Moderna Inc (MRNA)

Sector:
HEALTH CARE
Industry:
BIOTECHNOLOGY & LIFE SCIENCES
SIC:
BIOLOGICAL PRODUCTS, (NO DISGNOSTIC SUBSTANCES)
CEO:
St├ęphane Bancel
Employees:
760
200 TECHNOLOGY SQUARE, CAMBRIDGE, MA 02139
6177146500

Moderna, Inc., a clinical stage biotechnology company, develops therapeutics and vaccines based on messenger RNA for the treatment of infectious diseases, immuno-oncology, rare diseases, and cardiovascular diseases. As of February 15, 2019 the company had 11 programs in clinical trials and a total of 20 development candidates in six modalities comprising prophylactic vaccines, cancer vaccines, intratumoral immuno-oncology, localized regenerative therapeutics, systemic secreted therapeutics, and systemic intracellular therapeutics. It has strategic alliances with AstraZeneca, Merck & Co., Vertex Pharmaceuticals, Biomedical Advanced Research and Development Authority, Defense Advanced Research Projects Agency, and Bill & Melinda Gates Foundation; and a research collaboration with Harvard University. The company was formerly known as Moderna Therapeutics, Inc. and changed its name to Moderna, Inc. in August 2018. Moderna, Inc. was founded in 2010 and is headquartered in Cambridge, Massachusetts.

Data derived from most recent annual or quarterly report
Market Cap 125.377 Billion Shares Outstanding403.646 Million Avg 30-day Volume 16.502 Million
P/E Ratio28.978 Dividend Yield0.0 EPS-0.59
Price to Revenue14.4281 Debt to Equity0.0 EBITDA3.924 Billion
Price to Book Value15.1069 Operating Margin54.3901 Enterprise Value89.079 Billion
Current Ratio1.241 EPS Growth6.714 Quick Ratio1.132
1 Yr BETA 0.3241 52-week High/Low 497.49 / 102.66 Profit Margin49.7897
Operating Cash Flow Growth2834.4721 Altman Z-Score7.9528 Free Cash Flow to Firm 8.86 Billion
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Funds Holding MRNA (via 13F filings)

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Mutual Funds Holding MRNA BETA

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

434.3 Thousand total shares from 78 transactions

Exercise Derivative Conversion (M)

280 Thousand total shares from 45 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BANCEL STEPHANE CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
22,138,787 2021-11-26 80

ANDRES JUAN SEE REMARKS

  • Officer
145,000 2021-11-26 88

HOGE STEPHEN PRESIDENT

  • Officer
2,382,021 2021-11-23 40

SAGAN PAUL

  • Director
461,810 2021-10-13 3

BERENSON STEPHEN

  • Director
20,098 2021-08-19 2

BURTON PAUL CHIEF MEDICAL OFFICER

  • Officer
24,659 2021-08-05 2

ZAKS TAL ZVI CHIEF MEDICAL OFFICER

  • Officer
121,120 2021-06-30 29

KLINGER SHANNON THYME CHIEF LEGAL OFFICER

  • Officer
69,494 2021-06-07 2

HENDERSON LORI M. GENERAL COUNSEL AND SECRETARY

  • Officer
329,253 2021-05-27 26

TALLETT ELIZABETH E

  • Director
4,784 2021-04-28 1

AFEYAN NOUBAR

  • Director
  • 10% Owner
4,784 2021-04-28 4

LANGER ROBERT

  • Director
4,784 2021-04-28 1

NADER FRANCOIS

  • Director
4,784 2021-04-28 1

NABEL ELIZABETH G

  • Director
4,784 2021-04-28 3

HORNING SANDRA

  • Director
4,784 2021-04-28 1

MELINE DAVID W CHIEF FINANCIAL OFFICER

  • Officer
0 2021-02-09 1

LE GOFF CORINNE CHIEF COMMERCIAL OFFICER

  • Officer
0 2021-02-01 2

FLAGSHIP VENTURES FUND IV GENERAL PARTNER LLC

FLAGSHIP VENTURES FUND IV, L.P.

