LWS WEALTH ADVISORS, INC.

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LWS Wealth Advisors is based out of Basking Ridge. LWS Wealth Advisors is a large advisory firm with 235 clients and discretionary assets under management (AUM) of $408,354,500 (Form ADV from 2021-03-25). Their last reported 13F filing for Q2 2021 included $225,088,000 in managed 13F securities and a top 10 holdings concentration of 58.03%. LWS Wealth Advisors's largest holding is iShares Core S&P 500 ETF with shares held of 47,296. Whalewisdom has at least 7 13F filings

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06/30/2021

13F Activity

  • Market Value $225.088 Million
  • Prior Market Value $220.446 Million
  • New Purchases2 stocks
  • Additional Purchases30 stocks
  • Sold out of6 stocks
  • Reduced holdings in21 stocks
  • Top 10 Holdings % 58.03 %
  • Turnover % [1]:14.29%
  • Turnover Alt % [2]: 17.36 %
  • Time Held Top20:4.40 quarters
  • Time Held Top10:3.90 quarters
  • Time Held All:5.29 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-08-16

Performance for Q2 2021: 3.49%
Performance Last 4 Quarters: 22.15%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

LWS WEALTH ADVISORS, INC.

  

Business Phone: 908-630-9237
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NJ
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 133,244,000
Total Number of Clients: 235
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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LWS WEALTH ADVISORS, INC.

ownership team - last updated 2021-03-25
Name Title Start Date Direct/Indirect % Ownership
LIPSET, LANCE, ALDEN PRESIDENT & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIPSET WEALTH STRATEGIES, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2012-05-01
LWS WEALTH ADVISORS OF NEW YORK, INC. PRESIDENT AND CCO direct 2013-06-01
LWS WEALTH ADVISORS OF COLORADO, INC. PRESIDENT AND CCO direct 2013-06-01
LIPSET, LANCE, ALDEN PRESIDENT & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIPSET WEALTH STRATEGIES, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2012-05-01
LWS WEALTH ADVISORS OF NEW YORK, INC. PRESIDENT AND CCO direct 2013-06-01
LWS WEALTH ADVISORS OF COLORADO, INC. PRESIDENT AND CCO direct 2013-06-01

LWS WEALTH ADVISORS, INC.

ownership team - last updated 2020-12-09
Name Title Start Date Direct/Indirect % Ownership
LIPSET, LANCE, ALDEN PRESIDENT & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIPSET WEALTH STRATEGIES, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2012-05-01
LWS WEALTH ADVISORS OF NEW YORK, INC. PRESIDENT AND CCO direct 2013-06-01
LWS WEALTH ADVISORS OF COLORADO, INC. PRESIDENT AND CCO direct 2013-06-01

LWS WEALTH ADVISORS, INC.

ownership team - last updated 2020-09-03
Name Title Start Date Direct/Indirect % Ownership
LIPSET, LANCE, ALDEN PRESIDENT & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIPSET WEALTH STRATEGIES, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2012-05-01
LWS WEALTH ADVISORS OF NEW YORK, INC. PRESIDENT AND CCO direct 2013-06-01
LWS WEALTH ADVISORS OF COLORADO, INC. PRESIDENT AND CCO direct 2013-06-01

LWS WEALTH ADVISORS, INC.

ownership team - last updated 2020-06-10
Name Title Start Date Direct/Indirect % Ownership
LIPSET, LANCE, ALDEN PRESIDENT & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIPSET WEALTH STRATEGIES, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2012-05-01
LWS WEALTH ADVISORS OF NEW YORK, INC. PRESIDENT AND CCO direct 2013-06-01
LWS WEALTH ADVISORS OF COLORADO, INC. PRESIDENT AND CCO direct 2013-06-01

LWS WEALTH ADVISORS, INC.

ownership team - last updated 2020-02-13
Name Title Start Date Direct/Indirect % Ownership

LWS WEALTH ADVISORS, INC.

ownership team - last updated 2019-07-24
Name Title Start Date Direct/Indirect % Ownership
LIPSET, LANCE, ALDEN PRESIDENT & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIPSET WEALTH STRATEGIES, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2012-05-01
LWS WEALTH ADVISORS OF NEW YORK, INC. PRESIDENT AND CCO direct 2013-06-01
LWS WEALTH ADVISORS OF COLORADO, INC. PRESIDENT AND CCO direct 2013-06-01

LWS WEALTH ADVISORS, INC.

ownership team - last updated 2019-04-25
Name Title Start Date Direct/Indirect % Ownership
LIPSET, LANCE, ALDEN PRESIDENT & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIPSET WEALTH STRATEGIES, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2012-05-01
LWS WEALTH ADVISORS OF NEW YORK, INC. PRESIDENT AND CCO direct 2013-06-01
LWS WEALTH ADVISORS OF COLORADO, INC. PRESIDENT AND CCO direct 2013-06-01

LWS WEALTH ADVISORS, INC.

ownership team - last updated 2019-03-08
Name Title Start Date Direct/Indirect % Ownership
LIPSET, LANCE, ALDEN PRESIDENT & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIPSET WEALTH STRATEGIES, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2012-05-01
LWS WEALTH ADVISORS OF NEW YORK, INC. PRESIDENT AND CCO direct 2013-06-01
LWS WEALTH ADVISORS OF COLORADO, INC. PRESIDENT AND CCO direct 2013-06-01

LWS WEALTH ADVISORS, INC.

ownership team - last updated 2018-06-05
Name Title Start Date Direct/Indirect % Ownership
LIPSET, LANCE, ALDEN PRESIDENT & CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIPSET WEALTH STRATEGIES, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2012-05-01
LWS WEALTH ADVISORS OF NEW YORK, INC. PRESIDENT AND CCO direct 2013-06-01
LWS WEALTH ADVISORS OF COLORADO, INC. PRESIDENT AND CCO direct 2013-06-01

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