Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-024810
Date:2021-09-01
Issuer: APPLIED MATERIALS INC /DE (AMAT)
Original Submission Date:

Reporting Person:

ADDIEGO GINETTO
C/O APPLIED MATERIALS, INC.
3050 BOWERS AVE, M/S 1268 P.O. BOX 58039 SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-01 S 38,461 d $134.81 314,048 direct
COMMON STOCK 2021-09-01 S 1,539 d $135.25 312,509 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $134.17 to $135.16, inclusive. the reporting person undertakes to provide to applied materials, inc. ("applied"), any security holder of applied, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this form 4.
f2 number of shares includes 103,848 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 38,181 restricted stock units are scheduled to vest in installments in december of 2021 through 2023, and (b) 65,667 performance shares are scheduled to vest in installments in december of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $135.17 to $135.32, inclusive

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