors and provides subadvisory services to other investment companies. As of Dec 31 2012, Co. had $96.37 billion in assets under management.

Data based on most recent fiscal year report
Market Cap1.169 Billion Shares Outstanding70.32 Million Avg Volume1.159 Million
1-Yr BETA vs S&P TR1.386 Current Ratio3.27 Quick Ratio1.44
View SEC Filings from WDR instead.

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Funds Holding WDR (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding WDR BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

12.9 Thousand total shares from 5 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BUYLE MARK P. SVP, GC, CLO AND SECRETARY

  • Officer
64,773 2020-01-10 3

MIHAL SHAWN M. SVP - WEALTH MANAGEMENT

  • Officer
54,982 2020-01-10 3

SCUPHAM AMY J. SVP - DISTRIBUTION

  • Officer
41,852 2020-01-10 3

RACKERS CHRISTOPHER W. SVP AND CHIEF ADMIN OFFICER

  • Officer
32,154 2020-01-10 2

DALEY MICHAEL JOHN VP - CHIEF ACCT OFF,IR & TREAS

  • Officer
3,856 2020-01-10 2

GASAWAY SHARILYN S

  • Director
278,364 2020-01-02 1

GODLASKY THOMAS C

  • Director
58,026 2020-01-02 1

LOGUE DENNIS E

  • Director
76,956 2020-01-02 2

KOSLOFF ALAN W

  • Director
49,501 2020-01-02 1

MORRISSEY MICHAEL F

  • Director
52,187 2020-01-02 1

WALTON JERRY W

  • Director
76,831 2020-01-02 2

ANDRADE KATHIE J.

  • Director
13,150 2020-01-02 3

JESSEE JAMES A.

  • Director
11,229 2020-01-02 3

SANDERS PHILIP JAMES CEO

  • Officer
  • Director
598,938 2019-12-31 1

BLOSS BRENT K EVP & COO

  • Officer
288,307 2019-12-31 1

CLOUSE BENJAMIN R SVP & CFO

  • Officer
76,731 2019-12-31 1

HILLS WENDY J EVP, CLO & GENERAL COUNSEL

  • Officer
2,521 2019-09-16 0

HANSON DANIEL P SVP & CIO

  • Officer
278,439 2019-06-10 2

RAINES JAMES M

  • Director
23,492 2019-02-15 1

HERRMANN HENRY J

  • Director
  • CHAIRMAN OF THE BOARD
1,051,831 2017-12-31 0

BUTCH THOMAS W EVP & CHIEF MARKETING OFFICER

  • Officer
No longer subject to file 2017-12-31 0

SUNDEEN JOHN E JR SVP & CAO - INVESTMENTS

  • Officer
304,672 2017-12-31 0

AVERY MICHAEL L

  • SEE EXPLANATION BELOW.
No longer subject to file 2016-06-30 0

STROHM MICHAEL D SVP & CHIEF OPERATIONS OFFICER

  • Officer
No longer subject to file 2015-05-15 0

CLOUSE MELISSA A VP, CONTROLLER & PAO

  • Officer
No longer subject to file 2015-04-02 0

SCHULTE DANIEL C

  • SEE EXPLANATION BELOW.
No longer subject to file 2014-02-04 0

REIMER RONALD C

  • Director
62,389 2014-01-06 0

CONNEALY DANIEL P SVP AND CFO

  • Officer
291,744 2013-12-31 0

SCHIEBER MARK A

  • SEE EXPLANATION BELOW.
No longer subject to file 2011-12-31 0

ROGERS WILLIAM L

  • Director
72,263 2010-12-01 0

WILLIAMS ROBERT J JR SVP - PUBLIC AFFAIRS

  • Officer
No longer subject to file 2008-12-23 0

Insider Transactions Last 60 Days

Reporting Owners Transaction Date Transaction Code Shares Share Price Acquired or Disposed Shares Owned Following Transaction Combined shares owned after filing Direct/Indirect Ownership 10b-5

