Capital One Financial Corp (COF)

FINANCE: BANKS
SIC: NATIONAL COMMERCIAL BANKS

1680 CAPITAL ONE DRIVE MCLEAN, VA 22102

Capital One Financial Corporation is a financial holding company whose subsidiaries, which include Capital One, N.A., and Capital One Bank (USA), N.A., had $305.4 billion in deposits and $421.6 billion in total assets as of December 31, 2020. Headquartered in McLean, Virginia, Capital One offers a broad spectrum of financial products and services to consumers, small businesses and commercial clients through a variety of channels. Capital One, N.A. has branches located primarily in New York, Louisiana, Texas, Maryland, Virginia, New Jersey and the District of Columbia.

Data as of 2021-07-19 08:13:26 -0400
Market Cap71.119 Billion Shares Outstanding451.489 Million Avg 30-day Volume2.907 Million
P/E Ratio10.11501 Dividend Yield0.634 EPS15.3
Price/Sales2.3 Debt to Equity6.95 EBITDA9.346 Billion
Price to Book Value1.16 Forward PE0.03 Enterprise Value71.119 Billion
Total Cash Current Debt349.066 Billion Gross Profit26.844 Billion
BETA1.04091 52-week High/Low168.0 / 59.97 Next Earnings Date2021-07-22 Price to Cash FLow (P/CF) 21.2057
Data provided by IEX Cloud
View SEC Filings from COF instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
In top 10: 26 26 0.0% 10 (0.59%) 10 (0.58%) 0.0%
Funds Holding: 982 901 8.99% 211 (12.38%) 192 (11.14%) 9.9%
13F shares: 406.223 Million 415.687 Million -2.28% 72.592 Million 71.215 Million 1.93%
% Ownership 88.9612 90.8811 -2.11% 15.8974 15.5696 2.11%
New Positions: 166 183 -9.29% 44 57 -22.81%
Increased Positions 318 281 13.17% 68 62 9.68%
Closed Positions 78 69 13.04% 24 23 4.35%
Reduced Positions 363 310 17.1% 78 52 50.0%
Total Calls 4.143 Million 4.301 Million -3.67% 1.579 Million 1.554 Million 1.57%
Total Puts 3.878 Million 5.896 Million -34.23% 2.644 Million 2.701 Million -2.1%
PUT/CALL Ratio 0.94 1.37 -31.39% 1.67 1.74 -4.02%
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

View recent insider trading info

Funds Holding COF (via 13F filings)

Refresh Download CSV Download Excel (.xlsx) Download TSV
Filter by:
to
to
to
Refresh
*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding COF BETA

Active Schedule 13D and 13G filings

Please sign in first

Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

102.8 Thousand total shares from 8 transactions

Exercise Derivative Conversion (M)

90 Thousand total shares from 4 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BERSON JORY A CHIEF HUMAN RESOURCES OFFICER

  • Officer
58,206 2021-06-07 6

LAPRADE,III FRANK G. CHIEF ENTERPRISE SRVCS OFFICER

  • Officer
57,062 2021-06-01 8

ALEXANDER ROBERT M. CHIEF INFORMATION OFFICER

  • Officer
63,954 2021-06-01 10

SHATTUCK MAYO A III

  • Director
59,230 2021-06-01 3

WASSMER MICHAEL J PRESIDENT, CARD

  • Officer
91,882 2021-05-13 6

WARNER BRADFORD H

  • Director
43,629 2021-05-06 1

RASKIND PETER E

  • Director
26,096 2021-05-06 1

HACKETT ANN F

  • Director
70,921 2021-05-06 1

LEENAARS CORNELIS PAJ

  • Director
6,934 2021-05-06 1

WEST CATHERINE

  • Director
20,512 2021-05-06 1

KILLALEA PETER THOMAS

  • Director
13,055 2021-05-06 1

LOCOH-DONOU FRANCOIS

  • Director
6,502 2021-05-06 1

SERRA EILEEN

  • Director
4,544 2021-05-06 1

WILLIAMS CRAIG A.

