BALASA DINVERNO & FOLTZ LLC

HTTP://WWW.BDFLLC.COM ITASCA, IL Investment Advisor How do I update this listing?

Subscription Required

Equal-WT
WhaleScore 2.0 ?

80

S&P 500
WhaleScore ?

Subscription Required

Original
WhaleScore ?

Balasa Dinverno & Foltz is based out of Itasca. Balasa Dinverno & Foltz is a large advisory firm with 1433 clients and discretionary assets under management (AUM) of $5,366,480,585 (Form ADV from 2021-03-26). Their last reported 13F filing for Q2 2021 included $1,389,162,000 in managed 13F securities and a top 10 holdings concentration of 62.1%. Balasa Dinverno & Foltz's largest holding is iShares Russell 1000 Growth ETF with shares held of 617,592. Balasa Dinverno & Foltz has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 68 13F filings

Download 13F Summary Create Alert

06/30/2021

13F Activity

  • Market Value $1.389 Billion
  • Prior Market Value $1.247 Billion
  • New Purchases34 stocks
  • Additional Purchases132 stocks
  • Sold out of10 stocks
  • Reduced holdings in121 stocks
  • Top 10 Holdings % 62.10 %
  • Turnover % [1]:13.37%
  • Turnover Alt % [2]: 2.33 %
  • Time Held Top20:22.40 quarters
  • Time Held Top10:27.50 quarters
  • Time Held All:16.25 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-08-16

Performance for Q2 2021: 9.42%
Performance Last 4 Quarters: 25.01%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

BALASA DINVERNO FOLTZ LLC
500 PARK BOULEVARD SUITE 1400
ITASCA IL    60143
Country: United States

Business Phone: 630-875-4900
Fax: 630-875-1150
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 45
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 1,764,130,000
Total Number of Clients: 1433
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

BALASA DINVERNO FOLTZ LLC

ownership team - last updated 2021-03-26
Name Title Start Date Direct/Indirect % Ownership
KORIN, SUSAN, CHASE CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
CI US HOLDINGS INC. OWNER & MANAGING MEMBER 09/01/2020 Direct 75% or more
Fund Name Position direct/indirect start date end date
SUREVEST, LLC OWNER & MANAGING MEMBER direct 2019-12-01
ONE CAPITAL MANAGEMENT, LLC OWNER indirect 2020-05-01
CARLSON, CHAD, DAVID PRESIDENT & CO-CHIEF INVESTMENT OFFICER 09/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 2020-09-01
KORIN, SUSAN, CHASE CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
CI US HOLDINGS INC. OWNER & MANAGING MEMBER 09/01/2020 Direct 75% or more
Fund Name Position direct/indirect start date end date
SUREVEST, LLC OWNER & MANAGING MEMBER direct 2019-12-01
ONE CAPITAL MANAGEMENT, LLC OWNER indirect 2020-05-01
CARLSON, CHAD, DAVID PRESIDENT & CO-CHIEF INVESTMENT OFFICER 09/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 2020-09-01
CI FINANCIAL CORP. PARENT COMPANY CI US HOLDINGS INC. CI US HOLDINGS INC. 09/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CONGRESS WEALTH MANAGEMENT LLC PARENT COMPANY indirect 2020-07-01
CONGRESS WEALTH MANAGEMENT LLC PARENT COMPANY indirect 2020-07-01
CI FINANCIAL CORP. PARENT COMPANY CI US HOLDINGS INC. CI US HOLDINGS INC. 09/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CONGRESS WEALTH MANAGEMENT LLC PARENT COMPANY indirect 2020-07-01
CONGRESS WEALTH MANAGEMENT LLC PARENT COMPANY indirect 2020-07-01

BALASA DINVERNO FOLTZ LLC

ownership team - last updated 2020-12-17
Name Title Start Date Direct/Indirect % Ownership
KORIN, SUSAN, CHASE CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
CI US HOLDINGS INC. OWNER & MANAGING MEMBER 09/01/2020 Direct 75% or more
Fund Name Position direct/indirect start date end date
SUREVEST, LLC OWNER & MANAGING MEMBER direct 2019-12-01
ONE CAPITAL MANAGEMENT, LLC OWNER indirect 2020-05-01
CARLSON, CHAD, DAVID PRESIDENT & CO-CHIEF INVESTMENT OFFICER 09/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 2020-09-01
CI FINANCIAL CORP. PARENT COMPANY CI US HOLDINGS INC. CI US HOLDINGS INC. 09/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CONGRESS WEALTH MANAGEMENT LLC PARENT COMPANY indirect 2020-07-01
CONGRESS WEALTH MANAGEMENT LLC PARENT COMPANY indirect 2020-07-01

