CARDINAL POINT WEALTH MANAGEMENT LLC

https://twitter.com/cardinalpointwm IRVINE, CA Investment Advisor How do I update this listing?

Cardinal Point Wealth Management is based out of Irvine. Cardinal Point Wealth Management is a large advisory firm with 261 clients and discretionary assets under management (AUM) of $554,579,872 (Form ADV from 2021-03-12). Their last reported 13F filing for Q2 2021 included $221,369,000 in managed 13F securities and a top 10 holdings concentration of 85.67%. Cardinal Point Wealth Management's largest holding is Vanguard Total Stock Market ETF with shares held of 271,993. Whalewisdom has at least 3 13F filings

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06/30/2021

13F Activity

  • Market Value $221.369 Million
  • Prior Market Value $198.485 Million
  • New Purchases4 stocks
  • Additional Purchases17 stocks
  • Sold out of1 stock
  • Reduced holdings in8 stocks
  • Top 10 Holdings % 85.67 %
  • Turnover % [1]:12.20%
  • Turnover Alt % [2]: 1.22 %
  • Time Held Top20:1.75 quarters
  • Time Held Top10:1.90 quarters
  • Time Held All:1.61 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-08-16

Performance for Q2 2021: 6.14%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

CARDINAL POINT WEALTH MANAGEMENT, LLC
19200 VON KARMAN AVE SUITE 600
IRVINE CA    92612
Country: United States

Business Phone: 866-213-2036
Fax: 949-242-2558
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 26
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 258,399,000
Total Number of Clients: 261
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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CARDINAL POINT WEALTH MANAGEMENT, LLC

ownership team - last updated 2021-03-12
Name Title Start Date Direct/Indirect % Ownership
SHELDON, JEFFREY, SCOTT MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2013-09-01
SHELDON, JAMES, ARTHUR MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. PRESIDENT indirect 2010-08-01
CARDINAL POINT CAPITAL MANAGEMENT INC. PRINCIPAL indirect 2010-08-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MANAGING MEMBER direct 2009-09-01
MCCORD, JOHN, CRAGIN MANAGING MEMBER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
SHELRITCH INC. MANAGING MEMBER 11/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
CARVALHO, MATTHEW, J MEMBER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-01-01
ADEMA, JEFFREY, ALAN MEMBER 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. OWNER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER direct 2019-12-01
Daley, Mary, Grace MEMBER 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. OWNER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER direct 2019-12-01
ZIENTY, DONALD, MATTHEW CHIEF COMPLIANCE OFFICER 05/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE HOUSEHOLDER GROUP, LLLP CHIEF COMPLIANCE OFFICER direct 2006-06-01
KEATS, CONNELLY AND ASSOCIATES, LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
KEATS, CONNELLY AND ASSOCIATES, LLC CCO direct 2016-06-01
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC VP OF SUPERVISION AND SALES SUPPORT direct 2009-12-01
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER/VP OF SUPERVISION AND SALES SUPPORT direct 2010-04-01
WT WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
TAYLOR, SALLY, ANN MEMBER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLANCO MANAGEMENT CORP. CHIEF COMPLIANCE OFFICER direct 2004-06-01
CLANCO MANAGEMENT CORP. CHIEF COMPLIANCE OFFICER, MGR direct 2004-06-01
KEATS, CONNELLY AND ASSOCIATES, LLC CEO direct 2016-09-01
SHELDON, JEFFREY, SCOTT MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2013-09-01
SHELDON, JAMES, ARTHUR MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. PRESIDENT indirect 2010-08-01
CARDINAL POINT CAPITAL MANAGEMENT INC. PRINCIPAL indirect 2010-08-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MANAGING MEMBER direct 2009-09-01
MCCORD, JOHN, CRAGIN MANAGING MEMBER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
SHELRITCH INC. MANAGING MEMBER 11/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
CARVALHO, MATTHEW, J MEMBER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-01-01
ADEMA, JEFFREY, ALAN MEMBER 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. OWNER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER direct 2019-12-01
Daley, Mary, Grace MEMBER 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. OWNER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER direct 2019-12-01
ZIENTY, DONALD, MATTHEW CHIEF COMPLIANCE OFFICER 05/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE HOUSEHOLDER GROUP, LLLP CHIEF COMPLIANCE OFFICER direct 2006-06-01
KEATS, CONNELLY AND ASSOCIATES, LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
KEATS, CONNELLY AND ASSOCIATES, LLC CCO direct 2016-06-01
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC VP OF SUPERVISION AND SALES SUPPORT direct 2009-12-01
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER/VP OF SUPERVISION AND SALES SUPPORT direct 2010-04-01
WT WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
TAYLOR, SALLY, ANN MEMBER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CLANCO MANAGEMENT CORP. CHIEF COMPLIANCE OFFICER direct 2004-06-01
CLANCO MANAGEMENT CORP. CHIEF COMPLIANCE OFFICER, MGR direct 2004-06-01
KEATS, CONNELLY AND ASSOCIATES, LLC CEO direct 2016-09-01
RITCHIE, TERRY, FRANK PRESIDENT SHELRITCH INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
RITCHIE, TERRY, FRANK PRESIDENT SHELRITCH INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01