FLAGSHIP VENTURES FUND IV-RX, L.P.

AFEYAN NOUBAR

  • Director
  • 10% Owner
32,973,227 2020-08-17 4

KIM LORENCE H. CHIEF FINANCIAL OFFICER

  • Officer
1,202,510 2020-06-02 0

SLAOUI MONCEF

  • Director
0 2020-04-29 0

LEE JENNIFER LING CHIEF ACCOUNTING OFFICER

  • Officer
4,419 2020-03-09 0

KANIA EDWIN M JR

  • 10% Owner
23,847 2020-01-10 0

FLAGSHIP VENTURES FUND IV GENERAL PARTNER LLC

FLAGSHIP VENTURES FUND IV, L.P.

FLAGSHIP VENTURES FUND IV-RX, L.P.

AFEYAN NOUBAR

KANIA EDWIN M JR

  • Director
  • 10% Owner
170,629,740 2019-12-09 0

HUTT PETER BARTON

  • Director
3,924 2019-11-20 0

RUIZ ISRAEL

  • Director
0 2019-06-27 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

ANDRES JUAN - Officer SEE REMARKS

2021-11-30 16:09:33 -0500 2021-11-29 M 5,000 d 70,000 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-30 16:09:33 -0500 2021-11-29 M 5,000 $12.21 a 5,000 direct yes

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-11-30 16:12:03 -0500 2021-11-29 J 16,667 a 5,953,535 direct

ANDRES JUAN - Officer SEE REMARKS

2021-11-30 16:09:33 -0500 2021-11-29 S 5,000 $370.38 d 0 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-30 16:09:33 -0500 2021-11-26 M 5,000 d 75,000 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-30 16:09:33 -0500 2021-11-26 S 5,000 $319.62 d 0 direct yes

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-11-30 16:12:03 -0500 2021-11-26 S 10,000 $319.62 d 7,134,880 indirect yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-30 16:09:33 -0500 2021-11-26 M 5,000 $12.21 a 5,000 direct yes

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-11-26 13:59:38 -0500 2021-11-24 S 9,000 $273.01 d 5,940,868 direct yes 11.795 11.795 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-26 14:08:24 -0500 2021-11-24 M 5,000 $12.21 a 5,000 direct yes 11.795 11.795 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-26 14:08:24 -0500 2021-11-24 M 5,000 d 80,000 direct yes

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-11-26 13:59:38 -0500 2021-11-24 G 4,000 d 5,936,868 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-24 M 5,000 d 186,972 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-26 14:08:24 -0500 2021-11-24 S 5,000 $273.01 d 0 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 M 10,000 d 237,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 S 200 $278.48 d 1,609,997 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 S 1,977 $275.22 d 1,617,593 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 S 1,600 $271.84 d 1,622,801 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 M 5,000 $10.90 a 1,614,597 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 M 5,000 d 191,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 S 5,300 $277.25 d 1,610,197 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 S 1,863 $274.19 d 1,619,570 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 S 196 $270.19 d 1,624,401 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 S 400 $280.14 d 1,609,597 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 S 2,096 $276.32 d 1,615,497 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 S 1,368 $273.10 d 1,621,433 direct yes 11.795 11.795 2 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-26 14:20:36 -0500 2021-11-23 M 10,000 $0.99 a 1,624,597 direct yes 11.795 11.795 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-23 18:16:56 -0500 2021-11-22 M 5,000 d 85,000 direct

ANDRES JUAN - Officer SEE REMARKS

2021-11-23 18:16:56 -0500 2021-11-22 S 15,000 $268.18 d 0 direct yes 20.5713 20.5713 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-23 18:16:56 -0500 2021-11-22 M 10,000 d 48,629 direct

ANDRES JUAN - Officer SEE REMARKS

2021-11-23 18:16:56 -0500 2021-11-22 M 5,000 $12.21 a 15,000 direct yes 20.5713 20.5713 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-23 18:16:56 -0500 2021-11-22 M 10,000 $14.22 a 10,000 direct yes 20.5713 20.5713 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-23 18:16:56 -0500 2021-11-19 S 5,000 $265.71 d 0 direct yes 20.5713 20.5713 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-23 18:16:56 -0500 2021-11-19 M 5,000 $12.21 a 5,000 direct yes 20.5713 20.5713 2 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-23 18:16:56 -0500 2021-11-19 M 5,000 d 90,000 direct

