4THOUGHT FINANCIAL GROUP INC.

HTTP://WWW.4TFG.COM SYOSSET, NY Investment Advisor How do I update this listing?

4thought Financial Group is based out of Syosset. 4thought Financial Group is a large advisory firm with 272 clients and discretionary assets under management (AUM) of $100,081,110 (Form ADV from 2021-01-05). Their last reported 13F filing for Q2 2021 included $110,893,000 in managed 13F securities and a top 10 holdings concentration of 64.54%. 4thought Financial Group's largest holding is SPDR S&P 500 ETF Trust with shares held of 58,255. Whalewisdom has at least 2 13F filings

Download 13F Summary Create Alert

06/30/2021

13F Activity

  • Market Value $110.893 Million
  • Prior Market Value $103.706 Million
  • New Purchases12 stocks
  • Additional Purchases41 stocks
  • Sold out of15 stocks
  • Reduced holdings in45 stocks
  • Top 10 Holdings % 64.54 %
  • Turnover % [1]:26.73%
  • Turnover Alt % [2]: 3.98 %
  • Time Held Top20:1.00 quarters
  • Time Held Top10:1.00 quarters
  • Time Held All:0.88 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-08-16

Performance for Q2 2021: 2.69%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

4THOUGHT FINANCIAL GROUP INC.
6851 JERICHO TURNPIKE SUITE 120
SYOSSET NY    11791
Country: United States

Business Phone: 516-300-1617
Fax: 516-802-7524
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NY
Number of employees: 6
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Subscription fees,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 272
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

4THOUGHT FINANCIAL GROUP INC.

ownership team - last updated 2021-01-05
Name Title Start Date Direct/Indirect % Ownership
MACKEY, JESSE, BRIAN CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER direct 2010-12-01
LEVINE, MARTIN, ELLIOT CHIEF FINANCIAL OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF FINANCIAL OFFICER, SHAREHOLDER direct 2010-12-01
MACKEY, BRIAN, CRAIG CHIEF EXECUTIVE OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF EXECUTIVE OFFICER, SHAREHOLDER direct 2010-12-01
MACKEY, DANIEL, RICHARD INVESTOR RELATIONS OFFICER, SHAREHOLDER 06/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. INVESTOR RELATIONS OFFICER, SHAREHOLDER direct 2020-06-01
Duvally, Michael, Cardone OPERATIONS OFFICER, SHAREHOLDER 06/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. OPERATIONS OFFICER, SHAREHOLDER direct 2020-06-01
MACKEY, JESSE, BRIAN CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER direct 2010-12-01
LEVINE, MARTIN, ELLIOT CHIEF FINANCIAL OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF FINANCIAL OFFICER, SHAREHOLDER direct 2010-12-01
MACKEY, BRIAN, CRAIG CHIEF EXECUTIVE OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF EXECUTIVE OFFICER, SHAREHOLDER direct 2010-12-01
MACKEY, DANIEL, RICHARD INVESTOR RELATIONS OFFICER, SHAREHOLDER 06/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. INVESTOR RELATIONS OFFICER, SHAREHOLDER direct 2020-06-01
Duvally, Michael, Cardone OPERATIONS OFFICER, SHAREHOLDER 06/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. OPERATIONS OFFICER, SHAREHOLDER direct 2020-06-01

4THOUGHT FINANCIAL GROUP INC.

ownership team - last updated 2020-04-30
Name Title Start Date Direct/Indirect % Ownership
MACKEY, JESSE, BRIAN CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER direct 2010-12-01
LEVINE, MARTIN, ELLIOT CHIEF FINANCIAL OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF FINANCIAL OFFICER, SHAREHOLDER direct 2010-12-01
MACKEY, BRIAN, CRAIG CHIEF EXECUTIVE OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF EXECUTIVE OFFICER, SHAREHOLDER direct 2010-12-01

4THOUGHT FINANCIAL GROUP INC.

ownership team - last updated 2020-01-03
Name Title Start Date Direct/Indirect % Ownership

4THOUGHT FINANCIAL GROUP INC.

ownership team - last updated 2019-01-03
Name Title Start Date Direct/Indirect % Ownership
MACKEY, JESSE, BRIAN CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER direct 2010-12-01
LEVINE, MARTIN, ELLIOT CHIEF FINANCIAL OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF FINANCIAL OFFICER, SHAREHOLDER direct 2010-12-01
MACKEY, BRIAN, CRAIG CHIEF EXECUTIVE OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF EXECUTIVE OFFICER, SHAREHOLDER direct 2010-12-01

4THOUGHT FINANCIAL GROUP INC.

ownership team - last updated 2017-11-15
Name Title Start Date Direct/Indirect % Ownership
MACKEY, JESSE, BRIAN CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER direct 2010-12-01
LEVINE, MARTIN, ELLIOT CHIEF FINANCIAL OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF FINANCIAL OFFICER, SHAREHOLDER direct 2010-12-01
MACKEY, BRIAN, CRAIG CHIEF EXECUTIVE OFFICER, SHAREHOLDER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
4THOUGHT FINANCIAL GROUP INC. CHIEF EXECUTIVE OFFICER, SHAREHOLDER direct 2010-12-01

Elevate your investments