BRIDGEWATER ASSOCIATES, LP

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Bridgewater Associates is based out of Westport and is run by Raymond Dalio. Bridgewater Associates is a hedge fund with 105 clients and discretionary assets under management (AUM) of $223,014,045,848 (Form ADV from 2021-07-09). Their last reported 13F filing for Q3 2021 included $18,264,176,000 in managed 13F securities and a top 10 holdings concentration of 38.39%. Bridgewater Associates's largest holding is Vanguard FTSE Emerging Markets ETF with shares held of 23,445,821. Bridgewater Associates has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 79 13F filings

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09/30/2021

13F Activity

  • Market Value $18.264 Billion
  • Prior Market Value $15.588 Billion
  • New Purchases117 stocks
  • Additional Purchases343 stocks
  • Sold out of138 stocks
  • Reduced holdings in216 stocks
  • Top 10 Holdings % 38.39 %
  • Turnover % [1]:37.34%
  • Turnover Alt % [2]: 7.00 %
  • Time Held Top20:10.90 quarters
  • Time Held Top10:12.10 quarters
  • Time Held All:3.98 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-11-15

Performance for Q3 2021: 1.99%
Performance Last 4 Quarters: 8.72%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

Global (ex. US) Holdings

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Source: Refinitiv

View Last Form Adv Compilation Report on Record

BRIDGEWATER ASSOCIATES, LP
Classified as Hedge Fund
ONE GLENDINNING PLACE
WESTPORT CT    06880
Country: United States

Business Phone: 203-226-3030
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 1251
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 192,334,000,000
Total Number of Clients: 105
Amount of client funds and securities by related persons: 4,472,150,000
Total Number of clients from related persons: 6
Disclosures:
Data above was derived from SEC filings.

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BRIDGEWATER ASSOCIATES, LP

ownership team - last updated 2021-07-09
Name Title Start Date Direct/Indirect % Ownership
DALIO, RAYMOND, THOMAS CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER 01/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
PRINCE, ROBERT CO-CHIEF INVESTMENT OFFICER 03/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 1986-03-01
BRIDGEWATER ASSOCIATES INC DIRECTOR: RESEARCH & TRADING direct 1986-03-01 2004-10-15
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER, SECRETARY direct 1986-03-01 2011-03-31
JENSEN, GREGORY, S CO-CHIEF INVESTMENT OFFICER 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES INC VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
GLOTZER, ESQ., HELENE, T CHIEF COMPLIANCE OFFICER AND COUNSEL 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES, LP CHIEF COMPLIANCE OFFICER direct 2008-06-01
BRIDGEWATER ASSOCIATES, LP CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2008-06-01
MCCORMICK, DAVID, HAROLD CHIEF EXECUTIVE OFFICER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP GENERAL PARTNER & LIMITED PARTNER 07/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
TRUSTCO LLC LIMITED PARTNER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP LIMITED PARTNER direct 2015-04-01
YURKO, TRACEY, BRADY CHIEF LEGAL OFFICER & SECRETARY 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF LEGAL OFFICER & SECRETARY direct 2017-06-01
FALKENRATH, RICHARD, ALBERT CHIEF ADMINISTRATIVE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF ADMINISTRATIVE OFFICER direct 2020-03-01
BAR DEA, NIR DEPUTY CHIEF EXECUTIVE OFFICER 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP DEPUTY CHIEF EXECUTIVE OFFICER direct 2021-03-01
PASCIUCCO, GERARD HEAD OF FINANCE AND STRATEGY 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP HEAD OF FINANCE AND STRATEGY direct 2021-03-01
BRIDGEWATER ASSOCIATES HOLDINGS, INC GENERAL PARTNER BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 07/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC LIMITED PARTNER AND SOLE MEMBER OF THE GENERAL PARTNER direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GENERAL PARTNER OF BRIDGEWATER ASSOCIATES, LP) AND A LIMITED PARTNER indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND LIMITED PARTNER indirect 2010-07-01
DALIO, RAYMOND, THOMAS MORE THAN 50% VOTING CONTROL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 100% OWNER OF TRUSTCO LLC TRUSTCO LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
VARIOUS DALIO FAMILY, INTERESTS SHAREHOLDER BRIDGEWATER ASSOCIATES HOLDINGS, INC 12/01/1998 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 1998-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD. British Virgin Islands 805-9927219087 Hedge Fund 7,101,507,424 10,000,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO@12% TRADING COMPANY, LTD. Cayman Islands 805-5792620408 Hedge Fund 2,889,567,452 10,000,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND I, LTD. Cayman Islands 805-4557451071 Hedge Fund 2,194,728,774 100,000 Fund of Funds
BRIDGEWATER ALL WEATHER EURO FUND LIMITED Cayman Islands 805-2689878213 Hedge Fund 910,383,355 12,235,500 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS STERLING FUND, LTD. Cayman Islands 805-1506112198 Hedge Fund 313,115,611 13,669,500 Fund of Funds
ALL WEATHER@15% TRADING, LTD. Cayman Islands 805-1426464009 Hedge Fund 2,742,570,651 10,000,000 Master Fund Fund of Funds
BRIDGEWATER U.S. INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-1524737382 Hedge Fund 5,573,717,538 100,000 Master Fund
ALL WEATHER@12% TRADING, LTD. Cayman Islands 805-4498239679 Hedge Fund 7,971,064,390 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II, LTD. Cayman Islands 805-9404464129 Hedge Fund 6,270,352,963 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD. Cayman Islands 805-6672898278 Hedge Fund 194,334,576 10,000,000 Fund of Funds
BRIDGEWATER IMPLEMENTATION FUND III, LTD. Cayman Islands 805-4891878025 Hedge Fund 842,413,050 100,000 Fund of Funds
BRIDGEWATER INTERNATIONAL INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-5097992447 Hedge Fund 7,973,545,833 100,000 Master Fund
BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD. Cayman Islands 805-7819192574 Hedge Fund 2,707,445,093 10,000,000 Fund of Funds
DIAMOND RIDGE, LLC United States 805-1704333642 Hedge Fund 115,592,527 75,000,000 Fund of Funds
BRIDGEWATER BETA IMPLEMENTATION TRADING COMPANY I, LTD. Cayman Islands 805-9372274263 Hedge Fund 2,214,247,464 100,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY II, LTD. Cayman Islands 805-5580416933 Hedge Fund 3,374,673,238 10,000,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND II, LTD. Cayman Islands 805-3244284990 Hedge Fund 278,685,421 100,000 Fund of Funds
BRIDGEWATER OPTIONS FUND I, LLC United States 805-2434249679 Hedge Fund 248,384,809 0 Fund of Funds
BRIDGEWATER PURE ALPHA EURO FUND, LTD. Cayman Islands 805-6652986711 Hedge Fund 431,521,347 12,235,500 Fund of Funds
BRIDGEWATER ALL WEATHER PLUS FUND, LTD. Cayman Islands 805-5307306561 Hedge Fund 10,423,851,228 10,000,000 Fund of Funds
BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC. United States 805-2320847158 Hedge Fund 73,555 10,000,000
ALPHA LOVO I LTD. British Virgin Islands 805-2579216603 Hedge Fund 381,421,484 10,000,000 Fund of Funds
ALL WEATHER PORTFOLIO TRADING, LLC United States 805-4670373025 Hedge Fund 36,831,567,971 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY, LTD. Cayman Islands 805-5377463682 Hedge Fund 6,046,499,417 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD. Cayman Islands 805-6308184643 Hedge Fund 546,448,824 10,000,000 Fund of Funds
ALPHA BRUG FUND, LP United States 805-4949589338 Hedge Fund 3,025,860,651 5,000,000 Fund of Funds
BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. Cayman Islands 805-5074731877 Hedge Fund 6,781,767,368 100,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO TRADING COMPANY, LTD. Cayman Islands 805-8111000185 Hedge Fund 7,022,002,725 250,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD. British Virgin Islands 805-9225581752 Hedge Fund 40,529,127,681 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER STERLING FUND, LTD. Cayman Islands 805-8574790482 Hedge Fund 1,243,804,208 13,669,500 Fund of Funds
BRIDGEWATER CORPORATE BOND FUND, LLC United States 805-1924960872 Hedge Fund 104,130 0
BRIDGEWATER ALL WEATHER CHINA, LTD. Cayman Islands 805-4030918595 Hedge Fund 5,436,339,779 10,000,000
BRIDGEWATER PURE ALPHA FUND III, LTD. Cayman Islands 805-5927286713 Hedge Fund 2,578,331,821 7,716,500 Fund of Funds
BRIDGEWATER PURE ALPHA STERLING FUND, LTD. Cayman Islands 805-7162814156 Hedge Fund 2,155,022,390 13,669,500 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II@15%, LTD Cayman Islands 805-7409845851 Hedge Fund 3,789,395,441 10,000,000 Master Fund Fund of Funds
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC United States 805-9282560665 Liquidity Fund 29,423,035,839 0
BRIDGEWATER EQUITY FUND, LLC United States 805-4120829656 Hedge Fund 5,447,303,710 0 Fund of Funds