BALASA DINVERNO FOLTZ LLC

ownership team - last updated 2020-09-04
Name Title Start Date Direct/Indirect % Ownership
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER, SECRETARY 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05
BDF WEALTH MANAGEMENT CO. OWNER/MANAGING MEMBER 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC OWNER/MANAGING MEMBER direct 2004-06-01
KORIN, SUSAN, CHASE CHIEF COMPLIANCE OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT & SECRETARY BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05

BALASA DINVERNO FOLTZ LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER, SECRETARY 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05
BDF WEALTH MANAGEMENT CO. OWNER/MANAGING MEMBER 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC OWNER/MANAGING MEMBER direct 2004-06-01
KORIN, SUSAN, CHASE CHIEF COMPLIANCE OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT & SECRETARY BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05

BALASA DINVERNO FOLTZ LLC

ownership team - last updated 2020-03-25
Name Title Start Date Direct/Indirect % Ownership

BALASA DINVERNO FOLTZ LLC

ownership team - last updated 2019-08-29
Name Title Start Date Direct/Indirect % Ownership
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER, SECRETARY 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05
BDF WEALTH MANAGEMENT CO. OWNER/MANAGING MEMBER 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC OWNER/MANAGING MEMBER direct 2004-06-01
KORIN, SUSAN, CHASE CHIEF COMPLIANCE OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT & SECRETARY BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05

BALASA DINVERNO FOLTZ LLC

ownership team - last updated 2019-06-25
Name Title Start Date Direct/Indirect % Ownership
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER, SECRETARY 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05
BDF WEALTH MANAGEMENT CO. OWNER/MANAGING MEMBER 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC OWNER/MANAGING MEMBER direct 2004-06-01
KORIN, SUSAN, CHASE CHIEF COMPLIANCE OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT & SECRETARY BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05

BALASA DINVERNO FOLTZ LLC

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER, SECRETARY 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05
BDF WEALTH MANAGEMENT CO. OWNER/MANAGING MEMBER 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC OWNER/MANAGING MEMBER direct 2004-06-01
KORIN, SUSAN, CHASE CHIEF COMPLIANCE OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT & SECRETARY BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05

BALASA DINVERNO FOLTZ LLC

ownership team - last updated 2018-05-22
Name Title Start Date Direct/Indirect % Ownership
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER, SECRETARY 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05
BDF WEALTH MANAGEMENT CO. OWNER/MANAGING MEMBER 06/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC OWNER/MANAGING MEMBER direct 2004-06-01
KORIN, SUSAN, CHASE CHIEF COMPLIANCE OFFICER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BALASA DINVERNO FOLTZ LLC CHIEF COMPLIANCE OFFICER direct 2015-01-01
BALASA, MARK, EDWARD CO-CHIEF EXECUTIVE OFFICER BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BALASA & HOFFMAN INC PRESIDENT direct 1997-07-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, SECRETARY direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1989-10-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1989-10-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, SECRETARY direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER direct 2001-06-01 2015-03-05
DINVERNO, ARMOND, ALFRED CO-CHIEF EXECUTIVE OFFICER, PRESIDENT BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD PRESIDENT, TREASURER direct 1986-12-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER direct 2001-06-01
BALASA DINVERNO FOLTZ LLC CO-CHIEF EXECUTIVE OFFICER, PRESIDENT indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER direct 2001-06-01 2007-07-19
BALASA DINVERNO FOLTZ LLC CO-PRESIDENT, TREASURER direct 2001-06-01 2009-05-18
BALASA DINVERNO & FOLTZ LLC CO-PRESIDENT indirect 2004-06-01 2009-05-18
FOLTZ, MICHAEL, CRAIG VICE PRESIDENT & SECRETARY BDF WEALTH MANAGEMENT CO. 06/01/2004 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
DINVERNO & FOLTZ FINANCIAL GROUP LTD VICE-PRESIDENT, SECRETARY direct 1986-12-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT direct 2001-06-01
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT & SECRETARY indirect 2004-06-01
BALASA DINVERNO FOLTZ & HOFFMAN LLC VICE PRESIDENT indirect 1991-12-01 2004-07-22
BALASA DINVERNO & FOLTZ LLC VICE PRESIDENT indirect 1991-12-01 2004-07-26
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER direct 2001-06-01 2009-05-18
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT,CHIEF COMPLIANCE OFFICER, SECRETARY direct 2001-06-01 2015-03-05
BALASA DINVERNO FOLTZ LLC VICE PRESIDENT indirect 2004-06-01 2015-03-05

WhaleScore history for BALASA DINVERNO & FOLTZ LLC

You must have a subscription to view WhaleScore histories

Elevate your investments