  • Director
1,820 2021-05-06 3

ARCHIBONG IME

  • Director
1,654 2021-05-06 3

SLOCUM MICHAEL PRESIDENT, COMMERCIAL BANKING

  • Officer
56,688 2021-05-04 5

FAIRBANK RICHARD D CHAIRMAN, CEO AND PRESIDENT

  • Officer
  • Director
3,617,875 2021-05-03 11

GOLDEN TIMOTHY P CONTROLLER

  • Officer
12,583 2021-04-30 5

COOPER MATTHEW W GENERAL COUNSEL

  • Officer
27,163 2021-04-30 4

BORGMANN KEVIN S. SENIOR ADVISOR TO THE CEO

  • Officer
47,223 2021-04-29 4

SANJIV YAJNIK PRESIDENT, FINANCIAL SERVICES

  • Officer
62,128 2021-04-14 7

FINNERAN JOHN G JR SENIOR ADVISOR AND CORP SECY

  • Officer
67,017 2021-03-11 6

BLACKLEY RICHARD SCOTT SENIOR ADVISOR

  • Officer
57,541 2021-03-11 3

HALL SHELDON CHIEF RISK OFFICER

  • Officer
73,543 2021-03-11 3

KARAM CELIA CHIEF AUDIT OFFICER

  • Officer
24,888 2021-02-15 2

DEAN LIA PRES, RETAIL BANK & PREM. CARD

  • Officer
29,470 2021-02-15 2

YOUNG ANDREW M HEAD OF FIN. PLNG. & ANALYSIS

  • Officer
12,617 2021-02-15 3

LEROY PIERRE E

  • Director
47,986 2020-04-30 0

CHENNAPRAGADA APARNA

  • Director
7,066 2020-04-30 0

SANTOS KLEBER PRES., RETAIL & DIRECT BANKING

  • Officer
22,304 2020-03-19 0

NEWKIRK CHRISTOPHER T PRES,SMALL BUS, INTL & WALMART

  • Officer
36,056 2020-03-05 0

HAY LEWIS III

  • Director
46,996 2018-07-24 0

JENKINS BENJAMIN P III

  • Director
16,707 2018-05-02 0

EDER NOELLE K CHIEF CARD CUST. EXP. OFFICER

  • Officer
41,876 2018-03-08 0

WITTER JONATHAN W. PRESIDENT, RETAIL BANKING

  • Officer
105,415 2017-03-08 0

CRAWFORD STEPHEN S HEAD OF FINANCE AND CORP DEV

  • Officer
177,684 2017-03-08 0

GROSS PATRICK W

  • Director
47,839 2017-02-10 0

SCHNEIDER RYAN M. PRESIDENT, CARD

  • Officer
182,790 2016-03-08 0

PERLIN GARY L CHIEF FINANCIAL OFFICER

  • Officer
96,528 2013-05-22 0

SCHNALL PETER A CHIEF RISK OFFICER

  • Officer
No longer subject to file 2013-01-31 0

ING GROEP NV

  • Director
No longer subject to file 2012-09-10 0

DIETZ W RONALD

  • Director
35,805 2012-05-08 0

CAMPBELL E R BO

  • Director
657,355 2011-12-22 0

CARTER LYNN ANN PRESIDENT, BANKING

  • Officer
125,545 2011-12-15 0

MCFARLAND SUSAN R. PRINCIPAL ACCOUNTING OFFICER

  • Officer
36,094 2011-03-14 0

WESTREICH STANLEY

  • Director
628,933 2009-07-31 0

SCHUYLER MATTHEW W CHIEF HUMAN RESOURCES OFFICER

  • Officer
145,167 2009-03-03 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

BERSON JORY A - Officer CHIEF HUMAN RESOURCES OFFICER

2021-06-09 16:45:23 -0400 2021-06-07 S 11,985 $164.72 d 51,172 direct 1.2032 -3.2695 0.8441 3.8491 22 -5.4933 7

BERSON JORY A - Officer CHIEF HUMAN RESOURCES OFFICER

2021-06-09 16:45:23 -0400 2021-06-07 S 12,450 $164.12 d 63,157 direct 1.2032 -3.2695 0.8441 3.8491 22 -5.4933 7

BERSON JORY A - Officer CHIEF HUMAN RESOURCES OFFICER

2021-06-09 16:45:23 -0400 2021-06-07 M 21,316 d 0 direct

BERSON JORY A - Officer CHIEF HUMAN RESOURCES OFFICER

2021-06-09 16:45:23 -0400 2021-06-07 M 21,316 $86.34 a 75,607 direct 1.2032 -3.2695 0.8441 3.8491 22 -5.4933 7