BRIDGEWATER ASSOCIATES, LP

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
DALIO, RAYMOND, THOMAS CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER 01/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
PRINCE, ROBERT CO-CHIEF INVESTMENT OFFICER 03/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 1986-03-01
BRIDGEWATER ASSOCIATES INC DIRECTOR: RESEARCH & TRADING direct 1986-03-01 2004-10-15
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER, SECRETARY direct 1986-03-01 2011-03-31
JENSEN, GREGORY, S CO-CHIEF INVESTMENT OFFICER 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES INC VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
GLOTZER, ESQ., HELENE, T CHIEF COMPLIANCE OFFICER AND COUNSEL 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES, LP CHIEF COMPLIANCE OFFICER direct 2008-06-01
BRIDGEWATER ASSOCIATES, LP CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2008-06-01
MCCORMICK, DAVID, HAROLD CHIEF EXECUTIVE OFFICER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP GENERAL PARTNER & LIMITED PARTNER 07/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
TRUSTCO LLC LIMITED PARTNER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP LIMITED PARTNER direct 2015-04-01
YURKO, TRACEY, BRADY CHIEF LEGAL OFFICER & SECRETARY 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF LEGAL OFFICER & SECRETARY direct 2017-06-01
DALBY, TIMOTHY, JOHN CHIEF FINANCIAL OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
UBS FINANCIAL SERVICES INC. DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE direct 2011-10-01
FALKENRATH, RICHARD, ALBERT CHIEF ADMINISTRATIVE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF ADMINISTRATIVE OFFICER direct 2020-03-01
BAR DEA, NIR DEPUTY CHIEF EXECUTIVE OFFICER 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP DEPUTY CHIEF EXECUTIVE OFFICER direct 2021-03-01
PASCIUCCO, GERARD HEAD OF FINANCE AND STRATEGY 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP HEAD OF FINANCE AND STRATEGY direct 2021-03-01
DALIO, RAYMOND, THOMAS CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER 01/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
PRINCE, ROBERT CO-CHIEF INVESTMENT OFFICER 03/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 1986-03-01
BRIDGEWATER ASSOCIATES INC DIRECTOR: RESEARCH & TRADING direct 1986-03-01 2004-10-15
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER, SECRETARY direct 1986-03-01 2011-03-31
JENSEN, GREGORY, S CO-CHIEF INVESTMENT OFFICER 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES INC VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
GLOTZER, ESQ., HELENE, T CHIEF COMPLIANCE OFFICER AND COUNSEL 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES, LP CHIEF COMPLIANCE OFFICER direct 2008-06-01
BRIDGEWATER ASSOCIATES, LP CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2008-06-01
MCCORMICK, DAVID, HAROLD CHIEF EXECUTIVE OFFICER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP GENERAL PARTNER & LIMITED PARTNER 07/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
TRUSTCO LLC LIMITED PARTNER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP LIMITED PARTNER direct 2015-04-01
YURKO, TRACEY, BRADY CHIEF LEGAL OFFICER & SECRETARY 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF LEGAL OFFICER & SECRETARY direct 2017-06-01
DALBY, TIMOTHY, JOHN CHIEF FINANCIAL OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
UBS FINANCIAL SERVICES INC. DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE direct 2011-10-01
FALKENRATH, RICHARD, ALBERT CHIEF ADMINISTRATIVE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF ADMINISTRATIVE OFFICER direct 2020-03-01
BAR DEA, NIR DEPUTY CHIEF EXECUTIVE OFFICER 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP DEPUTY CHIEF EXECUTIVE OFFICER direct 2021-03-01
PASCIUCCO, GERARD HEAD OF FINANCE AND STRATEGY 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP HEAD OF FINANCE AND STRATEGY direct 2021-03-01
BRIDGEWATER ASSOCIATES HOLDINGS, INC GENERAL PARTNER BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 07/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC LIMITED PARTNER AND SOLE MEMBER OF THE GENERAL PARTNER direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GENERAL PARTNER OF BRIDGEWATER ASSOCIATES, LP) AND A LIMITED PARTNER indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND LIMITED PARTNER indirect 2010-07-01
DALIO, RAYMOND, THOMAS MORE THAN 50% VOTING CONTROL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 100% OWNER OF TRUSTCO LLC TRUSTCO LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
VARIOUS DALIO FAMILY, INTERESTS SHAREHOLDER BRIDGEWATER ASSOCIATES HOLDINGS, INC 12/01/1998 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 1998-12-01
BRIDGEWATER ASSOCIATES HOLDINGS, INC GENERAL PARTNER BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 07/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC LIMITED PARTNER AND SOLE MEMBER OF THE GENERAL PARTNER direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GENERAL PARTNER OF BRIDGEWATER ASSOCIATES, LP) AND A LIMITED PARTNER indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND LIMITED PARTNER indirect 2010-07-01
DALIO, RAYMOND, THOMAS MORE THAN 50% VOTING CONTROL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 100% OWNER OF TRUSTCO LLC TRUSTCO LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
VARIOUS DALIO FAMILY, INTERESTS SHAREHOLDER BRIDGEWATER ASSOCIATES HOLDINGS, INC 12/01/1998 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 1998-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALL WEATHER PORTFOLIO TRADING, LLC United States 805-4670373025 Hedge Fund 36,831,567,971 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY, LTD. Cayman Islands 805-5377463682 Hedge Fund 6,046,499,417 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD. Cayman Islands 805-6308184643 Hedge Fund 546,448,824 10,000,000 Fund of Funds
ALPHA BRUG FUND, LP United States 805-4949589338 Hedge Fund 3,025,860,651 5,000,000 Fund of Funds
BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. Cayman Islands 805-5074731877 Hedge Fund 6,781,767,368 100,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO TRADING COMPANY, LTD. Cayman Islands 805-8111000185 Hedge Fund 7,022,002,725 250,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD. British Virgin Islands 805-9225581752 Hedge Fund 40,529,127,681 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER STERLING FUND, LTD. Cayman Islands 805-8574790482 Hedge Fund 1,243,804,208 13,669,500 Fund of Funds
BRIDGEWATER CORPORATE BOND FUND, LLC United States 805-1924960872 Hedge Fund 104,130 0
BRIDGEWATER ALL WEATHER CHINA, LTD. Cayman Islands 805-4030918595 Hedge Fund 5,436,339,779 10,000,000
BRIDGEWATER PURE ALPHA FUND III, LTD. Cayman Islands 805-5927286713 Hedge Fund 2,578,331,821 7,716,500 Fund of Funds
BRIDGEWATER PURE ALPHA STERLING FUND, LTD. Cayman Islands 805-7162814156 Hedge Fund 2,155,022,390 13,669,500 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II@15%, LTD Cayman Islands 805-7409845851 Hedge Fund 3,789,395,441 10,000,000 Master Fund Fund of Funds
BRIDGEWATER EQUITY FUND, LLC United States 805-4120829656 Hedge Fund 5,447,303,710 0 Fund of Funds
BRIDGEWATER U.S. INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-1524737382 Hedge Fund 5,573,717,538 100,000 Master Fund
BRIDGEWATER EVENT RISK FUND I, LTD. Cayman Islands 805-4557451071 Hedge Fund 2,194,728,774 100,000 Fund of Funds
BRIDGEWATER ALL WEATHER EURO FUND LIMITED Cayman Islands 805-2689878213 Hedge Fund 910,383,355 12,235,500 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS STERLING FUND, LTD. Cayman Islands 805-1506112198 Hedge Fund 313,115,611 13,669,500 Fund of Funds
ALL WEATHER@15% TRADING, LTD. Cayman Islands 805-1426464009 Hedge Fund 2,742,570,651 10,000,000 Master Fund Fund of Funds
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC United States 805-9282560665 Liquidity Fund 29,423,035,839 0
ALL WEATHER@12% TRADING, LTD. Cayman Islands 805-4498239679 Hedge Fund 7,971,064,390 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD. British Virgin Islands 805-9927219087 Hedge Fund 7,101,507,424 10,000,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO@12% TRADING COMPANY, LTD. Cayman Islands 805-5792620408 Hedge Fund 2,889,567,452 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II, LTD. Cayman Islands 805-9404464129 Hedge Fund 6,270,352,963 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD. Cayman Islands 805-6672898278 Hedge Fund 194,334,576 10,000,000 Fund of Funds
BRIDGEWATER IMPLEMENTATION FUND III, LTD. Cayman Islands 805-4891878025 Hedge Fund 842,413,050 100,000 Fund of Funds
BRIDGEWATER INTERNATIONAL INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-5097992447 Hedge Fund 7,973,545,833 100,000 Master Fund
BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD. Cayman Islands 805-7819192574 Hedge Fund 2,707,445,093 10,000,000 Fund of Funds
DIAMOND RIDGE, LLC United States 805-1704333642 Hedge Fund 115,592,527 75,000,000 Fund of Funds
BRIDGEWATER BETA IMPLEMENTATION TRADING COMPANY I, LTD. Cayman Islands 805-9372274263 Hedge Fund 2,214,247,464 100,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY II, LTD. Cayman Islands 805-5580416933 Hedge Fund 3,374,673,238 10,000,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND II, LTD. Cayman Islands 805-3244284990 Hedge Fund 278,685,421 100,000 Fund of Funds
BRIDGEWATER OPTIONS FUND I, LLC United States 805-2434249679 Hedge Fund 248,384,809 0 Fund of Funds
BRIDGEWATER PURE ALPHA EURO FUND, LTD. Cayman Islands 805-6652986711 Hedge Fund 431,521,347 12,235,500 Fund of Funds
BRIDGEWATER ALL WEATHER PLUS FUND, LTD. Cayman Islands 805-5307306561 Hedge Fund 10,423,851,228 10,000,000 Fund of Funds
BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC. United States 805-2320847158 Hedge Fund 73,555 10,000,000
ALPHA LOVO I LTD. British Virgin Islands 805-2579216603 Hedge Fund 381,421,484 10,000,000 Fund of Funds

BRIDGEWATER ASSOCIATES, LP

ownership team - last updated 2020-11-16
Name Title Start Date Direct/Indirect % Ownership
DALIO, RAYMOND, THOMAS CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER 01/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
PRINCE, ROBERT CO-CHIEF INVESTMENT OFFICER 03/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 1986-03-01
BRIDGEWATER ASSOCIATES INC DIRECTOR: RESEARCH & TRADING direct 1986-03-01 2004-10-15
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER, SECRETARY direct 1986-03-01 2011-03-31
JENSEN, GREGORY, S CO-CHIEF INVESTMENT OFFICER 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES INC VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
GLOTZER, ESQ., HELENE, T CHIEF COMPLIANCE OFFICER AND COUNSEL 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES, LP CHIEF COMPLIANCE OFFICER direct 2008-06-01
BRIDGEWATER ASSOCIATES, LP CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2008-06-01
MCCORMICK, DAVID, HAROLD CHIEF EXECUTIVE OFFICER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP GENERAL PARTNER & LIMITED PARTNER 07/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
HALVEY, JOHN, KENNETH GENERAL COUNSEL 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL direct 2013-11-01
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL & SECRETARY direct 2013-11-01
NALBANTOGLU, OSMAN MANAGEMENT COMMITTEE MEMBER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2012-09-01
TRUSTCO LLC LIMITED PARTNER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP LIMITED PARTNER direct 2015-04-01
YURKO, TRACEY, BRADY CHIEF LEGAL OFFICER & SECRETARY 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF LEGAL OFFICER & SECRETARY direct 2017-06-01
DALBY, TIMOTHY, JOHN CHIEF FINANCIAL OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
UBS FINANCIAL SERVICES INC. DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE direct 2011-10-01
FALKENRATH, RICHARD, ALBERT CHIEF ADMINISTRATIVE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF ADMINISTRATIVE OFFICER direct 2020-03-01
KREITER, BRIAN, JAMES CHIEF OPERATING OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF OPERATING OFFICER direct 2020-03-01
BRIDGEWATER ASSOCIATES HOLDINGS, INC GENERAL PARTNER BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 07/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC LIMITED PARTNER AND SOLE MEMBER OF THE GENERAL PARTNER direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GENERAL PARTNER OF BRIDGEWATER ASSOCIATES, LP) AND A LIMITED PARTNER indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND LIMITED PARTNER indirect 2010-07-01
DALIO, RAYMOND, THOMAS MORE THAN 50% VOTING CONTROL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
DALIO FAMILY TRUST, (BAI) FBO DEVON DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO PAUL DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MATTHEW DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MARK DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO, GRANDCHILDREN'S TRUST SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 12/01/1998 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01
BRIDGEWATER ASSOCIATES INC OWNER direct 1998-12-01 2004-10-15
BRIDGEWATER ASSOCIATES INC OWNER, THE TRUSTEE IS ROBERT PRINCE direct 1998-12-01 2005-08-16
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK AND MATTHEW DALIO direct 1998-12-01 2009-03-30
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 1998-12-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 1998-12-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-08-17
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2014-02-24
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-02-04
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-11-09
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 100% OWNER OF TRUSTCO LLC TRUSTCO LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALL WEATHER@15% TRADING, LTD. Cayman Islands 805-1426464009 Hedge Fund 2,435,408,576 10,000,000 Master Fund Fund of Funds
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC United States 805-9282560665 Liquidity Fund 30,531,498,992 0
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II, LTD. Cayman Islands 805-9404464129 Hedge Fund 3,993,092,255 10,000,000 Master Fund Fund of Funds
BRIDGEWATER IMPLEMENTATION FUND III, LTD. Cayman Islands 805-4891878025 Hedge Fund 634,208,480 100,000 Fund of Funds
BRIDGEWATER INTERNATIONAL INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-5097992447 Hedge Fund 6,553,347,778 100,000 Master Fund
BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD. Cayman Islands 805-7819192574 Hedge Fund 2,080,947,884 10,000,000 Fund of Funds
ALL WEATHER PORTFOLIO TRADING, LLC United States 805-4670373025 Hedge Fund 27,426,226,458 10,000,000 Master Fund Fund of Funds
ALL WEATHER@12% TRADING, LTD. Cayman Islands 805-4498239679 Hedge Fund 4,820,242,773 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD. British Virgin Islands 805-9927219087 Hedge Fund 11,547,968,693 10,000,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO@12% TRADING COMPANY, LTD. Cayman Islands 805-5792620408 Hedge Fund 4,789,934,570 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD. Cayman Islands 805-6672898278 Hedge Fund 464,246,270 10,000,000 Fund of Funds
DIAMOND RIDGE, LLC United States 805-1704333642 Hedge Fund 190,288,573 75,000,000 Fund of Funds
BRIDGEWATER BETA IMPLEMENTATION TRADING COMPANY I, LTD. Cayman Islands 805-9372274263 Hedge Fund 2,163,396,748 100,000 Master Fund Fund of Funds
BRIDGEWATER U.S. INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-1524737382 Hedge Fund 5,308,976,075 100,000 Master Fund
BRIDGEWATER EVENT RISK FUND I, LTD. Cayman Islands 805-4557451071 Hedge Fund 2,607,886,169 100,000 Fund of Funds
BRIDGEWATER ALL WEATHER EURO FUND LIMITED Cayman Islands 805-2689878213 Hedge Fund 749,106,896 11,225,000 Fund of Funds
BRIDGEWATER EQUITY FUND, LLC United States 805-4120829656 Hedge Fund 3,206,777,978 0 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS STERLING FUND, LTD. Cayman Islands 805-1506112198 Hedge Fund 302,992,023 13,247,500 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY, LTD. Cayman Islands 805-5377463682 Hedge Fund 7,570,933,930 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD. Cayman Islands 805-6308184643 Hedge Fund 662,695,703 10,000,000 Fund of Funds
ALPHA BRUG FUND, LP United States 805-4949589338 Hedge Fund 4,277,285,848 5,000,000 Fund of Funds
BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. Cayman Islands 805-5074731877 Hedge Fund 6,353,375,027 100,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO TRADING COMPANY, LTD. Cayman Islands 805-8111000185 Hedge Fund 14,047,714,766 250,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD. British Virgin Islands 805-9225581752 Hedge Fund 56,267,008,208 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER STERLING FUND, LTD. Cayman Islands 805-8574790482 Hedge Fund 908,656,473 13,247,500 Fund of Funds
BRIDGEWATER CORPORATE BOND FUND, LLC United States 805-1924960872 Hedge Fund 143,553,278 0
BRIDGEWATER ALL WEATHER CHINA, LTD. Cayman Islands 805-4030918595 Hedge Fund 2,702,314,075 10,000,000
BRIDGEWATER PURE ALPHA FUND III, LTD. Cayman Islands 805-5927286713 Hedge Fund 4,250,382,306 7,029,500 Fund of Funds
BRIDGEWATER PURE ALPHA STERLING FUND, LTD. Cayman Islands 805-7162814156 Hedge Fund 3,961,588,768 13,247,500 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II@15%, LTD Cayman Islands 805-7409845851 Hedge Fund 1,308,516,007 10,000,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND II, LTD. Cayman Islands 805-3244284990 Hedge Fund 1,632,322,679 100,000 Fund of Funds
BRIDGEWATER OPTIONS FUND I, LLC United States 805-2434249679 Hedge Fund 292,785,667 0 Fund of Funds
BRIDGEWATER PURE ALPHA EURO FUND, LTD. Cayman Islands 805-6652986711 Hedge Fund 528,727,339 11,225,000 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY II, LTD. Cayman Islands 805-5580416933 Hedge Fund 7,083,954,417 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER PLUS FUND, LTD. Cayman Islands 805-5307306561 Hedge Fund 6,791,274,050 10,000,000 Fund of Funds
BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC. United States 805-2320847158 Hedge Fund 2,282,252,859 10,000,000 Fund of Funds
ALPHA LOVO I LTD. British Virgin Islands 805-2579216603 Hedge Fund 419,527,134 10,000,000 Fund of Funds

