Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-21-013112
Date:2021-10-14
Issuer: JPMORGAN CHASE & CO (JPM)
Original Submission Date:

Reporting Person:

DIMON JAMES
383 MADISON AVENUE
NEW YORK, NY 10179-0001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-10-14 M 562,430 a $35.61 912,186 direct
COMMON STOCK 2021-10-14 F 375,403 d $162.04 536,783 direct
COMMON STOCK 2021-10-14 0 $0.00 8,108 indirect
COMMON STOCK 2021-10-14 0 $0.00 2,097,090 indirect
COMMON STOCK 2021-10-14 0 $0.00 4,828,594 indirect
COMMON STOCK 2021-10-14 0 $0.00 152,940 indirect f1
COMMON STOCK 2021-10-14 0 $0.00 871,766 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHTS 35.61 2021-10-14 deemed execution date M 562,430 (d) 2022-01-18 common stock 562,430 $35.61 0 direct
Footnotes
IDfootnote
f1 reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
f2 exercise of sars pursuant to 10b5-1 plan dated august 9, 2021
f3 stock appreciation rights granted on january 18, 2012, which have a ten-year term, became exercisable in five equal installments beginning january 18, 2013. shares resulting from exercise must be held at least five years from the grant date.

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