Form Type: 4/A

SEC EDGAR Link
Accession Number:0001834515-21-000004
Date:2021-08-31
Issuer: ATERIAN, INC. (ATER)
Original Submission Date:2021-09-17

Reporting Person:

9830 MACARTHUR, LLC
30 N. GOULD ST, SUITE R
SHERIDAN, WY 82801

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK ($0.0001 PAR VALUE) 2021-09-17 E 1,468,700 d $7.71 3,246,701 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this form 4/a is to amend the earlier form 4 submitted 9/17/2021. shares were disposed not acquired. the form 4 submitted earlier also has all the other footnotes regarding assignment of shares via a covered call strategy.

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