BRIDGEWATER ASSOCIATES, LP

ownership team - last updated 2020-05-29
Name Title Start Date Direct/Indirect % Ownership
DALIO, RAYMOND, THOMAS CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER 01/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
PRINCE, ROBERT CO-CHIEF INVESTMENT OFFICER 03/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 1986-03-01
BRIDGEWATER ASSOCIATES INC DIRECTOR: RESEARCH & TRADING direct 1986-03-01 2004-10-15
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER, SECRETARY direct 1986-03-01 2011-03-31
JENSEN, GREGORY, S CO-CHIEF INVESTMENT OFFICER 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES INC VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
GLOTZER, ESQ., HELENE, T CHIEF COMPLIANCE OFFICER AND COUNSEL 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES, LP CHIEF COMPLIANCE OFFICER direct 2008-06-01
BRIDGEWATER ASSOCIATES, LP CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2008-06-01
MCCORMICK, DAVID, HAROLD CHIEF EXECUTIVE OFFICER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP GENERAL PARTNER & LIMITED PARTNER 07/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
HALVEY, JOHN, KENNETH GENERAL COUNSEL 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL direct 2013-11-01
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL & SECRETARY direct 2013-11-01
NALBANTOGLU, OSMAN MANAGEMENT COMMITTEE MEMBER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2012-09-01
TRUSTCO LLC LIMITED PARTNER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP LIMITED PARTNER direct 2015-04-01
FALKENRATH, RICHARD, ALBERT CHIEF ADMINISTRATIVE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF ADMINISTRATIVE OFFICER direct 2020-03-01
YURKO, TRACEY, BRADY CHIEF LEGAL OFFICER & SECRETARY 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF LEGAL OFFICER & SECRETARY direct 2017-06-01
DALBY, TIMOTHY, JOHN CHIEF FINANCIAL OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
UBS FINANCIAL SERVICES INC. DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE direct 2011-10-01
KREITER, BRIAN, JAMES CHIEF OPERATING OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF OPERATING OFFICER direct 2020-03-01
BRIDGEWATER ASSOCIATES HOLDINGS, INC GENERAL PARTNER BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 07/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC LIMITED PARTNER AND SOLE MEMBER OF THE GENERAL PARTNER direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GENERAL PARTNER OF BRIDGEWATER ASSOCIATES, LP) AND A LIMITED PARTNER indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND LIMITED PARTNER indirect 2010-07-01
DALIO, RAYMOND, THOMAS MORE THAN 50% VOTING CONTROL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
DALIO FAMILY TRUST, (BAI) FBO DEVON DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO PAUL DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MATTHEW DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MARK DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO, GRANDCHILDREN'S TRUST SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 12/01/1998 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01
BRIDGEWATER ASSOCIATES INC OWNER direct 1998-12-01 2004-10-15
BRIDGEWATER ASSOCIATES INC OWNER, THE TRUSTEE IS ROBERT PRINCE direct 1998-12-01 2005-08-16
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK AND MATTHEW DALIO direct 1998-12-01 2009-03-30
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 1998-12-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 1998-12-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-08-17
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2014-02-24
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-02-04
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-11-09
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 100% OWNER OF TRUSTCO LLC TRUSTCO LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALL WEATHER@15% TRADING, LTD. Cayman Islands 805-1426464009 Hedge Fund 2,435,408,576 10,000,000 Master Fund Fund of Funds
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC United States 805-9282560665 Liquidity Fund 30,531,498,992 0
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II, LTD. Cayman Islands 805-9404464129 Hedge Fund 3,993,092,255 10,000,000 Master Fund Fund of Funds
BRIDGEWATER IMPLEMENTATION FUND III, LTD. Cayman Islands 805-4891878025 Hedge Fund 634,208,480 100,000 Fund of Funds
BRIDGEWATER INTERNATIONAL INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-5097992447 Hedge Fund 6,553,347,778 100,000 Master Fund
BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD. Cayman Islands 805-7819192574 Hedge Fund 2,080,947,884 10,000,000 Fund of Funds
ALL WEATHER PORTFOLIO TRADING, LLC United States 805-4670373025 Hedge Fund 27,426,226,458 10,000,000 Master Fund Fund of Funds
ALL WEATHER@12% TRADING, LTD. Cayman Islands 805-4498239679 Hedge Fund 4,820,242,773 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD. British Virgin Islands 805-9927219087 Hedge Fund 11,547,968,693 10,000,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO@12% TRADING COMPANY, LTD. Cayman Islands 805-5792620408 Hedge Fund 4,789,934,570 10,000,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND I, LTD. Cayman Islands 805-4557451071 Hedge Fund 2,607,886,169 100,000 Fund of Funds
BRIDGEWATER ALL WEATHER EURO FUND LIMITED Cayman Islands 805-2689878213 Hedge Fund 749,106,896 11,225,000 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD. Cayman Islands 805-6672898278 Hedge Fund 464,246,270 10,000,000 Fund of Funds
DIAMOND RIDGE, LLC United States 805-1704333642 Hedge Fund 190,288,573 75,000,000 Fund of Funds
BRIDGEWATER BETA IMPLEMENTATION TRADING COMPANY I, LTD. Cayman Islands 805-9372274263 Hedge Fund 2,163,396,748 100,000 Master Fund Fund of Funds
BRIDGEWATER U.S. INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-1524737382 Hedge Fund 5,308,976,075 100,000 Master Fund
BRIDGEWATER PURE ALPHA MAJOR MARKETS STERLING FUND, LTD. Cayman Islands 805-1506112198 Hedge Fund 302,992,023 13,247,500 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY, LTD. Cayman Islands 805-5377463682 Hedge Fund 7,570,933,930 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD. Cayman Islands 805-6308184643 Hedge Fund 662,695,703 10,000,000 Fund of Funds
ALPHA BRUG FUND, LP United States 805-4949589338 Hedge Fund 4,277,285,848 5,000,000 Fund of Funds
BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. Cayman Islands 805-5074731877 Hedge Fund 6,353,375,027 100,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO TRADING COMPANY, LTD. Cayman Islands 805-8111000185 Hedge Fund 14,047,714,766 250,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD. British Virgin Islands 805-9225581752 Hedge Fund 56,267,008,208 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER STERLING FUND, LTD. Cayman Islands 805-8574790482 Hedge Fund 908,656,473 13,247,500 Fund of Funds
BRIDGEWATER CORPORATE BOND FUND, LLC United States 805-1924960872 Hedge Fund 143,553,278 0
BRIDGEWATER ALL WEATHER CHINA, LTD. Cayman Islands 805-4030918595 Hedge Fund 2,702,314,075 10,000,000
BRIDGEWATER PURE ALPHA FUND III, LTD. Cayman Islands 805-5927286713 Hedge Fund 4,250,382,306 7,029,500 Fund of Funds
BRIDGEWATER PURE ALPHA STERLING FUND, LTD. Cayman Islands 805-7162814156 Hedge Fund 3,961,588,768 13,247,500 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II@15%, LTD Cayman Islands 805-7409845851 Hedge Fund 1,308,516,007 10,000,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND II, LTD. Cayman Islands 805-3244284990 Hedge Fund 1,632,322,679 100,000 Fund of Funds
BRIDGEWATER OPTIONS FUND I, LLC United States 805-2434249679 Hedge Fund 292,785,667 0 Fund of Funds
BRIDGEWATER PURE ALPHA EURO FUND, LTD. Cayman Islands 805-6652986711 Hedge Fund 528,727,339 11,225,000 Fund of Funds
BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC. United States 805-2320847158 Hedge Fund 2,282,252,859 10,000,000 Fund of Funds
ALPHA LOVO I LTD. British Virgin Islands 805-2579216603 Hedge Fund 419,527,134 10,000,000 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY II, LTD. Cayman Islands 805-5580416933 Hedge Fund 7,083,954,417 10,000,000 Master Fund Fund of Funds
BRIDGEWATER EQUITY FUND, LLC United States 805-4120829656 Hedge Fund 3,206,777,978 0 Fund of Funds
BRIDGEWATER ALL WEATHER PLUS FUND, LTD. Cayman Islands 805-5307306561 Hedge Fund 6,791,274,050 10,000,000 Fund of Funds

