SMI ADVISORY SERVICES, LLC

HTTPS://SMIPRIVATECLIENT.COM/ COLUMBUS, IN Investment Advisor How do I update this listing?

SMI Advisory Services is based out of Columbus. SMI Advisory Services is a large advisory firm with 555 clients and discretionary assets under management (AUM) of $603,750,000 (Form ADV from 2021-01-20). Their last reported 13F filing for Q2 2021 included $233,305,000 in managed 13F securities and a top 10 holdings concentration of 88.0%. SMI Advisory Services's largest holding is Vanguard Real Estate ETF with shares held of 369,037. Whalewisdom has at least 2 13F filings

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06/30/2021

13F Activity

  • Market Value $233.305 Million
  • Prior Market Value $220.35 Million
  • New Purchases2 stocks
  • Additional Purchases12 stocks
  • Sold out of3 stocks
  • Reduced holdings in10 stocks
  • Top 10 Holdings % 88.00 %
  • Turnover % [1]:20.00%
  • Turnover Alt % [2]: 20.54 %
  • Time Held Top20:0.85 quarters
  • Time Held Top10:0.70 quarters
  • Time Held All:0.92 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-08-16

Performance for Q2 2021: 3.65%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SMI ADVISORY SERVICES, LLC
4400 RAY BOLL BLVD.
COLUMBUS IN    47203
Country: United States

Business Phone: 800-910-3651
Fax: 888-212-6899
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: IN
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 555
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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SMI ADVISORY SERVICES, LLC

ownership team - last updated 2021-01-20
Name Title Start Date Direct/Indirect % Ownership
MARATHON PARTNERS, LLC OWNER 08/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
OMNIUM INVESTMENT COMPANY, LLC OWNER 08/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
BILLER, MARK, ANDREW MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
COLLIER, ERIC, STEPHEN MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
BEERWART, FREDERICK, JACOB CHIEF COMPLIANCE OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2005-08-01
AYERS, ANTHONY, SHAYNE MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
MARATHON PARTNERS, LLC OWNER 08/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
OMNIUM INVESTMENT COMPANY, LLC OWNER 08/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
BILLER, MARK, ANDREW MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
COLLIER, ERIC, STEPHEN MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
BEERWART, FREDERICK, JACOB CHIEF COMPLIANCE OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2005-08-01
AYERS, ANTHONY, SHAYNE MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
PRYOR, AUSTIN, CARL MEMBER MARATHON PARTNERS, LLC 08/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
COLLIER, ERIC, STEPHEN MEMBER OMNIUM INVESTMENT COMPANY, LLC 08/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
PRYOR, AUSTIN, CARL MEMBER MARATHON PARTNERS, LLC 08/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
COLLIER, ERIC, STEPHEN MEMBER OMNIUM INVESTMENT COMPANY, LLC 08/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01

SMI ADVISORY SERVICES, LLC

ownership team - last updated 2020-12-04
Name Title Start Date Direct/Indirect % Ownership
MARATHON PARTNERS, LLC OWNER 08/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
OMNIUM INVESTMENT COMPANY, LLC OWNER 08/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
BILLER, MARK, ANDREW MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
COLLIER, ERIC, STEPHEN MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
BEERWART, FREDERICK, JACOB CHIEF COMPLIANCE OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2005-08-01
AYERS, ANTHONY, SHAYNE MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
PRYOR, AUSTIN, CARL MEMBER MARATHON PARTNERS, LLC 08/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
COLLIER, ERIC, STEPHEN MEMBER OMNIUM INVESTMENT COMPANY, LLC 08/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01

SMI ADVISORY SERVICES, LLC

ownership team - last updated 2020-09-22
Name Title Start Date Direct/Indirect % Ownership
MARATHON PARTNERS, LLC OWNER 08/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
OMNIUM INVESTMENT COMPANY, LLC OWNER 08/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
BILLER, MARK, ANDREW MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
COLLIER, ERIC, STEPHEN MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
BEERWART, FREDERICK, JACOB CHIEF COMPLIANCE OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2005-08-01
AYERS, ANTHONY, SHAYNE MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
PRYOR, AUSTIN, CARL MEMBER MARATHON PARTNERS, LLC 08/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
COLLIER, ERIC, STEPHEN MEMBER OMNIUM INVESTMENT COMPANY, LLC 08/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01

