BRAUN STACEY ASSOCIATES INC

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Braun Stacey Associates is based out of New York. Braun Stacey Associates is a large advisory firm with 967 clients and discretionary assets under management (AUM) of $4,062,100,000 (Form ADV from 2021-03-23). Their last reported 13F filing for Q2 2021 included $2,568,258,000 in managed 13F securities and a top 10 holdings concentration of 24.53%. Braun Stacey Associates's largest holding is Microsoft Corp. with shares held of 449,851. Braun Stacey Associates has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 83 13F filings

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06/30/2021

13F Activity

  • Market Value $2.568 Billion
  • Prior Market Value $2.374 Billion
  • New Purchases11 stocks
  • Additional Purchases45 stocks
  • Sold out of11 stocks
  • Reduced holdings in69 stocks
  • Top 10 Holdings % 24.53 %
  • Turnover % [1]:16.42%
  • Turnover Alt % [2]: 6.31 %
  • Time Held Top20:9.35 quarters
  • Time Held Top10:11.60 quarters
  • Time Held All:18.31 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-08-16

Performance for Q2 2021: 11.11%
Performance Last 4 Quarters: 27.36%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

STACEY BRAUN ASSOCIATES INC
377 BROADWAY
NEW YORK NY    10013-3934
Country: United States

Business Phone: 212-226-7707
Fax: 212-941-0759
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NY
Number of employees: 17
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 967
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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STACEY BRAUN ASSOCIATES INC

ownership team - last updated 2021-03-23
Name Title Start Date Direct/Indirect % Ownership
WEXLER, MARTIN, HOWARD CEO/DIRECTOR 04/01/1977 Direct 75% or more
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC PRESIDENT/DIRECTOR direct 1977-04-01
WILLIS, PETER, BRUCE PRESIDENT 01/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC EXECUTIVE VICE PRESIDENT direct 1992-07-01
STACEY BRAUN ASSOCIATES INC SENIOR VICE PRESIDENT direct 1992-07-01 2002-12-13
GUREVICH, RITA VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 09/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1995-09-01
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 1995-09-01 2004-03-30
WEXLER, DOUGLAS, HARRY VICE PRESIDENT 08/01/1998 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 1998-08-01
STACEY BRAUN ASSOCIATES INC ASSISTANT VICE PRESIDENT direct 1998-08-01 2001-01-31
WEXLER, PAUL, WILLIAM VICE PRESIDENT 12/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC ASSISTANT VICE PRESIDENT direct 2005-01-01
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 2006-12-01
NEWELL, MELBOURNE, ROUSTON VICE PRESIDENT 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 2021-03-01
WEXLER, MARTIN, HOWARD CEO/DIRECTOR 04/01/1977 Direct 75% or more
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC PRESIDENT/DIRECTOR direct 1977-04-01
WILLIS, PETER, BRUCE PRESIDENT 01/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC EXECUTIVE VICE PRESIDENT direct 1992-07-01
STACEY BRAUN ASSOCIATES INC SENIOR VICE PRESIDENT direct 1992-07-01 2002-12-13
GUREVICH, RITA VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 09/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1995-09-01
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 1995-09-01 2004-03-30
WEXLER, DOUGLAS, HARRY VICE PRESIDENT 08/01/1998 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 1998-08-01
STACEY BRAUN ASSOCIATES INC ASSISTANT VICE PRESIDENT direct 1998-08-01 2001-01-31
WEXLER, PAUL, WILLIAM VICE PRESIDENT 12/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC ASSISTANT VICE PRESIDENT direct 2005-01-01
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 2006-12-01
NEWELL, MELBOURNE, ROUSTON VICE PRESIDENT 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 2021-03-01

STACEY BRAUN ASSOCIATES INC

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
WEXLER, MARTIN, HOWARD CEO/DIRECTOR 04/01/1977 Direct 75% or more
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC PRESIDENT/DIRECTOR direct 1977-04-01
WILLIS, PETER, BRUCE PRESIDENT 01/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC EXECUTIVE VICE PRESIDENT direct 1992-07-01
STACEY BRAUN ASSOCIATES INC SENIOR VICE PRESIDENT direct 1992-07-01 2002-12-13
GUREVICH, RITA VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 09/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1995-09-01
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 1995-09-01 2004-03-30
WEXLER, DOUGLAS, HARRY VICE PRESIDENT 08/01/1998 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 1998-08-01
STACEY BRAUN ASSOCIATES INC ASSISTANT VICE PRESIDENT direct 1998-08-01 2001-01-31
WEXLER, PAUL, WILLIAM VICE PRESIDENT 12/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC ASSISTANT VICE PRESIDENT direct 2005-01-01
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 2006-12-01

STACEY BRAUN ASSOCIATES INC

ownership team - last updated 2020-03-19
Name Title Start Date Direct/Indirect % Ownership

STACEY BRAUN ASSOCIATES INC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
WEXLER, MARTIN, HOWARD PRESIDENT/DIRECTOR 04/01/1977 Direct 75% or more
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC PRESIDENT/DIRECTOR direct 1977-04-01
WILLIS, PETER, BRUCE EXECUTIVE VICE PRESIDENT 07/01/1992 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC EXECUTIVE VICE PRESIDENT direct 1992-07-01
STACEY BRAUN ASSOCIATES INC SENIOR VICE PRESIDENT direct 1992-07-01 2002-12-13
GUREVICH, RITA VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 09/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1995-09-01
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 1995-09-01 2004-03-30
WEXLER, DOUGLAS, HARRY VICE PRESIDENT 08/01/1998 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 1998-08-01
STACEY BRAUN ASSOCIATES INC ASSISTANT VICE PRESIDENT direct 1998-08-01 2001-01-31
WEXLER, PAUL, WILLIAM VICE PRESIDENT 12/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC ASSISTANT VICE PRESIDENT direct 2005-01-01
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 2006-12-01

STACEY BRAUN ASSOCIATES INC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
WEXLER, MARTIN, HOWARD PRESIDENT/DIRECTOR 04/01/1977 Direct 75% or more
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC PRESIDENT/DIRECTOR direct 1977-04-01
WILLIS, PETER, BRUCE EXECUTIVE VICE PRESIDENT 07/01/1992 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC EXECUTIVE VICE PRESIDENT direct 1992-07-01
STACEY BRAUN ASSOCIATES INC SENIOR VICE PRESIDENT direct 1992-07-01 2002-12-13
GUREVICH, RITA VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 09/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1995-09-01
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 1995-09-01 2004-03-30
WEXLER, DOUGLAS, HARRY VICE PRESIDENT 08/01/1998 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 1998-08-01
STACEY BRAUN ASSOCIATES INC ASSISTANT VICE PRESIDENT direct 1998-08-01 2001-01-31
WEXLER, PAUL, WILLIAM VICE PRESIDENT 12/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
STACEY BRAUN ASSOCIATES INC ASSISTANT VICE PRESIDENT direct 2005-01-01
STACEY BRAUN ASSOCIATES INC VICE PRESIDENT direct 2006-12-01

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