BRIDGEWATER ASSOCIATES, LP

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRIDGEWATER IMPLEMENTATION FUND III, LTD. Cayman Islands 805-4891878025 Hedge Fund 634,208,480 100,000 Fund of Funds
ALL WEATHER@15% TRADING, LTD. Cayman Islands 805-1426464009 Hedge Fund 2,435,408,576 10,000,000 Master Fund Fund of Funds
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC United States 805-9282560665 Liquidity Fund 30,531,498,992 0
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II, LTD. Cayman Islands 805-9404464129 Hedge Fund 3,993,092,255 10,000,000 Master Fund Fund of Funds
BRIDGEWATER INTERNATIONAL INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-5097992447 Hedge Fund 6,553,347,778 100,000 Master Fund
BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD. Cayman Islands 805-7819192574 Hedge Fund 2,080,947,884 10,000,000 Fund of Funds
ALL WEATHER PORTFOLIO TRADING, LLC United States 805-4670373025 Hedge Fund 27,426,226,458 10,000,000 Master Fund Fund of Funds
ALL WEATHER@12% TRADING, LTD. Cayman Islands 805-4498239679 Hedge Fund 4,820,242,773 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD. British Virgin Islands 805-9927219087 Hedge Fund 11,547,968,693 10,000,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO@12% TRADING COMPANY, LTD. Cayman Islands 805-5792620408 Hedge Fund 4,789,934,570 10,000,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND I, LTD. Cayman Islands 805-4557451071 Hedge Fund 2,607,886,169 100,000 Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO TRADING COMPANY, LTD. Cayman Islands 805-8111000185 Hedge Fund 14,047,714,766 250,000,000 Master Fund Fund of Funds
BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. Cayman Islands 805-5074731877 Hedge Fund 6,353,375,027 100,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER EURO FUND LIMITED Cayman Islands 805-2689878213 Hedge Fund 749,106,896 11,225,000 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD. Cayman Islands 805-6672898278 Hedge Fund 464,246,270 10,000,000 Fund of Funds
DIAMOND RIDGE, LLC United States 805-1704333642 Hedge Fund 190,288,573 75,000,000 Fund of Funds
BRIDGEWATER BETA IMPLEMENTATION TRADING COMPANY I, LTD. Cayman Islands 805-9372274263 Hedge Fund 2,163,396,748 100,000 Master Fund Fund of Funds
BRIDGEWATER U.S. INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-1524737382 Hedge Fund 5,308,976,075 100,000 Master Fund
BRIDGEWATER PURE ALPHA MAJOR MARKETS STERLING FUND, LTD. Cayman Islands 805-1506112198 Hedge Fund 302,992,023 13,247,500 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY, LTD. Cayman Islands 805-5377463682 Hedge Fund 7,570,933,930 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD. Cayman Islands 805-6308184643 Hedge Fund 662,695,703 10,000,000 Fund of Funds
BRIDGEWATER ALL WEATHER STERLING FUND, LTD. Cayman Islands 805-8574790482 Hedge Fund 908,656,473 13,247,500 Fund of Funds
BRIDGEWATER CORPORATE BOND FUND, LLC United States 805-1924960872 Hedge Fund 143,553,278 0
ALPHA BRUG FUND, LP United States 805-4949589338 Hedge Fund 4,277,285,848 5,000,000 Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD. British Virgin Islands 805-9225581752 Hedge Fund 56,267,008,208 10,000,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA FUND III, LTD. Cayman Islands 805-5927286713 Hedge Fund 4,250,382,306 7,029,500 Fund of Funds
BRIDGEWATER PURE ALPHA STERLING FUND, LTD. Cayman Islands 805-7162814156 Hedge Fund 3,961,588,768 13,247,500 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II@15%, LTD Cayman Islands 805-7409845851 Hedge Fund 1,308,516,007 10,000,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER CHINA, LTD. Cayman Islands 805-4030918595 Hedge Fund 2,702,314,075 10,000,000
BRIDGEWATER OPTIONS FUND I, LLC United States 805-2434249679 Hedge Fund 292,785,667 0 Fund of Funds
BRIDGEWATER PURE ALPHA EURO FUND, LTD. Cayman Islands 805-6652986711 Hedge Fund 528,727,339 11,225,000 Fund of Funds
BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC. United States 805-2320847158 Hedge Fund 2,282,252,859 10,000,000 Fund of Funds
BRIDGEWATER EVENT RISK FUND II, LTD. Cayman Islands 805-3244284990 Hedge Fund 1,632,322,679 100,000 Fund of Funds
ALPHA LOVO I LTD. British Virgin Islands 805-2579216603 Hedge Fund 419,527,134 10,000,000 Fund of Funds
BRIDGEWATER EQUITY FUND, LLC United States 805-4120829656 Hedge Fund 3,206,777,978 0 Fund of Funds
BRIDGEWATER ALL WEATHER PLUS FUND, LTD. Cayman Islands 805-5307306561 Hedge Fund 6,791,274,050 10,000,000 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY II, LTD. Cayman Islands 805-5580416933 Hedge Fund 7,083,954,417 10,000,000 Master Fund Fund of Funds

BRIDGEWATER ASSOCIATES, LP

ownership team - last updated 2019-12-06
Name Title Start Date Direct/Indirect % Ownership
DALIO, RAYMOND, THOMAS CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER 01/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
PRINCE, ROBERT CO-CHIEF INVESTMENT OFFICER 03/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 1986-03-01
BRIDGEWATER ASSOCIATES INC DIRECTOR: RESEARCH & TRADING direct 1986-03-01 2004-10-15
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER, SECRETARY direct 1986-03-01 2011-03-31
JENSEN, GREGORY, S CO-CHIEF INVESTMENT OFFICER 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES INC VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
GLOTZER, ESQ., HELENE, T CHIEF COMPLIANCE OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES, LP CHIEF COMPLIANCE OFFICER direct 2008-06-01
BRIDGEWATER ASSOCIATES, LP CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2008-06-01
MURRAY, EILEEN, KATHERINE CO-CHIEF EXECUTIVE OFFICER 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUFF CAPITAL ADVISORS LP PRESIDENT direct 2007-10-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-07-01
MORGAN STANLEY & CO., INCORPORATED DIRECTOR direct 2001-04-01 2002-07-10
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-07-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT AND CHIEF OPERATING OFFICER direct 2009-07-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT AND CO-CHIEF OPERATING OFFICER direct 2009-07-01 2014-03-25
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF OPERATING OFFICER direct 2009-07-01 2015-02-04
MCCORMICK, DAVID, HAROLD CO-CHIEF EXECUTIVE OFFICER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP GENERAL PARTNER & LIMITED PARTNER 07/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
HALVEY, JOHN, KENNETH GENERAL COUNSEL 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL direct 2013-11-01
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL & SECRETARY direct 2013-11-01
NALBANTOGLU, OSMAN MANAGEMENT COMMITTEE MEMBER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2012-09-01
TRUSTCO LLC LIMITED PARTNER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP LIMITED PARTNER direct 2015-04-01
YURKO, TRACEY, BRADY CHIEF LEGAL OFFICER & SECRETARY 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF LEGAL OFFICER & SECRETARY direct 2017-06-01
DALBY, TIMOTHY, JOHN CHIEF FINANCIAL OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
UBS FINANCIAL SERVICES INC. DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE direct 2011-10-01
BRIDGEWATER ASSOCIATES HOLDINGS, INC GENERAL PARTNER BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 07/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC LIMITED PARTNER AND SOLE MEMBER OF THE GENERAL PARTNER direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GENERAL PARTNER OF BRIDGEWATER ASSOCIATES, LP) AND A LIMITED PARTNER indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND LIMITED PARTNER indirect 2010-07-01
DALIO, RAYMOND, THOMAS MORE THAN 50% VOTING CONTROL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
DALIO FAMILY TRUST, (BAI) FBO DEVON DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO PAUL DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MATTHEW DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MARK DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO, GRANDCHILDREN'S TRUST SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 12/01/1998 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01
BRIDGEWATER ASSOCIATES INC OWNER direct 1998-12-01 2004-10-15
BRIDGEWATER ASSOCIATES INC OWNER, THE TRUSTEE IS ROBERT PRINCE direct 1998-12-01 2005-08-16
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK AND MATTHEW DALIO direct 1998-12-01 2009-03-30
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 1998-12-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 1998-12-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-08-17
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2014-02-24
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-02-04
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-11-09
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 100% OWNER OF TRUSTCO LLC TRUSTCO LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRIDGEWATER IMPLEMENTATION FUND III, LTD. Cayman Islands 805-4891878025 Hedge Fund 499,587,513 100,000 Fund of Funds
ALL WEATHER@15% TRADING, LTD. Cayman Islands 805-1426464009 Hedge Fund 1,741,812,290 750,000 Master Fund Fund of Funds
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC United States 805-9282560665 Liquidity Fund 63,981,789,514 0
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II, LTD. Cayman Islands 805-9404464129 Hedge Fund 4,587,549,915 750,000 Master Fund Fund of Funds
BRIDGEWATER INTERNATIONAL INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-5097992447 Hedge Fund 6,263,743,324 100,000 Master Fund
BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD. Cayman Islands 805-7819192574 Hedge Fund 1,797,317,934 10,000,000
ALL WEATHER PORTFOLIO TRADING, LLC United States 805-4670373025 Hedge Fund 25,173,985,444 750,000 Master Fund Fund of Funds
ALL WEATHER@12% TRADING, LTD. Cayman Islands 805-4498239679 Hedge Fund 4,370,378,844 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD. British Virgin Islands 805-9927219087 Hedge Fund 11,896,279,509 750,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO@12% TRADING COMPANY, LTD. Cayman Islands 805-5792620408 Hedge Fund 2,571,644,401 750,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND I, LTD. Cayman Islands 805-4557451071 Hedge Fund 1,115,909,420 100,000 Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO TRADING COMPANY, LTD. Cayman Islands 805-8111000185 Hedge Fund 17,082,423,057 750,000 Master Fund Fund of Funds
BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. Cayman Islands 805-5074731877 Hedge Fund 7,888,243,813 100,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER EURO FUND LIMITED Cayman Islands 805-2689878213 Hedge Fund 790,187,371 857,363 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD. Cayman Islands 805-6672898278 Hedge Fund 424,128,823 750,000 Fund of Funds
DIAMOND RIDGE, LLC United States 805-1704333642 Hedge Fund 194,287,571 75,000,000 Fund of Funds
BRIDGEWATER BETA IMPLEMENTATION TRADING COMPANY I, LTD. Cayman Islands 805-9372274263 Hedge Fund 1,608,214,979 100,000 Master Fund Fund of Funds
BRIDGEWATER U.S. INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-1524737382 Hedge Fund 4,552,838,735 100,000 Master Fund
BRIDGEWATER OPERS FUND, LLC United States 805-7176262608 Hedge Fund 412,052,945 750,000 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS STERLING FUND, LTD. Cayman Islands 805-1506112198 Hedge Fund 302,782,126 955,200 Fund of Funds
ALPHA BRUG FUND, LP United States 805-4949589338 Hedge Fund 4,615,021,270 5,000,000 Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD. British Virgin Islands 805-9225581752 Hedge Fund 60,520,777,489 750,000 Master Fund Fund of Funds
ALPHA LOVO I LTD. British Virgin Islands 805-2579216603 Hedge Fund 382,857,361 1,000,000 Fund of Funds
BRIDGEWATER EQUITY FUND, LLC United States 805-4120829656 Hedge Fund 10,257,641,589 0 Fund of Funds
BRIDGEWATER ALL WEATHER PLUS FUND, LTD. Cayman Islands 805-5307306561 Hedge Fund 4,400,313,531 750,000 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY II, LTD. Cayman Islands 805-5580416933 Hedge Fund 7,052,411,422 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY, LTD. Cayman Islands 805-5377463682 Hedge Fund 8,861,014,627 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD. Cayman Islands 805-6308184643 Hedge Fund 770,319,919 750,000 Fund of Funds
BRIDGEWATER ALL WEATHER STERLING FUND, LTD. Cayman Islands 805-8574790482 Hedge Fund 755,004,049 955,200 Fund of Funds
BRIDGEWATER CORPORATE BOND FUND, LLC United States 805-1924960872 Hedge Fund 125,034,527 0
BRIDGEWATER ALL WEATHER CHINA, LTD. Cayman Islands 805-4030918595 Hedge Fund 1,405,301,481 750,000
BRIDGEWATER OPTIONS FUND I, LLC United States 805-2434249679 Hedge Fund 287,109,042 0 Fund of Funds
BRIDGEWATER PURE ALPHA EURO FUND, LTD. Cayman Islands 805-6652986711 Hedge Fund 648,723,956 857,363 Fund of Funds
BRIDGEWATER PURE ALPHA FUND III, LTD. Cayman Islands 805-5927286713 Hedge Fund 4,535,375,806 528,000 Fund of Funds
BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC. United States 805-2320847158 Hedge Fund 1,845,473,259 750,000 Fund of Funds
BRIDGEWATER EVENT RISK FUND II, LTD. Cayman Islands 805-3244284990 Hedge Fund 303,959,696 100,000 Fund of Funds
BRIDGEWATER PURE ALPHA STERLING FUND, LTD. Cayman Islands 805-7162814156 Hedge Fund 4,341,547,748 955,200 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II@15%, LTD Cayman Islands 805-7409845851 Hedge Fund 1,280,426,666 750,000 Master Fund Fund of Funds