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-11-19 16:09:28 -0500 2021-11-18 S 10,000 $245.89 d 7,144,880 indirect yes -2.2321 24.6701 30.3583 5 -3.2898 3

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-11-19 16:09:28 -0500 2021-11-17 G 4,000 d 5,949,868 direct yes -2.2321 24.6701 30.3583 5 -3.2898 3

ANDRES JUAN - Officer SEE REMARKS

2021-11-19 16:15:31 -0500 2021-11-17 S 5,000 $234.57 d 0 direct yes -2.2321 24.6701 30.3583 5 -3.2898 3

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-11-19 16:09:28 -0500 2021-11-17 S 9,000 $234.57 d 5,953,868 direct yes -2.2321 24.6701 30.3583 5 -3.2898 3

ANDRES JUAN - Officer SEE REMARKS

2021-11-19 16:15:31 -0500 2021-11-17 M 5,000 $12.21 a 5,000 direct yes -2.2321 24.6701 30.3583 5 -3.2898 3

ANDRES JUAN - Officer SEE REMARKS

2021-11-19 16:15:31 -0500 2021-11-17 M 5,000 d 95,000 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-11-16 16:25:44 -0500 2021-11-15 M 5,000 d 196,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-11-16 16:25:44 -0500 2021-11-15 M 10,000 $0.99 a 1,624,597 direct yes 3.7898 12.8638 16.7031 4 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-16 16:23:28 -0500 2021-11-15 S 5,000 $231.01 d 0 direct yes 3.7898 12.8638 16.7031 4 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-16 16:25:44 -0500 2021-11-15 M 5,000 $10.90 a 1,614,597 direct yes 3.7898 12.8638 16.7031 4 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-16 16:23:28 -0500 2021-11-15 M 5,000 d 100,000 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-16 16:23:28 -0500 2021-11-15 M 5,000 $12.21 a 5,000 direct yes 3.7898 12.8638 16.7031 4 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-16 16:25:44 -0500 2021-11-15 M 10,000 d 247,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-11-16 16:25:44 -0500 2021-11-15 S 15,000 $231.01 d 1,609,597 direct yes 3.7898 12.8638 16.7031 4 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-16 16:23:28 -0500 2021-11-12 M 5,000 d 105,000 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-16 16:23:28 -0500 2021-11-12 S 5,000 $225.86 d 0 direct yes 3.7898 12.8638 16.7031 4 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-16 16:25:44 -0500 2021-11-12 M 5,000 $10.90 a 1,614,597 direct yes 3.7898 12.8638 16.7031 4 0.0 1

ANDRES JUAN - Officer SEE REMARKS

2021-11-16 16:23:28 -0500 2021-11-12 M 5,000 $12.21 a 5,000 direct yes 3.7898 12.8638 16.7031 4 0.0 1

HOGE STEPHEN - Officer PRESIDENT

2021-11-16 16:25:44 -0500 2021-11-12 M 5,000 d 201,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-11-16 16:25:44 -0500 2021-11-12 S 5,000 $225.86 d 1,609,597 direct yes 3.7898 12.8638 16.7031 4 0.0 1

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-11-12 16:07:15 -0500 2021-11-11 S 10,000 $227.67 d 7,154,880 indirect yes -0.3361 20.2578 20.2578 6 -0.3361 2

ANDRES JUAN - Officer SEE REMARKS

2021-11-12 16:16:23 -0500 2021-11-10 S 5,000 $230.00 d 0 direct yes -0.3361 20.2578 20.2578 6 -0.3361 2

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-11-12 16:07:15 -0500 2021-11-10 G 30,000 d 5,962,868 direct -0.3361 20.2578 20.2578 6 -0.3361 2

