HTTPS://WWW.LINKEDIN.COM/COMPANY/HERITAGE-FAMILY-OFFICES-LLP/ • PHOENIX, AZ • Investment Advisor How do I update this listing?
Heritage Wealth Management is based out of Phoenix. Heritage Wealth Management is a large advisory firm with 549 clients and discretionary assets under management (AUM) of $382,657,611 (Form ADV from 2021-05-28). Their last reported 13F filing for Q2 2021 included $263,814,000 in managed 13F securities and a top 10 holdings concentration of 32.4%. Heritage Wealth Management's largest holding is iShares Russell 2500 ETF with shares held of 258,570. Whalewisdom has at least 2 13F filings
: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
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Top 20 equal-weighted holdings. Performance numbers calculated through 2021-08-16
|Performance for Q2 2021:||5.0%|
|Performance Last 4 Quarters:||0.0%|
|SEC Registration as :||Large Advisory Firm|
|Form of Organization:||Limited Liability Company|
|Number of employees:||28|
|Other Business Activities:|
|Advisor Fees/Compensation:||Percentage of assets under management,Hourly charges,Fixed fees|
|Amount of client funds and securities:|
|Total Number of Clients:||549|
|Amount of client funds and securities by related persons:|
|Total Number of clients from related persons:|
|Name||Title||Start Date||Direct/Indirect||% Ownership|
|FROST, MICHAEL, BRENT||PRESIDENT||05/01/2011||Direct||25 - 50%|
|HEALEY, KEEGAN, MICHAEL||CHIEF COMPLIANCE OFFICER||09/01/2015||Direct||less than 5%|
|MAXEY, DAVID, ELGIN||DIRECTOR||12/01/2016||Direct||less than 5%|
|NELSON, RALPH, ERWIN||CHIEF EXECUTIVE OFFICER||12/01/2016||Direct||25 - 50%|