BRIDGEWATER ASSOCIATES, LP

ownership team - last updated 2019-08-09
Name Title Start Date Direct/Indirect % Ownership
DALIO, RAYMOND, THOMAS CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER 01/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
PRINCE, ROBERT CO-CHIEF INVESTMENT OFFICER 03/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 1986-03-01
BRIDGEWATER ASSOCIATES INC DIRECTOR: RESEARCH & TRADING direct 1986-03-01 2004-10-15
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER, SECRETARY direct 1986-03-01 2011-03-31
JENSEN, GREGORY, S CO-CHIEF INVESTMENT OFFICER 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES INC VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
GLOTZER, ESQ., HELENE, T CHIEF COMPLIANCE OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES, LP CHIEF COMPLIANCE OFFICER direct 2008-06-01
BRIDGEWATER ASSOCIATES, LP CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2008-06-01
MURRAY, EILEEN, KATHERINE CO-CHIEF EXECUTIVE OFFICER 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUFF CAPITAL ADVISORS LP PRESIDENT direct 2007-10-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-07-01
MORGAN STANLEY & CO., INCORPORATED DIRECTOR direct 2001-04-01 2002-07-10
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-07-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT AND CHIEF OPERATING OFFICER direct 2009-07-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT AND CO-CHIEF OPERATING OFFICER direct 2009-07-01 2014-03-25
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF OPERATING OFFICER direct 2009-07-01 2015-02-04
MCCORMICK, DAVID, HAROLD CO-CHIEF EXECUTIVE OFFICER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP GENERAL PARTNER & LIMITED PARTNER 07/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
HALVEY, JOHN, KENNETH GENERAL COUNSEL 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL direct 2013-11-01
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL & SECRETARY direct 2013-11-01
NALBANTOGLU, OSMAN MANAGEMENT COMMITTEE MEMBER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2012-09-01
TRUSTCO LLC LIMITED PARTNER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP LIMITED PARTNER direct 2015-04-01
YURKO, TRACEY, BRADY CHIEF LEGAL OFFICER & SECRETARY 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF LEGAL OFFICER & SECRETARY direct 2017-06-01
DALBY, TIMOTHY, JOHN CHIEF FINANCIAL OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
UBS FINANCIAL SERVICES INC. DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE direct 2011-10-01
BRIDGEWATER ASSOCIATES HOLDINGS, INC GENERAL PARTNER BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 07/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC LIMITED PARTNER AND SOLE MEMBER OF THE GENERAL PARTNER direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GENERAL PARTNER OF BRIDGEWATER ASSOCIATES, LP) AND A LIMITED PARTNER indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND LIMITED PARTNER indirect 2010-07-01
DALIO, RAYMOND, THOMAS MORE THAN 50% VOTING CONTROL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
DALIO FAMILY TRUST, (BAI) FBO DEVON DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO PAUL DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MATTHEW DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MARK DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO, GRANDCHILDREN'S TRUST SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 12/01/1998 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01
BRIDGEWATER ASSOCIATES INC OWNER direct 1998-12-01 2004-10-15
BRIDGEWATER ASSOCIATES INC OWNER, THE TRUSTEE IS ROBERT PRINCE direct 1998-12-01 2005-08-16
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK AND MATTHEW DALIO direct 1998-12-01 2009-03-30
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 1998-12-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 1998-12-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-08-17
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2014-02-24
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-02-04
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-11-09
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 100% OWNER OF TRUSTCO LLC TRUSTCO LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ALL WEATHER@15% TRADING, LTD. Cayman Islands 805-1426464009 Hedge Fund 1,741,812,290 750,000 Master Fund Fund of Funds
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC United States 805-9282560665 Liquidity Fund 63,981,789,514 0
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II, LTD. Cayman Islands 805-9404464129 Hedge Fund 4,587,549,915 750,000 Master Fund Fund of Funds
BRIDGEWATER INTERNATIONAL INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-5097992447 Hedge Fund 6,263,743,324 100,000 Master Fund
BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD. Cayman Islands 805-7819192574 Hedge Fund 1,797,317,934 10,000,000
ALL WEATHER PORTFOLIO TRADING, LLC United States 805-4670373025 Hedge Fund 25,173,985,444 750,000 Master Fund Fund of Funds
ALL WEATHER@12% TRADING, LTD. Cayman Islands 805-4498239679 Hedge Fund 4,370,378,844 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD. British Virgin Islands 805-9927219087 Hedge Fund 11,896,279,509 750,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO@12% TRADING COMPANY, LTD. Cayman Islands 805-5792620408 Hedge Fund 2,571,644,401 750,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND I, LTD. Cayman Islands 805-4557451071 Hedge Fund 1,115,909,420 100,000 Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO TRADING COMPANY, LTD. Cayman Islands 805-8111000185 Hedge Fund 17,082,423,057 750,000 Master Fund Fund of Funds
BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. Cayman Islands 805-5074731877 Hedge Fund 7,888,243,813 100,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER EURO FUND LIMITED Cayman Islands 805-2689878213 Hedge Fund 790,187,371 857,363 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD. Cayman Islands 805-6672898278 Hedge Fund 424,128,823 750,000 Fund of Funds
DIAMOND RIDGE, LLC United States 805-1704333642 Hedge Fund 194,287,571 75,000,000 Fund of Funds
BRIDGEWATER BETA IMPLEMENTATION TRADING COMPANY I, LTD. Cayman Islands 805-9372274263 Hedge Fund 1,608,214,979 100,000 Master Fund Fund of Funds
BRIDGEWATER U.S. INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-1524737382 Hedge Fund 4,552,838,735 100,000 Master Fund
BRIDGEWATER OPERS FUND, LLC United States 805-7176262608 Hedge Fund 412,052,945 750,000 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS STERLING FUND, LTD. Cayman Islands 805-1506112198 Hedge Fund 302,782,126 955,200 Fund of Funds
ALL WEATHER @ 10% LIMITED British Virgin Islands 805-1599574296 Hedge Fund 116,965,319 750,000 Fund of Funds
ALPHA BRUG FUND, LP United States 805-4949589338 Hedge Fund 4,615,021,270 5,000,000 Fund of Funds
BRIDGEWATER EQUITY FUND, LLC United States 805-4120829656 Hedge Fund 10,257,641,589 0 Fund of Funds
ALPHA LOVO I LTD. British Virgin Islands 805-2579216603 Hedge Fund 382,857,361 1,000,000 Fund of Funds
BRIDGEWATER ALL WEATHER PLUS FUND, LTD. Cayman Islands 805-5307306561 Hedge Fund 4,400,313,531 750,000 Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD. British Virgin Islands 805-9225581752 Hedge Fund 60,520,777,489 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY II, LTD. Cayman Islands 805-5580416933 Hedge Fund 7,052,411,422 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY, LTD. Cayman Islands 805-5377463682 Hedge Fund 8,861,014,627 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD. Cayman Islands 805-6308184643 Hedge Fund 770,319,919 750,000 Fund of Funds
BRIDGEWATER ALL WEATHER STERLING FUND, LTD. Cayman Islands 805-8574790482 Hedge Fund 755,004,049 955,200 Fund of Funds
BRIDGEWATER CORPORATE BOND FUND, LLC United States 805-1924960872 Hedge Fund 125,034,527 0
BRIDGEWATER OPTIONS FUND I, LLC United States 805-2434249679 Hedge Fund 287,109,042 0 Fund of Funds
BRIDGEWATER PURE ALPHA EURO FUND, LTD. Cayman Islands 805-6652986711 Hedge Fund 648,723,956 857,363 Fund of Funds
BRIDGEWATER PURE ALPHA STERLING FUND, LTD. Cayman Islands 805-7162814156 Hedge Fund 4,341,547,748 955,200 Fund of Funds
BRIDGEWATER PURE ALPHA FUND III, LTD. Cayman Islands 805-5927286713 Hedge Fund 4,535,375,806 528,000 Fund of Funds
BRIDGEWATER ALL WEATHER CHINA, LTD. Cayman Islands 805-4030918595 Hedge Fund 1,405,301,481 750,000
BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC. United States 805-2320847158 Hedge Fund 1,845,473,259 750,000 Fund of Funds
BRIDGEWATER IMPLEMENTATION FUND III, LTD. Cayman Islands 805-4891878025 Hedge Fund 499,587,513 100,000 Fund of Funds
BRIDGEWATER EVENT RISK FUND II, LTD. Cayman Islands 805-3244284990 Hedge Fund 303,959,696 100,000 Fund of Funds