ANDRES JUAN - Officer SEE REMARKS

2021-11-12 16:16:23 -0500 2021-11-10 M 5,000 $12.21 a 5,000 direct yes -0.3361 20.2578 20.2578 6 -0.3361 2

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-11-12 16:07:15 -0500 2021-11-10 G 4,000 d 5,992,868 direct yes -0.3361 20.2578 20.2578 6 -0.3361 2

ANDRES JUAN - Officer SEE REMARKS

2021-11-12 16:16:23 -0500 2021-11-10 M 5,000 d 110,000 direct yes

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-11-12 16:07:15 -0500 2021-11-10 S 9,000 $230.00 d 5,996,868 direct yes -0.3361 20.2578 20.2578 6 -0.3361 2

ANDRES JUAN - Officer SEE REMARKS

2021-11-09 16:36:55 -0500 2021-11-08 M 5,000 d 115,000 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-09 16:36:55 -0500 2021-11-08 S 15,000 $233.13 d 0 direct yes -1.3714 5.7958 5.7958 6 -1.3714 2

ANDRES JUAN - Officer SEE REMARKS

2021-11-09 16:36:55 -0500 2021-11-08 M 10,000 d 58,629 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-09 16:36:55 -0500 2021-11-08 M 5,000 $12.21 a 15,000 direct yes -1.3714 5.7958 5.7958 6 -1.3714 2

ANDRES JUAN - Officer SEE REMARKS

2021-11-09 16:36:55 -0500 2021-11-08 M 10,000 $14.22 a 10,000 direct yes -1.3714 5.7958 5.7958 6 -1.3714 2

ANDRES JUAN - Officer SEE REMARKS

2021-11-09 16:36:55 -0500 2021-11-05 S 5,000 $240.00 d 0 direct yes -1.3714 5.7958 5.7958 6 -1.3714 2

ANDRES JUAN - Officer SEE REMARKS

2021-11-09 16:36:55 -0500 2021-11-05 M 5,000 $12.21 a 5,000 direct yes -1.3714 5.7958 5.7958 6 -1.3714 2

ANDRES JUAN - Officer SEE REMARKS

2021-11-09 16:36:55 -0500 2021-11-05 M 5,000 d 120,000 direct yes

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-11-05 17:04:57 -0400 2021-11-04 S 10,000 $295.50 d 7,164,880 indirect yes -3.2001 -3.9276 0.0 1 -7.708 4

ANDRES JUAN - Officer SEE REMARKS

2021-11-05 17:09:24 -0400 2021-11-03 S 5,000 $350.00 d 0 direct yes -3.2001 -3.9276 0.0 1 -7.708 4

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-11-05 17:04:57 -0400 2021-11-03 G 4,000 d 6,005,868 direct yes -3.2001 -3.9276 0.0 1 -7.708 4

ANDRES JUAN - Officer SEE REMARKS

2021-11-05 17:09:24 -0400 2021-11-03 M 5,000 $12.21 a 5,000 direct yes -3.2001 -3.9276 0.0 1 -7.708 4

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-11-05 17:04:57 -0400 2021-11-03 S 9,000 $350.00 d 6,009,868 direct yes -3.2001 -3.9276 0.0 1 -7.708 4

HOGE STEPHEN - Officer PRESIDENT

2021-11-04 16:43:43 -0400 2021-11-03 S 10,000 $350.00 d 1,609,597 direct yes 3.2449 -2.4474 3.2449 2 -4.7133 5

ANDRES JUAN - Officer SEE REMARKS

2021-11-05 17:09:24 -0400 2021-11-03 M 5,000 d 125,000 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-11-04 16:43:43 -0400 2021-11-03 M 10,000 d 257,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-11-04 16:43:43 -0400 2021-11-03 M 10,000 $0.99 a 1,619,597 direct yes 3.2449 -2.4474 3.2449 2 -4.7133 5

HOGE STEPHEN - Officer PRESIDENT

2021-11-04 16:43:43 -0400 2021-11-02 M 10,000 d 267,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-11-04 16:43:43 -0400 2021-11-02 S 10,000 $338.54 d 1,609,597 direct yes 3.2449 -2.4474 3.2449 2 -4.7133 5

