Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-026532
Date:2021-09-30
Issuer: APPLIED MATERIALS INC /DE (AMAT)
Original Submission Date:

Reporting Person:

READ CHARLES
C/O APPLIED MATERIALS, INC.
3050 BOWERS AV. P.O. BOX 58039, M/S 1268 SANTA CLARA, CA 95052-8039

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-30 A 7,769 a $0.00 94,815 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents restricted stock units that will be converted on a one-for-one basis into shares of applied materials, inc. ("applied") common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning october 1, 2022 (subject to continued employment through each applicable vesting date).
f2 increased number of shares reflects periodic payroll acquisitions under employees' stock purchase plan that are exempt under rule 16a-3 and rule 16b-3. number of shares includes 21,637 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of applied common stock upon vesting, which vesting is scheduled to occur in installments in june of 2022 and 2023 and january of 2022 through 2025 (all vesting is subject to continued employment through each applicable vesting date).

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