Franklin Resources Inc (BEN)

FINANCE: CORPORATE FINANCE
SIC: INVESTMENT ADVICE

ONE FRANKLIN PARKWAY SAN MATEO, CA 94403

Franklin Resources, Inc. is a global investment management organization with subsidiaries operating as Franklin Templeton and serving clients in over 165 countries. Franklin Templeton's mission is to help clients achieve better outcomes through investment management expertise, wealth management and technology solutions. Through its specialist investment managers, the company brings extensive capabilities in equity, fixed income, multi-asset solutions and alternatives. With offices in more than 30 countries and approximately 1,300 investment professionals, the California-based company has over 70 years of investment experience. The company posts information that may be significant for investors in the Investor Relations and News Center sections of its website, and encourages investors to consult those sections regularly.

Data as of 2021-10-09 09:03:29 -0400
Market Cap15.111 Billion Shares Outstanding502.854 Million Avg 30-day Volume2.515 Million
P/E Ratio12.71522 Dividend Yield3.677 EPS2.42
Price/Sales1.92 Debt to Equity2.13 EBITDA1.905 Billion
Price to Book Value1.39 Forward PE8.65 Enterprise Value14.255 Billion
Total Cash4.361 Billion Current Debt6.296 Billion Gross Profit7.872 Billion
BETA1.48816 52-week High/Low35.31 / 17.29 Next Earnings Date2021-10-26 Price to Cash FLow (P/CF) 30.1583
Data provided by IEX Cloud
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Funds Holding BEN (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding BEN BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

52.8 Thousand total shares from 1 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

YANG GEOFFREY Y

  • Director
41,319 2021-10-01 5

KIM JOHN Y

  • Director
9,151 2021-10-01 5

KING KAREN MATSUSHIMA

  • Director
2,039 2021-10-01 3

TYLE CRAIG STEVEN EVP & GENERAL COUNSEL

  • Officer
113,347 2021-08-31 3

PLAFKER JED A. EXECUTIVE VICE PRESIDENT

  • Officer
133,886 2021-08-31 4

SHANEYFELT GWEN L CHIEF ACCOUNTING OFFICER

  • Officer
56,984 2021-08-31 6

NICHOLLS MATTHEW

  • EVP AND CFO
120,347 2021-08-31 4

SPECTOR ADAM BENJAMIN EVP, GLOBAL ADVISORY SERVICES

  • Officer
203,014 2021-07-30 1

BYERWALTER MARIANN H

  • Director
9,146 2021-06-15 4

SETHI ALOK REG. S-K EXECUTIVE OFFICER

  • Officer
71,037 2021-03-02 4

NOTO ANTHONY

  • Director
12,371 2021-02-09 1

WAUGH SETH H.

  • Director
0 2021-02-09 1

THIEL JOHN W

  • Director
6,011 2021-02-09 2

FRIEDMAN ALEXANDER S

  • Director
0 2021-02-09 2

STEIN LAURA

  • Director
0 2021-01-04 1

BARKER PETER K

  • Director
0 2021-01-01 1

PIGOTT MARK C

  • Director
0 2021-01-01 1

JOHNSON JENNIFER M PRESIDENT AND CEO

  • Officer
  • Director
4,915,411 2020-12-21 2

JOHNSON GREGORY E EXECUTIVE CHAIRMAN

  • Officer
  • Director
5,483,654 2020-11-05 1

JOHNSON CHARLES B

  • 10% Owner
95,634,179 2020-09-30 0

JOHNSON RUPERT H JR VICE CHAIRMAN

  • Officer
  • Director
  • 10% Owner
103,049,925 2019-12-26 0

JOHNSON CHARLES ENDLER

  • Director
2,097,896 2019-09-30 0

LEWIS KENNETH A EVP AND CFO

  • Officer
167,056 2018-12-20 0

ADVANI VIJAY CHANDUR CO-PRESIDENT

  • Officer
444,938 2016-12-01 0

LUSK JOHN M EVP-INVESTMENT MANAGEMENT

  • Officer
116,545 2015-08-31 0

YUN WILLIAM YOUNG EVP-ALTERNATIVE STRATEGIES

  • Officer
175,438 2015-08-31 0

ARMACOST SAMUEL H

  • Director
No longer subject to file 2015-03-10 0

TATLOCK ANNE M

  • Director
No longer subject to file 2014-11-05 0

CROCKER CHARLES

  • Director
No longer subject to file 2014-03-11 0

HARDIMAN JOSEPH R

  • Director
7,404 2012-03-14 0

RATNATHICAM SANCHAYAN

  • Director
0 2012-03-14 0

SACERDOTE PETER M

  • Director
0 2011-07-01 0

ALEXANDER PENELOPE S VICE-PRESIDENT, HR - US

  • Officer
30,891 2011-02-16 0

GRAY MARIA VICE PRESIDENT AND SECRETARY

  • Officer
2,540 2011-02-10 0

GIBSON HOLLY E VICE PRESIDENT, CORP COMM

  • Officer
5,627 2010-12-15 0

IKEDA DONNA S VP - HR INTERNATIONAL

  • Officer
13,588 2010-12-01 0

FRISBIE NORMAN RICKARD JR SVP & CHIEF ADMIN OFFICER

  • Officer
17,791 2010-12-01 0

KRATTER LESLIE M SVP & ASSISTANT SECRETARY

  • Officer
26,316 2010-08-31 0

JOFFE ROBERT D

  • Director
0 2009-12-31 0

SIMPSON MURRAY EXECUTIVE VICE PRESIDENT

  • Officer
15,473 2009-06-09 0

WOODWORTH LOUIS E

  • Director
No longer subject to file 2009-03-10 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