BRIDGEWATER ASSOCIATES, LP

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
DALIO, RAYMOND, THOMAS CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER 01/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
PRINCE, ROBERT CO-CHIEF INVESTMENT OFFICER 03/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 1986-03-01
BRIDGEWATER ASSOCIATES INC DIRECTOR: RESEARCH & TRADING direct 1986-03-01 2004-10-15
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER, SECRETARY direct 1986-03-01 2011-03-31
JENSEN, GREGORY, S CO-CHIEF INVESTMENT OFFICER 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES INC VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
GLOTZER, ESQ., HELENE, T CHIEF COMPLIANCE OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES, LP CHIEF COMPLIANCE OFFICER direct 2008-06-01
BRIDGEWATER ASSOCIATES, LP CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2008-06-01
MURRAY, EILEEN, KATHERINE CO-CHIEF EXECUTIVE OFFICER 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUFF CAPITAL ADVISORS LP PRESIDENT direct 2007-10-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-07-01
MORGAN STANLEY & CO., INCORPORATED DIRECTOR direct 2001-04-01 2002-07-10
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-07-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT AND CHIEF OPERATING OFFICER direct 2009-07-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT AND CO-CHIEF OPERATING OFFICER direct 2009-07-01 2014-03-25
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF OPERATING OFFICER direct 2009-07-01 2015-02-04
MCCORMICK, DAVID, HAROLD CO-CHIEF EXECUTIVE OFFICER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP GENERAL PARTNER & LIMITED PARTNER 07/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
HALVEY, JOHN, KENNETH GENERAL COUNSEL 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL direct 2013-11-01
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL & SECRETARY direct 2013-11-01
NALBANTOGLU, OSMAN MANAGEMENT COMMITTEE MEMBER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2012-09-01
TRUSTCO LLC LIMITED PARTNER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP LIMITED PARTNER direct 2015-04-01
YURKO, TRACEY, BRADY CHIEF LEGAL OFFICER & SECRETARY 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF LEGAL OFFICER & SECRETARY direct 2017-06-01
BRIDGEWATER ASSOCIATES HOLDINGS, INC GENERAL PARTNER BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 07/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC LIMITED PARTNER AND SOLE MEMBER OF THE GENERAL PARTNER direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GENERAL PARTNER OF BRIDGEWATER ASSOCIATES, LP) AND A LIMITED PARTNER indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND LIMITED PARTNER indirect 2010-07-01
DALIO, RAYMOND, THOMAS MORE THAN 50% VOTING CONTROL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
DALIO FAMILY TRUST, (BAI) FBO DEVON DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO PAUL DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MATTHEW DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MARK DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO, GRANDCHILDREN'S TRUST SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 12/01/1998 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01
BRIDGEWATER ASSOCIATES INC OWNER direct 1998-12-01 2004-10-15
BRIDGEWATER ASSOCIATES INC OWNER, THE TRUSTEE IS ROBERT PRINCE direct 1998-12-01 2005-08-16
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK AND MATTHEW DALIO direct 1998-12-01 2009-03-30
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 1998-12-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 1998-12-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-08-17
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2014-02-24
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-02-04
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-11-09
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 100% OWNER OF TRUSTCO LLC TRUSTCO LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRIDGEWATER OPTIMAL PORTFOLIO@12% TRADING COMPANY, LTD. Cayman Islands 805-5792620408 Hedge Fund 2,571,644,401 750,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND I, LTD. Cayman Islands 805-4557451071 Hedge Fund 1,115,909,420 100,000 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD. Cayman Islands 805-6672898278 Hedge Fund 424,128,823 750,000 Fund of Funds
BRIDGEWATER BETA IMPLEMENTATION TRADING COMPANY I, LTD. Cayman Islands 805-9372274263 Hedge Fund 1,608,214,979 100,000 Master Fund Fund of Funds
ALL WEATHER@15% TRADING, LTD. Cayman Islands 805-1426464009 Hedge Fund 1,741,812,290 750,000 Master Fund Fund of Funds
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC United States 805-9282560665 Liquidity Fund 63,981,789,514 0
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II, LTD. Cayman Islands 805-9404464129 Hedge Fund 4,587,549,915 750,000 Master Fund Fund of Funds
BRIDGEWATER INTERNATIONAL INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-5097992447 Hedge Fund 6,263,743,324 100,000 Master Fund
BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD. Cayman Islands 805-7819192574 Hedge Fund 1,797,317,934 10,000,000
ALL WEATHER PORTFOLIO TRADING, LLC United States 805-4670373025 Hedge Fund 25,173,985,444 750,000 Master Fund Fund of Funds
ALL WEATHER@12% TRADING, LTD. Cayman Islands 805-4498239679 Hedge Fund 4,370,378,844 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD. British Virgin Islands 805-9927219087 Hedge Fund 11,896,279,509 750,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO TRADING COMPANY, LTD. Cayman Islands 805-8111000185 Hedge Fund 17,082,423,057 750,000 Master Fund Fund of Funds
BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. Cayman Islands 805-5074731877 Hedge Fund 7,888,243,813 100,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER EURO FUND LIMITED Cayman Islands 805-2689878213 Hedge Fund 790,187,371 857,363 Fund of Funds
DIAMOND RIDGE, LLC United States 805-1704333642 Hedge Fund 194,287,571 75,000,000 Fund of Funds
BRIDGEWATER U.S. INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-1524737382 Hedge Fund 4,552,838,735 100,000 Master Fund
BRIDGEWATER OPERS FUND, LLC United States 805-7176262608 Hedge Fund 412,052,945 750,000 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS STERLING FUND, LTD. Cayman Islands 805-1506112198 Hedge Fund 302,782,126 955,200 Fund of Funds
ALL WEATHER @ 10% LIMITED British Virgin Islands 805-1599574296 Hedge Fund 116,965,319 750,000 Fund of Funds
ALPHA BRUG FUND, LP United States 805-4949589338 Hedge Fund 4,615,021,270 5,000,000 Fund of Funds
BRIDGEWATER EQUITY FUND, LLC United States 805-4120829656 Hedge Fund 10,257,641,589 0 Fund of Funds
ALPHA LOVO I LTD. British Virgin Islands 805-2579216603 Hedge Fund 382,857,361 1,000,000 Fund of Funds
BRIDGEWATER ALL WEATHER PLUS FUND, LTD. Cayman Islands 805-5307306561 Hedge Fund 4,400,313,531 750,000 Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD. British Virgin Islands 805-9225581752 Hedge Fund 60,520,777,489 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY II, LTD. Cayman Islands 805-5580416933 Hedge Fund 7,052,411,422 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY, LTD. Cayman Islands 805-5377463682 Hedge Fund 8,861,014,627 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD. Cayman Islands 805-6308184643 Hedge Fund 770,319,919 750,000 Fund of Funds
BRIDGEWATER ALL WEATHER STERLING FUND, LTD. Cayman Islands 805-8574790482 Hedge Fund 755,004,049 955,200 Fund of Funds
BRIDGEWATER CORPORATE BOND FUND, LLC United States 805-1924960872 Hedge Fund 125,034,527 0
BRIDGEWATER OPTIONS FUND I, LLC United States 805-2434249679 Hedge Fund 287,109,042 0 Fund of Funds
BRIDGEWATER PURE ALPHA EURO FUND, LTD. Cayman Islands 805-6652986711 Hedge Fund 648,723,956 857,363 Fund of Funds
BRIDGEWATER PURE ALPHA STERLING FUND, LTD. Cayman Islands 805-7162814156 Hedge Fund 4,341,547,748 955,200 Fund of Funds
BRIDGEWATER PURE ALPHA FUND III, LTD. Cayman Islands 805-5927286713 Hedge Fund 4,535,375,806 528,000 Fund of Funds
BRIDGEWATER ALL WEATHER CHINA, LTD. Cayman Islands 805-4030918595 Hedge Fund 1,405,301,481 750,000
BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC. United States 805-2320847158 Hedge Fund 1,845,473,259 750,000 Fund of Funds
BRIDGEWATER IMPLEMENTATION FUND III, LTD. Cayman Islands 805-4891878025 Hedge Fund 499,587,513 100,000 Fund of Funds
BRIDGEWATER EVENT RISK FUND II, LTD. Cayman Islands 805-3244284990 Hedge Fund 303,959,696 100,000 Fund of Funds

BRIDGEWATER ASSOCIATES, LP

ownership team - last updated 2018-11-15
Name Title Start Date Direct/Indirect % Ownership
GLOTZER, ESQ., HELENE, T CHIEF COMPLIANCE OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES, LP CHIEF COMPLIANCE OFFICER direct 2008-06-01
BRIDGEWATER ASSOCIATES, LP CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2008-06-01
DALIO, RAYMOND, THOMAS CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER 01/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
PRINCE, ROBERT CO-CHIEF INVESTMENT OFFICER 03/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 1986-03-01
BRIDGEWATER ASSOCIATES INC DIRECTOR: RESEARCH & TRADING direct 1986-03-01 2004-10-15
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER, SECRETARY direct 1986-03-01 2011-03-31
JENSEN, GREGORY, S CO-CHIEF INVESTMENT OFFICER 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES INC VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
MURRAY, EILEEN, KATHERINE CO-CHIEF EXECUTIVE OFFICER 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUFF CAPITAL ADVISORS LP PRESIDENT direct 2007-10-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-07-01
MORGAN STANLEY & CO., INCORPORATED DIRECTOR direct 2001-04-01 2002-07-10
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-07-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT AND CHIEF OPERATING OFFICER direct 2009-07-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT AND CO-CHIEF OPERATING OFFICER direct 2009-07-01 2014-03-25
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF OPERATING OFFICER direct 2009-07-01 2015-02-04
MCCORMICK, DAVID, HAROLD CO-CHIEF EXECUTIVE OFFICER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP GENERAL PARTNER & LIMITED PARTNER 07/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
HALVEY, JOHN, KENNETH GENERAL COUNSEL 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL direct 2013-11-01
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL & SECRETARY direct 2013-11-01
NALBANTOGLU, OSMAN MANAGEMENT COMMITTEE MEMBER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2012-09-01
TRUSTCO LLC LIMITED PARTNER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP LIMITED PARTNER direct 2015-04-01
YURKO, TRACEY, BRADY CHIEF LEGAL OFFICER & SECRETARY 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF LEGAL OFFICER & SECRETARY direct 2017-06-01
BRIDGEWATER ASSOCIATES HOLDINGS, INC GENERAL PARTNER BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 07/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC LIMITED PARTNER AND SOLE MEMBER OF THE GENERAL PARTNER direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GENERAL PARTNER OF BRIDGEWATER ASSOCIATES, LP) AND A LIMITED PARTNER indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND LIMITED PARTNER indirect 2010-07-01
DALIO, RAYMOND, THOMAS MORE THAN 50% VOTING CONTROL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
DALIO FAMILY TRUST, (BAI) FBO DEVON DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO PAUL DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MATTHEW DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MARK DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO, GRANDCHILDREN'S TRUST SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 12/01/1998 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01
BRIDGEWATER ASSOCIATES INC OWNER direct 1998-12-01 2004-10-15
BRIDGEWATER ASSOCIATES INC OWNER, THE TRUSTEE IS ROBERT PRINCE direct 1998-12-01 2005-08-16
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK AND MATTHEW DALIO direct 1998-12-01 2009-03-30
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 1998-12-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 1998-12-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-08-17
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2014-02-24
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-02-04
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-11-09
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 100% OWNER OF TRUSTCO LLC TRUSTCO LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRIDGEWATER OPTIMAL PORTFOLIO@12% TRADING COMPANY, LTD. Cayman Islands 805-5792620408 Hedge Fund 2,738,379,315 750,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND I, LTD. Cayman Islands 805-4557451071 Hedge Fund 5,120,974,088 100,000 Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD. Cayman Islands 805-6672898278 Hedge Fund 484,389,509 750,000 Fund of Funds
BRIDGEWATER BETA IMPLEMENTATION TRADING COMPANY I, LTD. Cayman Islands 805-9372274263 Hedge Fund 1,119,323,269 100,000 Master Fund Fund of Funds
ALL WEATHER@15% TRADING, LTD. Cayman Islands 805-1426464009 Hedge Fund 1,769,211,281 750,000 Master Fund Fund of Funds
BRIDGEWATER EVENT RISK FUND II, LTD. Cayman Islands 805-3244284990 Hedge Fund 1,626,936,231 100,000 Fund of Funds
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC United States 805-9282560665 Liquidity Fund 61,790,858,484 0
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II, LTD. Cayman Islands 805-9404464129 Hedge Fund 5,377,499,569 750,000 Master Fund Fund of Funds
BRIDGEWATER INTERNATIONAL INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-5097992447 Hedge Fund 6,467,569,108 100,000 Master Fund
BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD. Cayman Islands 805-7819192574 Hedge Fund 1,636,653,146 10,000,000 Fund of Funds
ALL WEATHER PORTFOLIO TRADING, LLC United States 805-4670373025 Hedge Fund 30,778,913,598 750,000 Master Fund Fund of Funds
ALL WEATHER@12% TRADING, LTD. Cayman Islands 805-4498239679 Hedge Fund 4,853,003,657 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD. British Virgin Islands 805-9927219087 Hedge Fund 13,005,431,089 750,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO TRADING COMPANY, LTD. Cayman Islands 805-8111000185 Hedge Fund 27,304,629,779 750,000 Master Fund Fund of Funds
BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. Cayman Islands 805-5074731877 Hedge Fund 4,254,260,944 100,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER EURO FUND LIMITED Cayman Islands 805-2689878213 Hedge Fund 1,151,745,193 900,600 Fund of Funds
DIAMOND RIDGE, LLC United States 805-1704333642 Hedge Fund 145,691,479 75,000,000 Fund of Funds
BRIDGEWATER U.S. INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-1524737382 Hedge Fund 4,360,081,117 100,000 Master Fund
BRIDGEWATER OPERS FUND, LLC United States 805-7176262608 Hedge Fund 414,155,870 750,000 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS STERLING FUND, LTD. Cayman Islands 805-1506112198 Hedge Fund 1,602,856,980 1,014,563 Fund of Funds
ALL WEATHER @ 10% LIMITED British Virgin Islands 805-1599574296 Hedge Fund 123,943,716 750,000 Fund of Funds
ALPHA BRUG FUND, LP United States 805-4949589338 Hedge Fund 3,485,496,661 5,000,000 Fund of Funds
BRIDGEWATER EQUITY FUND, LLC United States 805-4120829656 Hedge Fund 14,055,037,106 0 Fund of Funds
ALPHA LOVO I LTD. British Virgin Islands 805-2579216603 Hedge Fund 378,384,159 1,000,000 Fund of Funds
BRIDGEWATER ALL WEATHER PLUS FUND, LTD. Cayman Islands 805-5307306561 Hedge Fund 2,749,074,658 750,000 Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD. British Virgin Islands 805-9225581752 Hedge Fund 55,408,507,928 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY II, LTD. Cayman Islands 805-5580416933 Hedge Fund 6,669,256,570 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY, LTD. Cayman Islands 805-5377463682 Hedge Fund 7,856,367,842 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD. Cayman Islands 805-6308184643 Hedge Fund 592,803,261 750,000 Fund of Funds
BRIDGEWATER ALL WEATHER STERLING FUND, LTD. Cayman Islands 805-8574790482 Hedge Fund 1,379,913,091 1,014,563 Fund of Funds
BRIDGEWATER CORPORATE BOND FUND, LLC United States 805-1924960872 Hedge Fund 185,561,584 0
BRIDGEWATER OPTIONS FUND I, LLC United States 805-2434249679 Hedge Fund 238,586,506 0 Fund of Funds
BRIDGEWATER PURE ALPHA EURO FUND, LTD. Cayman Islands 805-6652986711 Hedge Fund 874,758,732 900,600 Fund of Funds
BRIDGEWATER PURE ALPHA STERLING FUND, LTD. Cayman Islands 805-7162814156 Hedge Fund 3,765,455,966 1,014,563 Fund of Funds
BRIDGEWATER PURE ALPHA FUND III, LTD. Cayman Islands 805-5927286713 Hedge Fund 3,839,186,273 575,287 Fund of Funds
BRIDGEWATER ALL WEATHER CHINA, LTD. Cayman Islands 805-4030918595 Hedge Fund 1,054,551,834 750,000

