Form Type: 4

SEC EDGAR Link
Accession Number:0000939767-21-000101
Date:2021-11-15
Issuer: EXELIXIS, INC. (EXEL)
Original Submission Date:

Reporting Person:

MORRISSEY MICHAEL
C/O EXELIXIS, INC.
1851 HARBOR BAY PARKWAY ALAMEDA, CA 94502

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-15 F 10,530 d $18.10 550,538 direct
COMMON STOCK 2021-11-15 F 6,118 d $18.10 544,420 direct
COMMON STOCK 2021-11-15 F 177,132 d $18.10 367,288 direct
COMMON STOCK 2021-11-15 0 $0.00 1,038,789 indirect f5
COMMON STOCK 2021-11-15 0 $0.00 17,728 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares withheld by exelixis, inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on october 3, 2017.
f2 includes 170,764 shares of exelixis, inc. common stock that will be issued to the reporting person upon vesting of restricted stock units.
f3 shares withheld by exelixis, inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on september 10, 2018, for which the compensation committee certified that exelixis, inc. had achieved the performance goal on september 2, 2020.
f4 shares withheld by exelixis, inc. to satisfy taxes payable in connection with the vesting of performance-based restricted stock units awarded on september 20, 2019, for which the compensation committee certified that exelixis, inc. had achieved certain performance criteria on october 22, 2020.
f5 shares held by michael m. morrissey and meghan d. morrissey, trustees of the morrissey family living trust dated july 21, 1994, as amended.
f6 represents shares of exelixis, inc. common stock under the exelixis, inc. 401(k) plan, pursuant to a plan statement dated as of november 12, 2021.

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