Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-038867
Date:2021-09-30
Issuer: ATERIAN, INC. (ATER)
Original Submission Date:

Reporting Person:

VON WALTER AMY
C/O ATERIAN, INC.
37 EAST 18TH STREET, 7TH FLOOR NEW YORK, NY 10003

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-30 A 1,144 a $0.00 35,969 direct
COMMON STOCK 2021-09-30 A 8,449 a $0.00 44,418 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 comprised of 1,144 shares of restricted common stock granted pursuant to the issuer's 2018 equity incentive plan that vested on the date of grant. the amount reflects a grant of common stock to the reporting person in lieu of cash for non-employee director compensation.
f2 comprised of 8,449 shares of restricted common stock granted pursuant to the issuer's 2018 equity incentive plan that are subject to vesting.

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