CARDINAL POINT WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
SHELDON, JEFFREY, SCOTT MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2013-09-01
SHELDON, JAMES, ARTHUR MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. PRESIDENT indirect 2010-08-01
CARDINAL POINT CAPITAL MANAGEMENT INC. PRINCIPAL indirect 2010-08-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MANAGING MEMBER direct 2009-09-01
MCCORD, JOHN, CRAGIN MANAGING MEMBER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
SHELRITCH INC. MANAGING MEMBER 11/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
CARVALHO, MATTHEW, J MEMBER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-01-01
ADEMA, JEFFREY, ALAN MEMBER 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. OWNER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER direct 2019-12-01
Daley, Mary, Grace MEMBER 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. OWNER direct 2019-12-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER direct 2019-12-01
ZIENTY, DONALD, MATTHEW CHIEF COMPLIANCE OFFICER 05/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE HOUSEHOLDER GROUP, LLLP CHIEF COMPLIANCE OFFICER direct 2006-06-01
KEATS, CONNELLY AND ASSOCIATES, LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
KEATS, CONNELLY AND ASSOCIATES, LLC CCO direct 2016-06-01
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2009-07-01
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC VP OF SUPERVISION AND SALES SUPPORT direct 2009-12-01
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER/VP OF SUPERVISION AND SALES SUPPORT direct 2010-04-01
WT WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-06-01
RITCHIE, TERRY, FRANK PRESIDENT SHELRITCH INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01

CARDINAL POINT WEALTH MANAGEMENT, LLC

ownership team - last updated 2020-02-26
Name Title Start Date Direct/Indirect % Ownership

CARDINAL POINT WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-04-03
Name Title Start Date Direct/Indirect % Ownership
SHELDON, JEFFREY, SCOTT MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2013-09-01
SHELDON, JAMES, ARTHUR MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. PRESIDENT indirect 2010-08-01
CARDINAL POINT CAPITAL MANAGEMENT INC. PRINCIPAL indirect 2010-08-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MANAGING MEMBER direct 2009-09-01
MCCORD, JOHN, CRAGIN MANAGING MEMBER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
SHELRITCH INC. MANAGING MEMBER 11/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
CARVALHO, MATTHEW, J MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-01-01
RITCHIE, TERRY, FRANK PRESIDENT SHELRITCH INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01

CARDINAL POINT WEALTH MANAGEMENT, LLC

ownership team - last updated 2019-03-14
Name Title Start Date Direct/Indirect % Ownership
SHELDON, JEFFREY, SCOTT MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2013-09-01
SHELDON, JAMES, ARTHUR MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. PRESIDENT indirect 2010-08-01
CARDINAL POINT CAPITAL MANAGEMENT INC. PRINCIPAL indirect 2010-08-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MANAGING MEMBER direct 2009-09-01
MCCORD, JOHN, CRAGIN MANAGING MEMBER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
SHELRITCH INC. MANAGING MEMBER 11/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
CARVALHO, MATTHEW, J MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MEMBER direct 2019-01-01
RITCHIE, TERRY, FRANK PRESIDENT SHELRITCH INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01

CARDINAL POINT WEALTH MANAGEMENT, LLC

ownership team - last updated 2018-11-02
Name Title Start Date Direct/Indirect % Ownership
SHELDON, JEFFREY, SCOTT MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2013-09-01
SHELDON, JAMES, ARTHUR MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. PRESIDENT indirect 2010-08-01
CARDINAL POINT CAPITAL MANAGEMENT INC. PRINCIPAL indirect 2010-08-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MANAGING MEMBER direct 2009-09-01
MCCORD, JOHN, CRAGIN MANAGING MEMBER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
SHELRITCH INC. MANAGING MEMBER 11/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
RITCHIE, TERRY, FRANK PRESIDENT SHELRITCH INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01

CARDINAL POINT WEALTH MANAGEMENT, LLC

ownership team - last updated 2017-12-12
Name Title Start Date Direct/Indirect % Ownership
SHELDON, JEFFREY, SCOTT MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2013-09-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2009-09-01
CARDINAL POINT CAPITAL MANAGEMENT INC. MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2013-09-01
SHELDON, JAMES, ARTHUR MANAGING MEMBER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. PRESIDENT indirect 2010-08-01
CARDINAL POINT CAPITAL MANAGEMENT INC. PRINCIPAL indirect 2010-08-01
CARDINAL POINT WEALTH MANAGEMENT , LLC MANAGING MEMBER direct 2009-09-01
MCCORD, JOHN, CRAGIN MANAGING MEMBER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
SHELRITCH INC. MANAGING MEMBER 11/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01
RITCHIE, TERRY, FRANK PRESIDENT SHELRITCH INC. 03/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARDINAL POINT CAPITAL MANAGEMENT INC. MEMBER & INVESTMENT ADVISOR direct 2014-04-01
CARDINAL POINT WEALTH MANAGEMENT, LLC MANAGING MEMBER direct 2015-11-01

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