HOGE STEPHEN - Officer PRESIDENT

2021-11-04 16:43:43 -0400 2021-11-02 M 10,000 $0.99 a 1,619,597 direct yes 3.2449 -2.4474 3.2449 2 -4.7133 5

ANDRES JUAN - Officer SEE REMARKS

2021-11-02 16:16:18 -0400 2021-11-01 M 5,000 d 130,000 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-02 16:16:18 -0400 2021-11-01 M 5,000 $12.21 a 5,000 direct yes -17.8943 -33.8113 0.0 1 -33.8113 6

ANDRES JUAN - Officer SEE REMARKS

2021-11-02 16:16:18 -0400 2021-11-01 S 5,000 $335.00 d 0 direct yes -17.8943 -33.8113 0.0 1 -33.8113 6

ANDRES JUAN - Officer SEE REMARKS

2021-11-02 16:16:18 -0400 2021-10-29 M 5,000 d 135,000 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-11-02 16:16:18 -0400 2021-10-29 S 5,000 $344.49 d 0 direct yes -17.8943 -33.8113 0.0 1 -33.8113 6

ANDRES JUAN - Officer SEE REMARKS

2021-11-02 16:16:18 -0400 2021-10-29 M 5,000 $12.21 a 5,000 direct yes -17.8943 -33.8113 0.0 1 -33.8113 6

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-10-29 16:36:20 -0400 2021-10-28 S 10,000 $343.74 d 7,174,880 indirect yes 3.4018 -27.4313 3.4018 2 -29.712 5

ANDRES JUAN - Officer SEE REMARKS

2021-10-29 16:32:46 -0400 2021-10-27 M 5,000 d 140,000 direct yes

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-10-29 16:36:20 -0400 2021-10-27 G 4,000 d 6,018,868 direct yes 3.4018 -27.4313 3.4018 2 -29.712 5

ANDRES JUAN - Officer SEE REMARKS

2021-10-29 16:32:46 -0400 2021-10-27 S 5,000 $344.25 d 0 direct yes 3.4018 -27.4313 3.4018 2 -29.712 5

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-10-29 16:36:20 -0400 2021-10-27 S 9,000 $344.25 d 6,022,868 direct yes 3.4018 -27.4313 3.4018 2 -29.712 5

ANDRES JUAN - Officer SEE REMARKS

2021-10-29 16:32:46 -0400 2021-10-27 M 5,000 $12.21 a 5,000 direct yes 3.4018 -27.4313 3.4018 2 -29.712 5

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 10,800 $327.34 d 1,618,197 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 M 10,000 $0.99 a 1,629,597 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

ANDRES JUAN - Officer SEE REMARKS

2021-10-26 17:13:14 -0400 2021-10-25 M 9,822 d 145,000 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 M 10,000 d 277,431 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-26 17:13:14 -0400 2021-10-25 M 5,000 $12.21 a 5,178 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 187 $349.54 d 1,609,597 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 600 $345.82 d 1,610,386 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 300 $342.13 d 1,612,331 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 600 $337.27 d 1,613,131 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 627 $333.70 d 1,615,170 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 600 $330.28 d 1,617,097 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 500 $325.68 d 1,628,997 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 M 5,000 $10.90 a 1,619,597 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

ANDRES JUAN - Officer SEE REMARKS

2021-10-26 17:13:14 -0400 2021-10-25 M 5,000 d 154,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-26 17:13:14 -0400 2021-10-25 S 15,000 $327.36 d 0 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 M 5,000 d 206,972 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-26 17:13:14 -0400 2021-10-25 M 178 $14.22 a 178 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 302 $348.94 d 1,609,784 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 500 $344.80 d 1,610,986 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 200 $339.70 d 1,612,631 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 739 $336.12 d 1,613,731 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 800 $332.69 d 1,615,797 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 500 $328.30 d 1,617,697 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 100 $324.22 d 1,629,497 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 M 5,000 $10.90 a 1,614,597 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

