SMITH CHAS P & ASSOCIATES PA CPAS

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Smith Chas P & Associates PA Cpas is based out of Lakeland. Smith Chas P & Associates PA Cpas is a large advisory firm with 5952 clients and discretionary assets under management (AUM) of $1,702,429,209 (Form ADV from 2021-05-04). Their last reported 13F filing for Q2 2021 included $1,283,945,000 in managed 13F securities and a top 10 holdings concentration of 41.11%. Smith Chas P & Associates PA Cpas's largest holding is Apple Inc with shares held of 567,803. Smith Chas P & Associates PA Cpas has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 86 13F filings

Download 13F Summary Create Alert

06/30/2021

13F Activity

  • Market Value $1.284 Billion
  • Prior Market Value $1.066 Billion
  • New Purchases20 stocks
  • Additional Purchases53 stocks
  • Sold out of2 stocks
  • Reduced holdings in34 stocks
  • Top 10 Holdings % 41.09 %
  • Turnover % [1]:16.67%
  • Turnover Alt % [2]: 13.73 %
  • Time Held Top20:11.40 quarters
  • Time Held Top10:11.50 quarters
  • Time Held All:22.52 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-08-16

Performance for Q2 2021: 7.48%
Performance Last 4 Quarters: 27.59%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

CPS INVESTMENT ADVISORS
205 EAST ORANGE STREET #310
LAKELAND FL    33801
Country: United States

Business Phone: 863-688-1725
Fax: 888-972-5548
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: FL
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 30,978,300
Total Number of Clients: 5952
Amount of client funds and securities by related persons: 30,978,300
Total Number of clients from related persons: 96
Disclosures: 11.D (2)
Data above was derived from SEC filings.

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CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

ownership team - last updated 2021-05-04
Name Title Start Date Direct/Indirect % Ownership
GOLOTKO, PETER, CHARLES PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER 01/01/1998 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01
SMITH CHAS P & ASSOCIATES P A CPAS TREASURER/DIRECTOR direct 1998-01-01 2002-03-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/COMPLIANCE OFFICER direct 1998-01-01 2005-03-29
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2011-01-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2015-08-28
LUFFMAN, JAMES, MARTIN VICE PRESIDENT/SECRETARY/DIRECTOR 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/SECRETARY/DIRECTOR direct 1996-01-01
SMITH CHAS P & ASSOCIATES P A CPAS SECRETARY/DIRECTOR direct 1996-01-01 2011-01-28
RISKIN, MICHAEL, AARON VICE PRESIDENT/TREASURER/DIRECTOR 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S TREASURER/DIRECTOR direct 2017-07-01
BAILEY, NOLEN, BRYAN VICE PRESIDENT/DIRECTOR 07/01/2020 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR direct 2020-07-01

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

ownership team - last updated 2021-03-18
Name Title Start Date Direct/Indirect % Ownership
GOLOTKO, PETER, CHARLES PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER 01/01/1998 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01
SMITH CHAS P & ASSOCIATES P A CPAS TREASURER/DIRECTOR direct 1998-01-01 2002-03-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/COMPLIANCE OFFICER direct 1998-01-01 2005-03-29
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2011-01-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2015-08-28
LUFFMAN, JAMES, MARTIN VICE PRESIDENT/SECRETARY/DIRECTOR 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/SECRETARY/DIRECTOR direct 1996-01-01
SMITH CHAS P & ASSOCIATES P A CPAS SECRETARY/DIRECTOR direct 1996-01-01 2011-01-28
RISKIN, MICHAEL, AARON VICE PRESIDENT/TREASURER/DIRECTOR 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S TREASURER/DIRECTOR direct 2017-07-01
BAILEY, NOLEN, BRYAN VICE PRESIDENT/DIRECTOR 07/01/2020 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR direct 2020-07-01
GOLOTKO, PETER, CHARLES PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER 01/01/1998 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01
SMITH CHAS P & ASSOCIATES P A CPAS TREASURER/DIRECTOR direct 1998-01-01 2002-03-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/COMPLIANCE OFFICER direct 1998-01-01 2005-03-29
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2011-01-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2015-08-28
LUFFMAN, JAMES, MARTIN VICE PRESIDENT/SECRETARY/DIRECTOR 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/SECRETARY/DIRECTOR direct 1996-01-01
SMITH CHAS P & ASSOCIATES P A CPAS SECRETARY/DIRECTOR direct 1996-01-01 2011-01-28
RISKIN, MICHAEL, AARON VICE PRESIDENT/TREASURER/DIRECTOR 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S TREASURER/DIRECTOR direct 2017-07-01
BAILEY, NOLEN, BRYAN VICE PRESIDENT/DIRECTOR 07/01/2020 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR direct 2020-07-01

