Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-019366
Date:2021-02-10
Issuer: FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)
Original Submission Date:

Reporting Person:

HOLDING OLIVIA BRITTON
PO BOX 1352
SMITHFIELD, NC 27577

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON 2021-02-10 G 2,000 a $0.00 388,102 indirect
CLASS A COMMON 2021-02-23 G 1,600 d $0.00 386,502 indirect
CLASS B COMMON 2021-03-08 P 330 a $735.00 4,480 f1 indirect
CLASS A COMMON 0 $0.00 148,951 direct
CLASS A COMMON 0 $0.00 10,544 indirect
CLASS A COMMON 0 $0.00 12,152 indirect
CLASS A COMMON 0 $0.00 2,675 f1 indirect
CLASS A COMMON 0 $0.00 827 f1 indirect
CLASS A COMMON 0 $0.00 12,530 f1 indirect
CLASS A COMMON 0 $0.00 192,063 f1 indirect
CLASS A COMMON 0 $0.00 174,469 f1 indirect
CLASS A COMMON 0 $0.00 100,000 f1 indirect
CLASS B COMMON 0 $0.00 4,244 direct
CLASS B COMMON 0 $0.00 1,225 indirect
CLASS B COMMON 0 $0.00 116,973 indirect
CLASS B COMMON 0 $0.00 2,156 f1 indirect
CLASS B COMMON 0 $0.00 200 f1 indirect
CLASS B COMMON 0 $0.00 1,355 f1 indirect
CLASS B COMMON 0 $0.00 22,619 f1 indirect
DEPOSITARY SHARES 0 $0.00 22,000 f1 indirect
DEPOSITARY SHARES 0 $0.00 198,945 f1 indirect
DEPOSITARY SHARES 0 $0.00 200,000 f1 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of section 16 of the securities exchange act of 1934 or for any other purpose.
f2 each depositary share represents a 1/40th interest in a share of the issuer's 5.375% non-cumulative perpetual preferred stock, series a.

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