ANDRES JUAN - Officer SEE REMARKS

2021-10-26 17:13:14 -0400 2021-10-25 M 178 d 68,629 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-26 17:13:14 -0400 2021-10-25 M 9,822 $12.21 a 15,000 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 M 5,000 d 211,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 300 $347.07 d 1,610,086 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 845 $343.39 d 1,611,486 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 300 $338.10 d 1,612,831 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 700 $334.89 d 1,614,470 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

HOGE STEPHEN - Officer PRESIDENT

2021-10-26 18:00:47 -0400 2021-10-25 S 500 $331.51 d 1,616,597 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

ANDRES JUAN - Officer SEE REMARKS

2021-10-26 17:13:14 -0400 2021-10-22 M 5,000 d 159,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-26 17:13:14 -0400 2021-10-22 M 5,000 $12.21 a 5,000 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

ANDRES JUAN - Officer SEE REMARKS

2021-10-26 17:13:14 -0400 2021-10-22 S 5,000 $333.00 d 0 direct yes 2.0652 1.4785 2.2765 5 -1.0884 4

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-10-22 17:23:15 -0400 2021-10-21 S 10,000 $337.00 d 7,184,880 indirect yes -1.0928 -3.5445 0.0 1 -3.5445 6

ANDRES JUAN - Officer SEE REMARKS

2021-10-22 17:39:25 -0400 2021-10-20 M 5,000 $12.21 a 5,000 direct yes -1.0928 -3.5445 0.0 1 -3.5445 6

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-10-22 17:23:15 -0400 2021-10-20 S 9,000 $333.90 d 6,035,868 direct yes -1.0928 -3.5445 0.0 1 -3.5445 6

ANDRES JUAN - Officer SEE REMARKS

2021-10-22 17:39:25 -0400 2021-10-20 M 5,000 d 164,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-22 17:39:25 -0400 2021-10-20 S 5,000 $333.90 d 0 direct yes -1.0928 -3.5445 0.0 1 -3.5445 6

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-10-22 17:23:15 -0400 2021-10-20 G 4,000 d 6,031,868 direct yes -1.0928 -3.5445 0.0 1 -3.5445 6

ANDRES JUAN - Officer SEE REMARKS

2021-10-19 16:11:37 -0400 2021-10-18 S 5,000 $322.26 d 0 direct yes 1.9699 2.3633 4.9698 4 -1.9429 3

ANDRES JUAN - Officer SEE REMARKS

2021-10-19 16:11:37 -0400 2021-10-18 M 5,000 d 169,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-19 16:11:37 -0400 2021-10-18 M 5,000 $12.21 a 5,000 direct yes 1.9699 2.3633 4.9698 4 -1.9429 3

ANDRES JUAN - Officer SEE REMARKS

2021-10-19 16:11:37 -0400 2021-10-15 M 5,000 $12.21 a 5,000 direct yes 1.9699 2.3633 4.9698 4 -1.9429 3

ANDRES JUAN - Officer SEE REMARKS

2021-10-19 16:11:37 -0400 2021-10-15 M 5,000 d 174,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-19 16:11:37 -0400 2021-10-15 S 5,000 $341.25 d 0 direct yes 1.9699 2.3633 4.9698 4 -1.9429 3

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-10-15 16:05:48 -0400 2021-10-14 S 10,000 $329.00 d 7,194,880 indirect yes -0.3673 4.3961 5.2533 10.0555 30 -32.5588 19

ANDRES JUAN - Officer SEE REMARKS

2021-10-14 16:21:50 -0400 2021-10-13 M 5,000 d 179,822 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-10-14 16:10:51 -0400 2021-10-13 M 10,000 d 287,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-10-14 16:10:51 -0400 2021-10-13 S 15,000 $314.90 d 1,609,597 direct yes 3.2787 0.7187 13.664 13.664 31 -30.3476 20

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-10-15 16:05:48 -0400 2021-10-13 S 9,000 $314.90 d 6,048,868 direct yes -0.3673 4.3961 5.2533 10.0555 30 -32.5588 19

ANDRES JUAN - Officer SEE REMARKS

2021-10-14 16:21:50 -0400 2021-10-13 S 5,000 $314.90 d 0 direct yes 3.2787 0.7187 13.664 13.664 31 -30.3476 20

