Form Type: 4

SEC EDGAR Link
Accession Number:0001834515-21-000002
Date:2021-09-01
Issuer: ATERIAN, INC. (ATER)
Original Submission Date:

Reporting Person:

9830 MACARTHUR, LLC
30 N. GOULD ST, SUITE R
SHERIDAN, WY 82801

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK ($0.0001 PAR VALUE) 2021-09-01 S 181,000 d $7.26 4,725,401 indirect f1
COMMON STOCK ($0.0001 PAR VALUE) 2021-09-07 S 10,000 d $7.34 4,715,401 indirect f1
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 9830 macarthur, llc ("macarthur") is a private investment vehicle. macarthur driectly owns the securities herin. nijor children's trust ua 1/2/2017 ( the " trust" )is the manager of macarthur. jelena puzovic is the trustee of the trust. each reporting person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of section 16 of the securities and exchange act of 1934 or for any other purpose
f2 all prices reported herein are exclusive of brokerage commissions. this price is a weighted average price. these shares were disposed in multiple transactions at prices ranging from $7.06 to $7.66, inclusive. the reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.
f3 all prices reported herein are exclusive of brokerage commissions. these shares were disposed at an average price of $7.34. the reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.

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