BRIDGEWATER ASSOCIATES, LP

ownership team - last updated 2018-05-24
Name Title Start Date Direct/Indirect % Ownership
DALIO, RAYMOND, THOMAS CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER 01/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
PRINCE, ROBERT CO-CHIEF INVESTMENT OFFICER 03/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 1986-03-01
BRIDGEWATER ASSOCIATES INC DIRECTOR: RESEARCH & TRADING direct 1986-03-01 2004-10-15
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER, SECRETARY direct 1986-03-01 2011-03-31
JENSEN, GREGORY, S CO-CHIEF INVESTMENT OFFICER 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES INC VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
BRIDGEWATER ASSOCIATES, LP CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2004-11-01
GLOTZER, ESQ., HELENE, T CHIEF COMPLIANCE OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, DEPUTY CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES INC CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-06-01
BRIDGEWATER ASSOCIATES, LP CHIEF COMPLIANCE OFFICER direct 2008-06-01
BRIDGEWATER ASSOCIATES, LP CORPORATE COUNSEL, CHIEF COMPLIANCE OFFICER direct 2008-06-01
MURRAY, EILEEN, KATHERINE CO-CHIEF EXECUTIVE OFFICER 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
DUFF CAPITAL ADVISORS LP PRESIDENT direct 2007-10-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-07-01
MORGAN STANLEY & CO., INCORPORATED DIRECTOR direct 2001-04-01 2002-07-10
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-07-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT AND CHIEF OPERATING OFFICER direct 2009-07-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT AND CO-CHIEF OPERATING OFFICER direct 2009-07-01 2014-03-25
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF OPERATING OFFICER direct 2009-07-01 2015-02-04
MCCORMICK, DAVID, HAROLD CO-CHIEF EXECUTIVE OFFICER 08/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-CHIEF EXECUTIVE OFFICER direct 2009-08-01
BRIDGEWATER ASSOCIATES, LP CO-PRESIDENT direct 2009-08-01
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP GENERAL PARTNER & LIMITED PARTNER 07/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01
HALVEY, JOHN, KENNETH GENERAL COUNSEL 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL direct 2013-11-01
BRIDGEWATER ASSOCIATES, LP GENERAL COUNSEL & SECRETARY direct 2013-11-01
NALBANTOGLU, OSMAN MANAGEMENT COMMITTEE MEMBER 09/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP MANAGEMENT COMMITTEE MEMBER direct 2012-09-01
TRUSTCO LLC LIMITED PARTNER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP LIMITED PARTNER direct 2015-04-01
YURKO, TRACEY, BRADY CHIEF LEGAL OFFICER & SECRETARY 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CHIEF LEGAL OFFICER & SECRETARY direct 2017-06-01
BRIDGEWATER ASSOCIATES HOLDINGS, INC GENERAL PARTNER BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 07/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC LIMITED PARTNER AND SOLE MEMBER OF THE GENERAL PARTNER direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GENERAL PARTNER OF BRIDGEWATER ASSOCIATES, LP) AND A LIMITED PARTNER indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND LIMITED PARTNER indirect 2010-07-01
DALIO, RAYMOND, THOMAS MORE THAN 50% VOTING CONTROL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP CO-CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01
BRIDGEWATER ASSOCIATES INC DIRECTOR & PRESIDENT direct 1975-01-01 2004-10-15
BRIDGEWATER ASSOCIATES INC PRESIDENT & CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2005-08-16
BRIDGEWATER ASSOCIATES INC PRESIDENT & CHIEF INVESTMENT OFFICER direct 1975-01-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 1975-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER indirect 2010-01-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP FOUNDER AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP MORE THAN 50% VOTING CONTROL indirect 2010-01-01 2015-11-09
BRIDGEWATER ASSOCIATES, LP FOUNDER, CHAIRMAN AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-03-30
BRIDGEWATER ASSOCIATES, LP CO-EXECUTIVE CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, AND CO-CHIEF INVESTMENT OFFICER direct 1975-01-01 2016-08-23
DALIO FAMILY TRUST, (BAI) FBO DEVON DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO PAUL DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MATTHEW DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO FAMILY TRUST, (BAI) FBO MARK DALIO SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 2010-01-01
DALIO, GRANDCHILDREN'S TRUST SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL BRIDGEWATER ASSOCIATES HOLDINGS, INC 12/01/1998 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01
BRIDGEWATER ASSOCIATES INC OWNER direct 1998-12-01 2004-10-15
BRIDGEWATER ASSOCIATES INC OWNER, THE TRUSTEE IS ROBERT PRINCE direct 1998-12-01 2005-08-16
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK AND MATTHEW DALIO direct 1998-12-01 2009-03-30
BRIDGEWATER ASSOCIATES INC SHAREHOLDER, THE TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JP MORGAN TRUST COMPANY OF DELAWARE direct 1998-12-01 2010-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL direct 1998-12-01 2011-03-31
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, MATTHEW DALIO, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-08-17
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - BRIDGEWATER ASSOC HOLDINGS INC, TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2012-11-09
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, AND JPM TRUST CO OF DEL indirect 1998-12-01 2014-02-24
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-02-04
BRIDGEWATER ASSOCIATES, LP SHAREHOLDER - TRUSTEES ARE THOMAS M SINCHAK, DEVON DALIO, FRANCIS SCHANNE, JANINE RACANELLI AND JPM TRUST CO OF DEL indirect 1998-12-01 2015-11-09
BRIDGEWATER ASSOCIATES INTERMEDIATE HOLDINGS, LP 100% OWNER OF TRUSTCO LLC TRUSTCO LLC 04/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER & LIMITED PARTNER direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GP AND LP IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP GENERAL PARTNER, LIMITED PARTNER, AND SOLE MEMBER OF GLENDINNING ASSOCIATES, LLC direct 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC, GP & LP OF BRIDGEWATER ASSOCIATES, LP indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF GLENDINNING ASSOCIATES, LLC (GP OF BRIDGEWATER ASSOCIATES, LP) AND ALSO A GENERAL PARTNER IN ITS OWN CAPACITY indirect 2010-07-01
BRIDGEWATER ASSOCIATES, LP 100% OWNER OF TRUSTCO, LLC indirect 2015-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD. Cayman Islands 805-6672898278 Hedge Fund 484,389,509 750,000 Fund of Funds
BRIDGEWATER BETA IMPLEMENTATION TRADING COMPANY I, LTD. Cayman Islands 805-9372274263 Hedge Fund 1,119,323,269 100,000 Master Fund Fund of Funds
ALL WEATHER@15% TRADING, LTD. Cayman Islands 805-1426464009 Hedge Fund 1,769,211,281 750,000 Master Fund Fund of Funds
BRIDGEWATER INTERNATIONAL INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-5097992447 Hedge Fund 6,467,569,108 100,000 Master Fund
BRIDGEWATER EQUITY FUND, LLC United States 805-4120829656 Hedge Fund 14,055,037,106 0 Fund of Funds
BRIDGEWATER EVENT RISK FUND I, LTD. Cayman Islands 805-4557451071 Hedge Fund 5,120,974,088 100,000 Fund of Funds
BRIDGEWATER EVENT RISK FUND II, LTD. Cayman Islands 805-3244284990 Hedge Fund 1,626,936,231 100,000 Fund of Funds
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC United States 805-9282560665 Liquidity Fund 61,790,858,484 0
BRIDGEWATER ALL WEATHER PORTFOLIO TRADING II, LTD. Cayman Islands 805-9404464129 Hedge Fund 5,377,499,569 750,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD. Cayman Islands 805-7819192574 Hedge Fund 1,636,653,146 10,000,000 Fund of Funds
ALL WEATHER PORTFOLIO TRADING, LLC United States 805-4670373025 Hedge Fund 30,778,913,598 750,000 Master Fund Fund of Funds
ALL WEATHER@12% TRADING, LTD. Cayman Islands 805-4498239679 Hedge Fund 4,853,003,657 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD. British Virgin Islands 805-9927219087 Hedge Fund 13,005,431,089 750,000 Master Fund Fund of Funds
BRIDGEWATER OPTIMAL PORTFOLIO TRADING COMPANY, LTD. Cayman Islands 805-8111000185 Hedge Fund 27,304,629,779 750,000 Master Fund Fund of Funds
BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. Cayman Islands 805-5074731877 Hedge Fund 4,254,260,944 100,000 Master Fund Fund of Funds
BRIDGEWATER ALL WEATHER EURO FUND LIMITED Cayman Islands 805-2689878213 Hedge Fund 1,151,745,193 900,600 Fund of Funds
DIAMOND RIDGE, LLC United States 805-1704333642 Hedge Fund 145,691,479 75,000,000 Fund of Funds
BRIDGEWATER U.S. INFLATION-LINKED BOND FUND TRADING COMPANY, LTD. Cayman Islands 805-1524737382 Hedge Fund 4,360,081,117 100,000 Master Fund
BRIDGEWATER OPERS FUND, LLC United States 805-7176262608 Hedge Fund 414,155,870 750,000 Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS STERLING FUND, LTD. Cayman Islands 805-1506112198 Hedge Fund 1,602,856,980 1,014,563 Fund of Funds
ALL WEATHER @ 10% LIMITED British Virgin Islands 805-1599574296 Hedge Fund 123,943,716 750,000 Fund of Funds
ALPHA BRUG FUND, LP United States 805-4949589338 Hedge Fund 3,485,496,661 5,000,000 Fund of Funds
ALPHA LOVO I LTD. British Virgin Islands 805-2579216603 Hedge Fund 378,384,159 1,000,000 Fund of Funds
BRIDGEWATER ALL WEATHER PLUS FUND, LTD. Cayman Islands 805-5307306561 Hedge Fund 2,749,074,658 750,000 Fund of Funds
BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD. British Virgin Islands 805-9225581752 Hedge Fund 55,408,507,928 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY II, LTD. Cayman Islands 805-5580416933 Hedge Fund 6,669,256,570 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS TRADING COMPANY, LTD. Cayman Islands 805-5377463682 Hedge Fund 7,856,367,842 750,000 Master Fund Fund of Funds
BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD. Cayman Islands 805-6308184643 Hedge Fund 592,803,261 750,000 Fund of Funds
BRIDGEWATER ALL WEATHER STERLING FUND, LTD. Cayman Islands 805-8574790482 Hedge Fund 1,379,913,091 1,014,563 Fund of Funds
BRIDGEWATER CORPORATE BOND FUND, LLC United States 805-1924960872 Hedge Fund 185,561,584 0
BRIDGEWATER OPTIONS FUND I, LLC United States 805-2434249679 Hedge Fund 238,586,506 0 Fund of Funds
BRIDGEWATER PURE ALPHA EURO FUND, LTD. Cayman Islands 805-6652986711 Hedge Fund 874,758,732 900,600 Fund of Funds
BRIDGEWATER PURE ALPHA STERLING FUND, LTD. Cayman Islands 805-7162814156 Hedge Fund 3,765,455,966 1,014,563 Fund of Funds
BRIDGEWATER PURE ALPHA FUND III, LTD. Cayman Islands 805-5927286713 Hedge Fund 3,839,186,273 575,287 Fund of Funds