HOGE STEPHEN - Officer PRESIDENT

2021-10-14 16:10:51 -0400 2021-10-13 M 5,000 d 216,972 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-10-14 16:10:51 -0400 2021-10-13 M 10,000 $0.99 a 1,624,597 direct yes 3.2787 0.7187 13.664 13.664 31 -30.3476 20

SAGAN PAUL - Director by: erwin park llc

2021-10-15 16:03:33 -0400 2021-10-13 S 2,250 $314.90 d 14,951 indirect yes -0.3673 4.3961 5.2533 10.0555 30 -32.5588 19

ANDRES JUAN - Officer SEE REMARKS

2021-10-14 16:21:50 -0400 2021-10-13 M 5,000 $12.21 a 5,000 direct yes 3.2787 0.7187 13.664 13.664 31 -30.3476 20

HOGE STEPHEN - Officer PRESIDENT

2021-10-14 16:10:51 -0400 2021-10-13 M 5,000 $10.90 a 1,614,597 direct yes 3.2787 0.7187 13.664 13.664 31 -30.3476 20

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-10-15 16:05:48 -0400 2021-10-13 G 4,000 d 6,044,868 direct yes -0.3673 4.3961 5.2533 10.0555 30 -32.5588 19

HOGE STEPHEN - Officer PRESIDENT

2021-10-14 16:10:51 -0400 2021-10-12 S 5,000 $313.22 d 1,609,597 direct yes 3.2787 0.7187 13.664 13.664 31 -30.3476 20

HOGE STEPHEN - Officer PRESIDENT

2021-10-14 16:10:51 -0400 2021-10-12 M 5,000 $10.90 a 1,614,597 direct yes 3.2787 0.7187 13.664 13.664 31 -30.3476 20

HOGE STEPHEN - Officer PRESIDENT

2021-10-14 16:10:51 -0400 2021-10-12 M 5,000 d 221,972 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-12 16:16:20 -0400 2021-10-11 M 5,000 d 194,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-12 16:16:20 -0400 2021-10-11 M 10,000 $12.21 a 15,000 direct yes 3.2286 3.5801 -14.9642 8.7278 9 -29.7605 22

ANDRES JUAN - Officer SEE REMARKS

2021-10-12 16:16:20 -0400 2021-10-11 M 5,000 $12.21 a 5,000 direct yes 3.2286 3.5801 -14.9642 8.7278 9 -29.7605 22

ANDRES JUAN - Officer SEE REMARKS

2021-10-12 16:16:20 -0400 2021-10-11 M 10,000 d 184,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-12 16:16:20 -0400 2021-10-11 S 15,000 $300.00 d 0 direct yes 3.2286 3.5801 -14.9642 8.7278 9 -29.7605 22

ANDRES JUAN - Officer SEE REMARKS

2021-10-12 16:16:20 -0400 2021-10-08 M 5,000 $12.21 a 5,000 direct yes 3.2286 3.5801 -14.9642 8.7278 9 -29.7605 22

ANDRES JUAN - Officer SEE REMARKS

2021-10-12 16:16:20 -0400 2021-10-08 M 5,000 d 199,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-12 16:16:20 -0400 2021-10-08 S 5,000 $310.44 d 0 direct yes 3.2286 3.5801 -14.9642 8.7278 9 -29.7605 22

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER see footnote

2021-10-08 16:14:05 -0400 2021-10-07 S 10,000 $295.00 d 7,204,880 indirect yes 1.9764 9.7476 -7.3451 14.5723 11 -25.9849 24

ANDRES JUAN - Officer SEE REMARKS

2021-10-08 16:18:41 -0400 2021-10-06 M 5,000 $12.21 a 5,000 direct yes 1.9764 9.7476 -7.3451 14.5723 11 -25.9849 24

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-10-08 16:14:05 -0400 2021-10-06 S 9,000 $318.23 d 6,061,868 direct yes 1.9764 9.7476 -7.3451 14.5723 11 -25.9849 24