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

ownership team - last updated 2020-07-31
Name Title Start Date Direct/Indirect % Ownership
GOLOTKO, PETER, CHARLES PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER 01/01/1998 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01
SMITH CHAS P & ASSOCIATES P A CPAS TREASURER/DIRECTOR direct 1998-01-01 2002-03-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/COMPLIANCE OFFICER direct 1998-01-01 2005-03-29
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2011-01-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2015-08-28
LUFFMAN, JAMES, MARTIN VICE PRESIDENT/SECRETARY/DIRECTOR 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/SECRETARY/DIRECTOR direct 1996-01-01
SMITH CHAS P & ASSOCIATES P A CPAS SECRETARY/DIRECTOR direct 1996-01-01 2011-01-28
RISKIN, MICHAEL, AARON VICE PRESIDENT/TREASURER/DIRECTOR 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S TREASURER/DIRECTOR direct 2017-07-01
BAILEY, NOLEN, BRYAN VICE PRESIDENT/DIRECTOR 07/01/2020 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR direct 2020-07-01

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

ownership team - last updated 2020-06-18
Name Title Start Date Direct/Indirect % Ownership
GOLOTKO, PETER, CHARLES PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER 01/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01
SMITH CHAS P & ASSOCIATES P A CPAS TREASURER/DIRECTOR direct 1998-01-01 2002-03-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/COMPLIANCE OFFICER direct 1998-01-01 2005-03-29
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2011-01-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2015-08-28
LUFFMAN, JAMES, MARTIN VICE PRESIDENT/SECRETARY/DIRECTOR 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/SECRETARY/DIRECTOR direct 1996-01-01
SMITH CHAS P & ASSOCIATES P A CPAS SECRETARY/DIRECTOR direct 1996-01-01 2011-01-28
RISKIN, MICHAEL, AARON TREASURER/DIRECTOR 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S TREASURER/DIRECTOR direct 2017-07-01

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

ownership team - last updated 2020-03-18
Name Title Start Date Direct/Indirect % Ownership

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

ownership team - last updated 2019-11-14
Name Title Start Date Direct/Indirect % Ownership
GOLOTKO, PETER, CHARLES PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER 01/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01
SMITH CHAS P & ASSOCIATES P A CPAS TREASURER/DIRECTOR direct 1998-01-01 2002-03-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/COMPLIANCE OFFICER direct 1998-01-01 2005-03-29
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2011-01-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2015-08-28
LUFFMAN, JAMES, MARTIN VICE PRESIDENT/SECRETARY/DIRECTOR 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/SECRETARY/DIRECTOR direct 1996-01-01
SMITH CHAS P & ASSOCIATES P A CPAS SECRETARY/DIRECTOR direct 1996-01-01 2011-01-28
RISKIN, MICHAEL, AARON TREASURER/DIRECTOR 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S TREASURER/DIRECTOR direct 2017-07-01

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

ownership team - last updated 2019-03-21
Name Title Start Date Direct/Indirect % Ownership
GOLOTKO, PETER, CHARLES PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER 01/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01
SMITH CHAS P & ASSOCIATES P A CPAS TREASURER/DIRECTOR direct 1998-01-01 2002-03-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/COMPLIANCE OFFICER direct 1998-01-01 2005-03-29
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2011-01-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2015-08-28
LUFFMAN, JAMES, MARTIN VICE PRESIDENT/SECRETARY/DIRECTOR 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/SECRETARY/DIRECTOR direct 1996-01-01
SMITH CHAS P & ASSOCIATES P A CPAS SECRETARY/DIRECTOR direct 1996-01-01 2011-01-28
RISKIN, MICHAEL, AARON TREASURER/DIRECTOR 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S TREASURER/DIRECTOR direct 2017-07-01

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

ownership team - last updated 2018-10-22
Name Title Start Date Direct/Indirect % Ownership
GOLOTKO, PETER, CHARLES PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER 01/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01
SMITH CHAS P & ASSOCIATES P A CPAS TREASURER/DIRECTOR direct 1998-01-01 2002-03-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/COMPLIANCE OFFICER direct 1998-01-01 2005-03-29
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2011-01-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2015-08-28
LUFFMAN, JAMES, MARTIN VICE PRESIDENT/SECRETARY/DIRECTOR 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/SECRETARY/DIRECTOR direct 1996-01-01
SMITH CHAS P & ASSOCIATES P A CPAS SECRETARY/DIRECTOR direct 1996-01-01 2011-01-28
RISKIN, MICHAEL, AARON TREASURER/DIRECTOR 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S TREASURER/DIRECTOR direct 2017-07-01

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S

ownership team - last updated 2018-04-30
Name Title Start Date Direct/Indirect % Ownership
GOLOTKO, PETER, CHARLES PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER 01/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01
SMITH CHAS P & ASSOCIATES P A CPAS TREASURER/DIRECTOR direct 1998-01-01 2002-03-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/COMPLIANCE OFFICER direct 1998-01-01 2005-03-29
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2011-01-28
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1998-01-01 2015-08-28
LUFFMAN, JAMES, MARTIN VICE PRESIDENT/SECRETARY/DIRECTOR 01/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S VICE PRESIDENT/SECRETARY/DIRECTOR direct 1996-01-01
SMITH CHAS P & ASSOCIATES P A CPAS SECRETARY/DIRECTOR direct 1996-01-01 2011-01-28
RISKIN, MICHAEL, AARON TREASURER/DIRECTOR 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHAS. P. SMITH & ASSOCIATES, PA, CPA'S TREASURER/DIRECTOR direct 2017-07-01

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