Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-21-021772
Date:2021-09-09
Issuer: TUCOWS INC /PA/ (TCX)
Original Submission Date:

Reporting Person:

RALLS RAWLEIGH HAZEN IV
96 MOWAT AVENUE
TORONTO, A6 M6K 3M1

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-09 M 3,750 a $53.55 6,011 direct
COMMON STOCK 2021-09-09 M 3,750 a $57.95 9,761 direct
COMMON STOCK 2021-09-09 M 3,750 a $53.93 13,511 direct
COMMON STOCK 2021-09-09 M 3,750 a $68.41 17,261 direct
COMMON STOCK 2021-09-09 F 11,301 d $77.60 5,960 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 53.55 2021-09-09 deemed execution date M 3,750 (d) 2018-09-04 2022-09-04 common stock 3,750 $53.55 0 direct
STOCK OPTION (RIGHT TO BUY) 57.95 2021-09-09 deemed execution date M 3,750 (d) 2019-09-04 2023-09-03 common stock 3,750 $57.95 0 direct
STOCK OPTION (RIGHT TO BUY) 53.93 2021-09-09 deemed execution date M 3,750 (d) 2020-09-09 2024-09-08 common stock 3,750 $53.93 0 direct
STOCK OPTION (RIGHT TO BUY) 68.41 2021-09-09 deemed execution date M 3,750 (d) 2021-09-08 2025-09-07 common stock 3,750 $68.41 0 direct
Footnotes
IDfootnote
f1 under the terms of the issuer's stock incentive plan, these shares were withheld by the issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.

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