Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-009093
Date:2021-03-01
Issuer: TOLL BROTHERS, INC. (TOL)
Original Submission Date:

Reporting Person:

TOLL ROBERT I
1140 VIRGINIA DRIVE
FORT WASHINGTON, PA 19034

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-01 M 1,600 a $20.50 856,179 indirect
COMMON STOCK 2021-03-01 S 2,018 d $54.75 854,161 indirect
COMMON STOCK 2021-03-01 S 129,992 d $53.34 724,169 indirect
COMMON STOCK 2021-03-01 S 73,151 d $54.36 651,018 indirect
COMMON STOCK 2021-03-02 M 81,003 a $20.50 732,021 indirect
COMMON STOCK 2021-03-02 S 120,879 d $52.70 611,142 indirect
COMMON STOCK 2021-03-02 S 210,613 d $53.70 400,529 indirect
COMMON STOCK 0 $0.00 8,820,316 direct
COMMON STOCK 0 $0.00 1,881 indirect
COMMON STOCK 0 $0.00 202,957 indirect
COMMON STOCK 0 $0.00 500,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 20.5 2021-03-01 deemed execution date M 1,600 (d) 2012-12-20 2021-12-20 common stock 1,600 $20.50 81,003 direct
STOCK OPTIONS (RIGHT TO BUY) 20.5 2021-03-02 deemed execution date M 81,003 (d) 2012-12-20 2021-12-20 common stock 81,003 $20.50 0 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple lots at prices ranging from $54.75 to $54.775 inclusive. the reporting person will provide to toll brothers, inc, any security holder of toll brothers, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple lots at prices ranging from $52.97 to $53.89 inclusive. the reporting person will provide to toll brothers, inc, any security holder of toll brothers, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple lots at prices ranging from $53.93 to $54.50 inclusive. the reporting person will provide to toll brothers, inc, any security holder of toll brothers, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple lots at prices ranging from $52.22 to $53.205 inclusive. the reporting person will provide to toll brothers, inc, any security holder of toll brothers, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple lots at prices ranging from $53.21 to $54.07 inclusive. the reporting person will provide to toll brothers, inc, any security holder of toll brothers, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 exercisable 25% on 12/20/2012, 2013, 2014 and 2015.

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