Form Type: 4

SEC EDGAR Link
Accession Number:0000034563-21-000071
Date:2021-09-13
Issuer: FARMER BROTHERS CO (FARM)
Original Submission Date:

Reporting Person:

LYON SCOTT R
1912 FARMER BROTHERS DRIVE
NORTHLAKE, TX 76262

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-13 A 6,256 a $0.00 23,606 direct
COMMON STOCK 2021-09-13 0 $0.00 2,532 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CASH-SETTLED RESTRICTED STOCK UNITS 0.0 2021-09-13 deemed execution date A 6,256 (a) common stock 6,256 $0.00 14,956 direct
Footnotes
IDfootnote
f1 grant of restricted stock under the farmer bros. co. 2017 long-term incentive plan (the "plan"), granted on september 13, 2021 ("grant date"); the restricted vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares vest each year on the anniversary of the grant date ("vesting dates"), subject to continued employment with the company through each vesting date and the acceleration provisions of the plan and restricted stock grant agreement.
f2 the cash-settled restricted stock units will be settled solely in cash. each cash-settled restricted stock unit is the economic equivalent of one share of common stock of the issuer.
f3 the cash-settled restricted stock units vest in three equal annual installments beginning one year from the transaction date.

Elevate your investments