SMI ADVISORY SERVICES, LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
MARATHON PARTNERS, LLC OWNER 08/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
OMNIUM INVESTMENT COMPANY, LLC OWNER 08/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
BILLER, MARK, ANDREW MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
COLLIER, ERIC, STEPHEN MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
BEERWART, FREDERICK, JACOB CHIEF COMPLIANCE OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2005-08-01
AYERS, ANTHONY, SHAYNE MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
PRYOR, AUSTIN, CARL MEMBER MARATHON PARTNERS, LLC 08/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
COLLIER, ERIC, STEPHEN MEMBER OMNIUM INVESTMENT COMPANY, LLC 08/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01

SMI ADVISORY SERVICES, LLC

ownership team - last updated 2020-01-15
Name Title Start Date Direct/Indirect % Ownership

SMI ADVISORY SERVICES, LLC

ownership team - last updated 2019-08-27
Name Title Start Date Direct/Indirect % Ownership
MARATHON PARTNERS, LLC OWNER 08/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
OMNIUM INVESTMENT COMPANY, LLC OWNER 08/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
BILLER, MARK, ANDREW MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
COLLIER, ERIC, STEPHEN MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
BEERWART, FREDERICK, JACOB CHIEF COMPLIANCE OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2005-08-01
AYERS, ANTHONY, SHAYNE MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
PRYOR, AUSTIN, CARL MEMBER MARATHON PARTNERS, LLC 08/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
COLLIER, ERIC, STEPHEN MEMBER OMNIUM INVESTMENT COMPANY, LLC 08/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01

SMI ADVISORY SERVICES, LLC

ownership team - last updated 2019-06-05
Name Title Start Date Direct/Indirect % Ownership
MARATHON PARTNERS, LLC OWNER 08/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
OMNIUM INVESTMENT COMPANY, LLC OWNER 08/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
BILLER, MARK, ANDREW MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
COLLIER, ERIC, STEPHEN MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
BEERWART, FREDERICK, JACOB CHIEF COMPLIANCE OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2005-08-01
AYERS, ANTHONY, SHAYNE MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
PRYOR, AUSTIN, CARL MEMBER MARATHON PARTNERS, LLC 08/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
COLLIER, ERIC, STEPHEN MEMBER OMNIUM INVESTMENT COMPANY, LLC 08/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01

SMI ADVISORY SERVICES, LLC

ownership team - last updated 2019-01-29
Name Title Start Date Direct/Indirect % Ownership
MARATHON PARTNERS, LLC OWNER 08/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
OMNIUM INVESTMENT COMPANY, LLC OWNER 08/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
BILLER, MARK, ANDREW MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
COLLIER, ERIC, STEPHEN MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
BEERWART, FREDERICK, JACOB CHIEF COMPLIANCE OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2005-08-01
AYERS, ANTHONY, SHAYNE MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
PRYOR, AUSTIN, CARL MEMBER MARATHON PARTNERS, LLC 08/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
COLLIER, ERIC, STEPHEN MEMBER OMNIUM INVESTMENT COMPANY, LLC 08/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01

SMI ADVISORY SERVICES, LLC

ownership team - last updated 2018-05-29
Name Title Start Date Direct/Indirect % Ownership
MARATHON PARTNERS, LLC OWNER 08/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
OMNIUM INVESTMENT COMPANY, LLC OWNER 08/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC OWNER direct 2005-08-01
BILLER, MARK, ANDREW MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
COLLIER, ERIC, STEPHEN MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
BEERWART, FREDERICK, JACOB CHIEF COMPLIANCE OFFICER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2005-08-01
AYERS, ANTHONY, SHAYNE MANAGING MEMBER 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01
PRYOR, AUSTIN, CARL MEMBER MARATHON PARTNERS, LLC 08/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
COLLIER, ERIC, STEPHEN MEMBER OMNIUM INVESTMENT COMPANY, LLC 08/01/2005 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SMI ADVISORY SERVICES, LLC MEMBER indirect 2005-08-01
SMI ADVISORY SERVICES, LLC MANAGING MEMBER direct 2005-08-01

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