KIM JOHN Y - Director

2021-10-04 16:50:49 -0400 2021-10-01 A 1,030 $30.10 a 9,151 direct

KING KAREN MATSUSHIMA - Director

2021-10-04 16:54:14 -0400 2021-10-01 A 1,055 $30.10 a 2,039 direct

YANG GEOFFREY Y - Director

2021-10-04 16:56:09 -0400 2021-10-01 A 1,154 $30.10 a 41,319 direct

PLAFKER JED A. - Officer EXECUTIVE VICE PRESIDENT

2021-09-02 15:44:45 -0400 2021-08-31 F 14,255 $32.44 d 133,312 direct -2.4063 -0.7821 0.0 1 -2.4063 2

NICHOLLS MATTHEW EVP AND CFO

2021-09-02 15:46:04 -0400 2021-08-31 F 13,877 $32.44 d 120,347 direct -2.4063 -0.7821 0.0 1 -2.4063 2

TYLE CRAIG STEVEN - Officer EVP & GENERAL COUNSEL

2021-09-02 15:42:00 -0400 2021-08-31 F 6,628 $32.44 d 113,347 direct -2.4063 -0.7821 0.0 1 -2.4063 2

SHANEYFELT GWEN L - Officer CHIEF ACCOUNTING OFFICER

2021-09-02 15:47:08 -0400 2021-08-31 F 2,086 $32.44 d 56,984 direct -2.4063 -0.7821 0.0 1 -2.4063 2

JOHNSON JENNIFER M - Director - Officer PRESIDENT AND CEO

2021-08-19 19:13:53 -0400 2021-08-19 S 52,789 $30.37 d 1,897,836 direct 1.3195 5.816 -4.2015 5.816 6 -4.8175 22

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
FRANKLIN RESOURCES INC BEN 2021-10-15 22:15:04 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 21:45:03 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 21:15:03 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 20:45:03 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 20:15:03 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 19:45:03 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 19:15:04 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 18:45:03 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 18:15:03 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 17:45:03 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 17:15:03 UTC -0.18 0.25 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 16:45:03 UTC -0.2092 0.2792 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 16:15:03 UTC -0.2092 0.2792 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 15:45:03 UTC -0.2092 0.2792 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 15:15:03 UTC -0.2092 0.2792 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 14:45:02 UTC -0.1824 0.2524 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 14:15:03 UTC -0.1824 0.2524 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 13:45:03 UTC -0.1824 0.2524 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 13:15:03 UTC -0.1824 0.2524 4700000
FRANKLIN RESOURCES INC BEN 2021-10-15 12:45:03 UTC -0.1824 0.2524 4700000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
TRANSAMERICA FUNDS- Transamerica Long/Short Strategy BEN -1428.0 shares, $-36128.4 2020-01-31 N-PORT
Advanced Series Trust- AST Neuberger Berman Long/Short Portfolio BEN -6400.0 shares, $-134208.0 2020-06-30 N-PORT
RBB Fund, Inc.- Boston Partners Long/Short Research Fund BEN -35698.0 shares, $-1221228.58 2021-05-31 N-PORT
Advantage Advisers Xanthus Fund, L.L.C.- Advantage Advisers Xanthus Fund, L.L.C. BEN -342454.0 shares, $-10955103.46 2021-06-30 N-PORT
AGF Investments Trust- AGFIQ U.S. Market Neutral Anti-Beta Fund BEN -12519.0 shares, $-400482.81 2021-06-30 N-PORT
American Century Capital Portfolios, Inc.- AC Alternatives Market Neutral Value Fund BEN -12702.0 shares, $-406336.98 2021-06-30 N-PORT
ACAP Strategic Fund- ACAP Strategic Fund BEN -1111936.0 shares, $-32913305.6 2021-03-31 N-PORT
VANGUARD MONTGOMERY FUNDS- VANGUARD MARKET NEUTRAL FUND BEN -8538.0 shares, $-273130.62 2021-06-30 N-PORT
NEUBERGER BERMAN ALTERNATIVE FUNDS- Neuberger Berman Long Short Fund BEN -498300.0 shares, $-14724765.0 2021-07-31 N-PORT
JPMorgan Trust I- JPMorgan Research Market Neutral Fund BEN -12693.0 shares, $-375078.15 2021-07-31 N-PORT
Columbia Funds Series Trust I- Multi-Manager Directional Alternative Strategies Fund BEN -4475.0 shares, $-132236.25 2021-07-31 N-PORT

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