MIHAL SHAWN M. - Officer SVP - WEALTH MANAGEMENT

2020-01-10 M 4,442 a 59,424 54,982.00 direct

RACKERS CHRISTOPHER W. - Officer SVP AND CHIEF ADMIN OFFICER

2020-01-10 D 1,974 $16.56 d 32,154 32,154.00 direct

SCUPHAM AMY J. - Officer SVP - DISTRIBUTION

2020-01-10 M 1,128 d 2,255 41,852.00 direct

SCUPHAM AMY J. - Officer SVP - DISTRIBUTION

2020-01-10 M 2,426 a 44,278 41,852.00 direct

BUYLE MARK P. - Officer SVP, GC, CLO AND SECRETARY

2020-01-10 M 1,623 d 1,622 64,773.00 direct

BUYLE MARK P. - Officer SVP, GC, CLO AND SECRETARY

2020-01-10 F 1,050 $16.56 d 64,773 64,773.00 direct

DALEY MICHAEL JOHN - Officer VP - CHIEF ACCT OFF,IR & TREAS

2020-01-10 M 1,056 a 4,912 3,856.00 direct

MIHAL SHAWN M. - Officer SVP - WEALTH MANAGEMENT

2020-01-10 M 1,623 d 1,622 54,982.00 direct

MIHAL SHAWN M. - Officer SVP - WEALTH MANAGEMENT

2020-01-10 F 1,538 $16.56 d 54,982 54,982.00 direct

RACKERS CHRISTOPHER W. - Officer SVP AND CHIEF ADMIN OFFICER

2020-01-10 M 1,974 a 34,128 32,154.00 direct

SCUPHAM AMY J. - Officer SVP - DISTRIBUTION

2020-01-10 M 1,298 d 1,298 41,852.00 direct

SCUPHAM AMY J. - Officer SVP - DISTRIBUTION

2020-01-10 F 839 $16.56 d 41,852 41,852.00 direct

BUYLE MARK P. - Officer SVP, GC, CLO AND SECRETARY

2020-01-10 D 3,033 $16.56 d 64,773 64,773.00 direct

DALEY MICHAEL JOHN - Officer VP - CHIEF ACCT OFF,IR & TREAS

2020-01-10 M 1,056 d 3,165 3,856.00 direct

DALEY MICHAEL JOHN - Officer VP - CHIEF ACCT OFF,IR & TREAS

2020-01-10 F 365 $16.56 d 3,856 3,856.00 direct

MIHAL SHAWN M. - Officer SVP - WEALTH MANAGEMENT

2020-01-10 D 4,442 $16.56 d 54,982 54,982.00 direct

RACKERS CHRISTOPHER W. - Officer SVP AND CHIEF ADMIN OFFICER

2020-01-10 M 1,974 d 3,946 32,154.00 direct

RACKERS CHRISTOPHER W. - Officer SVP AND CHIEF ADMIN OFFICER

2020-01-10 F 683 $16.56 d 32,154 32,154.00 direct

SCUPHAM AMY J. - Officer SVP - DISTRIBUTION

2020-01-10 D 2,426 $16.56 d 41,852 41,852.00 direct

BUYLE MARK P. - Officer SVP, GC, CLO AND SECRETARY

2020-01-10 M 1,410 d 2,819 64,773.00 direct

BUYLE MARK P. - Officer SVP, GC, CLO AND SECRETARY

2020-01-10 M 3,033 a 67,806 64,773.00 direct

DALEY MICHAEL JOHN - Officer VP - CHIEF ACCT OFF,IR & TREAS

2020-01-10 D 1,056 $16.56 d 3,856 3,856.00 direct

MIHAL SHAWN M. - Officer SVP - WEALTH MANAGEMENT

2020-01-10 M 2,819 d 5,638 54,982.00 direct

GASAWAY SHARILYN S - Director

2020-01-02 A 7,504 a 52,187 52,187.00 direct

KOSLOFF ALAN W - Director

2020-01-02 A 2,502 a 49,501 49,501.00 direct

MORRISSEY MICHAEL F - Director

2020-01-02 G 7,504 d 0 52,187.00 direct

GODLASKY THOMAS C - Director

2020-01-02 A 9,904 a 58,026 58,026.00 direct

LOGUE DENNIS E - Director

2020-01-02 A 7,504 a 76,956 76,956.00 direct

MORRISSEY MICHAEL F - Director

2020-01-02 A 7,504 a 7,504 52,187.00 direct

ANDRADE KATHIE J. - Director

2020-01-02 A 7,504 a 13,150 13,150.00 direct

JESSEE JAMES A. - Director

2020-01-02 A 7,504 a 11,229 11,229.00 direct

MORRISSEY MICHAEL F - Director personal trust

2020-01-02 G 7,504 a 52,187 52,187.00 indirect

WALTON JERRY W - Director

2020-01-02 A 7,504 a 76,831 76,831.00 direct

CLOUSE BENJAMIN R - Officer SVP & CFO

2019-12-31 F 6,635 $16.72 d 74,143 76,731.00 direct

RACKERS CHRISTOPHER W. - Officer SVP AND CAO

2019-12-31 F 2,029 $16.72 d 32,837 32,837.00 direct

BLOSS BRENT K - Officer EVP & COO

2019-12-31 F 25,220 $16.72 d 288,307 288,307.00 direct

SCUPHAM AMY J. - Officer SVP - DISTRIBUTION

2019-12-31 F 2,637 $16.72 d 42,691 42,691.00 direct

MIHAL SHAWN M. - Officer SVP - WEALTH MANAGEMENT

2019-12-31 F 2,637 $16.72 d 56,520 56,520.00 direct

BUYLE MARK P. - Officer SVP, GC, CLO AND SECRETARY

2019-12-31 F 1,826 $16.72 d 65,823 65,823.00 direct

SANDERS PHILIP JAMES - Director - Officer CEO

2019-12-31 F 51,329 $16.72 d 598,938 598,938.00 direct
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