ALEXANDER ROBERT M. - Officer CHIEF INFORMATION OFFICER

2021-06-03 16:19:49 -0400 2021-06-01 M 28,540 $63.73 a 102,084 direct -1.63 -3.3742 -7.6086 0.0 1 -9.7678 11

LAPRADE,III FRANK G. - Officer CHIEF ENTERPRISE SRVCS OFFICER

2021-06-03 16:18:51 -0400 2021-06-01 M 32,420 d 0 direct

LAPRADE,III FRANK G. - Officer CHIEF ENTERPRISE SRVCS OFFICER

2021-06-03 16:18:51 -0400 2021-06-01 M 32,420 $63.73 a 88,727 direct -1.63 -3.3742 -7.6086 0.0 1 -9.7678 11

SHATTUCK MAYO A III - Director

2021-06-03 16:18:07 -0400 2021-06-01 S 4,620 $164.45 d 62,319 direct -1.63 -3.3742 -7.6086 0.0 1 -9.7678 11

ALEXANDER ROBERT M. - Officer CHIEF INFORMATION OFFICER

2021-06-03 16:19:49 -0400 2021-06-01 S 15,190 $165.16 d 63,852 direct -1.63 -3.3742 -7.6086 0.0 1 -9.7678 11

LAPRADE,III FRANK G. - Officer CHIEF ENTERPRISE SRVCS OFFICER

2021-06-03 16:18:51 -0400 2021-06-01 S 12,822 $165.16 d 56,307 direct -1.63 -3.3742 -7.6086 0.0 1 -9.7678 11

SHATTUCK MAYO A III - Director

2021-06-03 16:18:07 -0400 2021-06-01 M 7,709 d 0 direct

SHATTUCK MAYO A III - Director

2021-06-03 16:18:07 -0400 2021-06-01 M 7,709 $54.07 a 66,939 direct -1.63 -3.3742 -7.6086 0.0 1 -9.7678 11

ALEXANDER ROBERT M. - Officer CHIEF INFORMATION OFFICER

2021-06-03 16:19:49 -0400 2021-06-01 S 23,042 $164.45 d 79,042 direct -1.63 -3.3742 -7.6086 0.0 1 -9.7678 11

LAPRADE,III FRANK G. - Officer CHIEF ENTERPRISE SRVCS OFFICER

2021-06-03 16:18:51 -0400 2021-06-01 S 19,598 $164.45 d 69,129 direct -1.63 -3.3742 -7.6086 0.0 1 -9.7678 11

SHATTUCK MAYO A III - Director

2021-06-03 16:18:07 -0400 2021-06-01 S 3,089 $165.17 d 59,230 direct -1.63 -3.3742 -7.6086 0.0 1 -9.7678 11

ALEXANDER ROBERT M. - Officer CHIEF INFORMATION OFFICER

2021-06-03 16:19:49 -0400 2021-06-01 M 28,540 d 0 direct

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 22:15:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 21:45:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 21:15:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 20:45:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 20:15:05 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 19:45:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 19:15:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 18:45:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 18:15:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 17:45:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 17:15:02 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 16:45:02 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 16:15:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 15:45:02 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 15:15:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 14:45:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 14:15:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 13:45:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 13:15:03 UTC -0.17 0.25 0
CAPITAL ONE FINANCIAL CORP COF 2021-07-23 12:45:03 UTC -0.17 0.25 0

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
Ultimus Managers Trust- WAYCROSS LONG/SHORT EQUITY FUND COF -4200.0 shares, $-289926.0 2020-08-31 N-PORT
Brinker Capital Destinations Trust- Destinations Global Fixed Income Opportunities Fund COF -1014000.0 shares, $-1016650.82 2021-02-28 N-PORT
AGF Investments Trust- AGFIQ U.S. Market Neutral Anti-Beta Fund COF -3712.0 shares, $-472277.76 2021-03-31 N-PORT
AGF Investments Trust- AGFIQ Hedged Dividend Income Fund COF -81.0 shares, $-10305.63 2021-03-31 N-PORT
Siren ETF Trust- Siren DIVCON Dividend Defender ETF COF -5291.0 shares, $-673173.93 2021-03-31 N-PORT

Elevate your investments