Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-126883
Date:2021-10-14
Issuer: DRAFTKINGS INC. (DKNG)
Original Submission Date:

Reporting Person:

LIBERMAN PAUL
C/O DRAFTKINGS INC.
222 BERKELEY STREET, 5TH FLOOR BOSTON, MA 02116

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-10-14 M 67,768 a $3.29 1,399,215 direct
CLASS A COMMON STOCK 2021-10-14 M 17,232 a $3.29 1,416,447 direct
CLASS A COMMON STOCK 2021-10-14 S 30,043 d $49.92 1,386,404 direct
CLASS A COMMON STOCK 2021-10-14 S 54,957 d $50.82 1,331,447 direct
CLASS A COMMON STOCK 2021-10-14 0 $0.00 4,286 indirect
CLASS A COMMON STOCK 2021-10-14 0 $0.00 272,357 indirect
CLASS A COMMON STOCK 2021-10-14 0 $0.00 13,597 indirect
CLASS A COMMON STOCK 2021-10-14 0 $0.00 200,000 indirect
CLASS A COMMON STOCK 2021-10-14 0 $0.00 200,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION 3.29 2021-10-14 deemed execution date M 67,768 (d) 2028-04-18 class a common stock 67,768 $3.29 49,686 direct
EMPLOYEE STOCK OPTION 3.29 2021-10-14 deemed execution date M 17,232 (d) 2028-04-18 class a common stock 17,232 $3.29 73,402 direct
Footnotes
IDfootnote
f1 represents shares of class a common stock of the issuer underlying options exercised by the reporting person.
f2 these transactions were effected pursuant to a rule 10b5-1 trading plan.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $49.34 to $50.32, inclusive. the reporting person has provided to the issuer, and undertakes to provide any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3 and 4 to this form 4.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $50.34 to $51.30, inclusive.
f5 the options were granted on april 18, 2018. of the remaining derivative securities following this transaction, 3,445 options have vested and are exercisable and 46,241 options remain unvested.
f6 the options are vested and currently exercisable.

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