WhaleScore history for BRIDGEWATER ASSOCIATES, LP

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Bridgewater Associates, LP adidas AG 0.59% 2020-03-20 GERMANY
Bridgewater Associates, LP adidas AG 0.67% 2020-03-18 GERMANY
Bridgewater Associates, LP adidas AG 0.82% 2020-03-12 GERMANY
Bridgewater Associates, LP adidas AG 0.61% 2020-03-09 GERMANY
Bridgewater Associates, LP adidas AG 0.56% 2018-04-11 GERMANY
Bridgewater Associates, LP adidas AG 0.66% 2018-04-09 GERMANY
Bridgewater Associates, LP adidas AG 0.72% 2018-04-06 GERMANY
Bridgewater Associates, LP adidas AG 0.88% 2018-04-02 GERMANY
Bridgewater Associates, LP adidas AG 0.9% 2018-03-26 GERMANY
Bridgewater Associates, LP adidas AG 0.89% 2018-03-23 GERMANY
Bridgewater Associates, LP adidas AG 0.7% 2018-03-15 GERMANY
Bridgewater Associates, LP adidas AG 0.66% 2018-03-14 GERMANY
Bridgewater Associates, LP adidas AG 0.7% 2018-03-08 GERMANY
Bridgewater Associates, LP adidas AG 0.69% 2018-03-06 GERMANY
Bridgewater Associates, LP adidas AG 0.75% 2018-03-02 GERMANY
Bridgewater Associates, LP adidas AG 0.69% 2018-02-15 GERMANY
Bridgewater Associates, LP adidas AG 0.75% 2018-02-12 GERMANY
Bridgewater Associates, LP adidas AG 0.84% 2018-02-09 GERMANY
Bridgewater Associates, LP adidas AG 0.78% 2018-02-06 GERMANY
Bridgewater Associates, LP adidas AG 0.61% 2018-01-31 GERMANY
Bridgewater Associates, LP adidas AG 0.5% 2018-01-29 GERMANY
BRIDGEWATER ASSOCIATES, LP AIRBUS SE 0.45% 2018-04-06 FRANCE
BRIDGEWATER ASSOCIATES, LP AIRBUS SE 0.53% 2018-03-23 FRANCE
BRIDGEWATER ASSOCIATES, LP AIRBUS SE 0.47% 2018-02-14 FRANCE
BRIDGEWATER ASSOCIATES, LP AIRBUS SE 0.52% 2018-02-08 FRANCE
BRIDGEWATER ASSOCIATES, LP AIRBUS SE 0.47% 2018-02-07 FRANCE
BRIDGEWATER ASSOCIATES, LP AIRBUS SE 0.5% 2018-02-06 FRANCE
Bridgewater Associates, LP Allianz SE 0.55% 2020-03-23 GERMANY
Bridgewater Associates, LP Allianz SE 0.69% 2020-03-19 GERMANY
Bridgewater Associates, LP Allianz SE 0.77% 2020-03-17 GERMANY
Bridgewater Associates, LP Allianz SE 0.89% 2020-03-12 GERMANY
Bridgewater Associates, LP Allianz SE 0.7% 2020-03-10 GERMANY
Bridgewater Associates, LP Allianz SE 0.67% 2020-03-09 GERMANY
Bridgewater Associates, LP Allianz SE 0.55% 2018-04-13 GERMANY
Bridgewater Associates, LP Allianz SE 0.69% 2018-04-10 GERMANY
Bridgewater Associates, LP Allianz SE 0.75% 2018-04-09 GERMANY
Bridgewater Associates, LP Allianz SE 0.82% 2018-04-06 GERMANY
Bridgewater Associates, LP Allianz SE 0.97% 2018-04-03 GERMANY
Bridgewater Associates, LP Allianz SE 1.01% 2018-03-23 GERMANY
Bridgewater Associates, LP Allianz SE 0.8% 2018-03-07 GERMANY
Bridgewater Associates, LP Allianz SE 0.79% 2018-03-06 GERMANY
Bridgewater Associates, LP Allianz SE 0.81% 2018-03-01 GERMANY
Bridgewater Associates, LP Allianz SE 0.73% 2018-02-20 GERMANY
Bridgewater Associates, LP Allianz SE 0.8% 2018-02-16 GERMANY
Bridgewater Associates, LP Allianz SE 0.79% 2018-02-15 GERMANY
Bridgewater Associates, LP Allianz SE 0.87% 2018-02-12 GERMANY
Bridgewater Associates, LP Allianz SE 0.91% 2018-02-08 GERMANY
Bridgewater Associates, LP Allianz SE 0.85% 2018-02-07 GERMANY
Bridgewater Associates, LP Allianz SE 0.9% 2018-02-06 GERMANY
Bridgewater Associates, LP Allianz SE 0.71% 2018-01-31 GERMANY
Bridgewater Associates, LP Allianz SE 0.65% 2018-01-30 GERMANY
Bridgewater Associates, LP Allianz SE 0.52% 2018-01-26 GERMANY
Bridgewater Associates, LP ASSICURAZIONI GENERALI SPA 0.49% 2018-06-28 Italy
Bridgewater Associates, LP ASSICURAZIONI GENERALI SPA 0.59% 2018-04-17 Italy
Bridgewater Associates, LP ASSICURAZIONI GENERALI SPA 0.6% 2018-01-05 Italy
Bridgewater Associates, LP ASSICURAZIONI GENERALI SPA 0.5% 2017-10-11 Italy
Bridgewater Associates, LP ATLANTIA SPA 0.49% 2018-03-12 Italy
Bridgewater Associates, LP ATLANTIA SPA 0.52% 2018-03-02 Italy
Bridgewater Associates, LP ATLANTIA SPA 0.49% 2018-02-23 Italy
Bridgewater Associates, LP ATLANTIA SPA 0.5% 2018-01-30 Italy
BRIDGEWATER ASSOCIATES, LP AXA 0.49% 2018-04-09 FRANCE
BRIDGEWATER ASSOCIATES, LP AXA 0.58% 2018-04-05 FRANCE
BRIDGEWATER ASSOCIATES, LP AXA 0.62% 2018-03-23 FRANCE
BRIDGEWATER ASSOCIATES, LP AXA 0.5% 2018-03-21 FRANCE
BRIDGEWATER ASSOCIATES, LP AXA 0.49% 2018-03-14 FRANCE
BRIDGEWATER ASSOCIATES, LP AXA 0.56% 2018-03-02 FRANCE
BRIDGEWATER ASSOCIATES, LP AXA 0.46% 2018-02-20 FRANCE
BRIDGEWATER ASSOCIATES, LP AXA 0.55% 2018-02-14 FRANCE
BRIDGEWATER ASSOCIATES, LP AXA 0.62% 2018-02-08 FRANCE
BRIDGEWATER ASSOCIATES, LP AXA 0.59% 2018-02-06 FRANCE
Bridgewater Associates, LP AZIMUT HOLDING SPA 0.48% 2018-06-28 Italy
Bridgewater Associates, LP AZIMUT HOLDING SPA 0.59% 2018-04-04 Italy
Bridgewater Associates, LP AZIMUT HOLDING SPA 0.6% 2018-01-18 Italy
Bridgewater Associates, LP AZIMUT HOLDING SPA 0.5% 2017-10-17 Italy
Bridgewater Associates, LP BANCO BPM SPA 0.48% 2018-07-12 Italy
Bridgewater Associates, LP BANCO BPM SPA 0.57% 2018-06-26 Italy
Bridgewater Associates, LP BANCO BPM SPA 0.69% 2018-04-04 Italy
Bridgewater Associates, LP BANCO BPM SPA 0.7% 2017-11-01 Italy
Bridgewater Associates, LP BANCO BPM SPA 0.61% 2017-10-12 Italy
Bridgewater Associates, LP BANCO BPM SPA 0.5% 2017-10-06 Italy
Bridgewater Associates, LP BASF SE 0.55% 2020-03-23 GERMANY
Bridgewater Associates, LP BASF SE 0.69% 2020-03-19 GERMANY
Bridgewater Associates, LP BASF SE 0.77% 2020-03-17 GERMANY
Bridgewater Associates, LP BASF SE 0.89% 2020-03-12 GERMANY
Bridgewater Associates, LP BASF SE 0.7% 2020-03-10 GERMANY
Bridgewater Associates, LP BASF SE 0.67% 2020-03-09 GERMANY
Bridgewater Associates, LP BASF SE 0.55% 2018-04-13 GERMANY
Bridgewater Associates, LP BASF SE 0.69% 2018-04-10 GERMANY
Bridgewater Associates, LP BASF SE 0.75% 2018-04-09 GERMANY
Bridgewater Associates, LP BASF SE 0.82% 2018-04-06 GERMANY
Bridgewater Associates, LP BASF SE 0.97% 2018-04-03 GERMANY
Bridgewater Associates, LP BASF SE 1.0% 2018-03-23 GERMANY
Bridgewater Associates, LP BASF SE 0.84% 2018-03-21 GERMANY
Bridgewater Associates, LP BASF SE 0.79% 2018-03-15 GERMANY
Bridgewater Associates, LP BASF SE 0.8% 2018-03-14 GERMANY
Bridgewater Associates, LP BASF SE 0.78% 2018-03-05 GERMANY
Bridgewater Associates, LP BASF SE 0.84% 2018-03-02 GERMANY
Bridgewater Associates, LP BASF SE 0.78% 2018-02-14 GERMANY
Bridgewater Associates, LP BASF SE 0.84% 2018-02-12 GERMANY
Bridgewater Associates, LP BASF SE 0.9% 2018-02-08 GERMANY

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