ANDRES JUAN - Officer SEE REMARKS

2021-10-08 16:18:41 -0400 2021-10-06 M 5,000 d 204,822 direct yes

ANDRES JUAN - Officer SEE REMARKS

2021-10-08 16:18:41 -0400 2021-10-06 S 5,000 $318.23 d 0 direct yes 1.9764 9.7476 -7.3451 14.5723 11 -25.9849 24

BANCEL STEPHANE - Director - Officer CHIEF EXECUTIVE OFFICER

2021-10-08 16:14:05 -0400 2021-10-06 G 4,000 d 6,057,868 direct yes 1.9764 9.7476 -7.3451 14.5723 11 -25.9849 24

ANDRES JUAN - Officer SEE REMARKS

2021-10-05 16:12:08 -0400 2021-10-04 M 5,000 $12.21 a 5,000 direct yes 2.2948 6.3091 -19.9028 15.5876 14 -25.329 27

HOGE STEPHEN - Officer PRESIDENT

2021-10-06 16:09:09 -0400 2021-10-04 S 20,000 $307.54 d 1,609,597 direct yes -1.4385 7.2795 -18.7322 12.9946 13 -27.0041 26

ANDRES JUAN - Officer SEE REMARKS

2021-10-05 16:12:08 -0400 2021-10-04 M 5,000 d 209,822 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-10-06 16:09:09 -0400 2021-10-04 M 10,000 d 297,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-10-06 16:09:09 -0400 2021-10-04 M 10,000 $0.99 a 1,629,597 direct yes -1.4385 7.2795 -18.7322 12.9946 13 -27.0041 26

ANDRES JUAN - Officer SEE REMARKS

2021-10-05 16:12:08 -0400 2021-10-04 S 5,000 $307.54 d 0 direct yes 2.2948 6.3091 -19.9028 15.5876 14 -25.329 27

HOGE STEPHEN - Officer PRESIDENT

2021-10-06 16:09:09 -0400 2021-10-04 M 10,000 d 307,431 direct yes

HOGE STEPHEN - Officer PRESIDENT

2021-10-06 16:09:09 -0400 2021-10-04 M 10,000 $0.99 a 1,619,597 direct yes -1.4385 7.2795 -18.7322 12.9946 13 -27.0041 26

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
MODERNA INC MRNA 2021-12-02 20:45:04 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 20:15:02 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 19:45:03 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 19:15:05 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 18:45:03 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 18:15:03 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 17:45:03 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 17:15:03 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 16:45:03 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 16:15:03 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 15:45:03 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 15:15:03 UTC -0.18 0.25 7700000
MODERNA INC MRNA 2021-12-02 14:45:03 UTC -0.1813 0.2513 7700000
MODERNA INC MRNA 2021-12-02 14:15:03 UTC -0.1813 0.2513 7700000
MODERNA INC MRNA 2021-12-02 13:45:07 UTC -0.1813 0.2513 7700000
MODERNA INC MRNA 2021-12-02 13:15:03 UTC -0.1813 0.2513 7700000
MODERNA INC MRNA 2021-12-02 12:45:03 UTC -0.1813 0.2513 7700000
MODERNA INC MRNA 2021-12-01 22:15:08 UTC -0.18 0.25 7200000
MODERNA INC MRNA 2021-12-01 21:45:03 UTC -0.18 0.25 7200000
MODERNA INC MRNA 2021-12-01 21:15:03 UTC -0.18 0.25 7200000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
AGF Investments Trust- AGFIQ U.S. Market Neutral Value Fund MRNA -43.0 shares, $-3042.25 2020-09-30 N-PORT
JNL Series Trust- JNL/Boston Partners Global Long Short Equity Fund MRNA -1224.0 shares, $-160282.8 2021-03-31 N-PORT
JPMorgan Trust I- JPMorgan Research Market Neutral Fund MRNA -1383.0 shares, $-489028.8 2021-07-31 N-PORT
Series Portfolios Trust- Weiss Alternative Multi-Strategy Fund MRNA -204.0 shares, $-72134.4 2021-07-31 N-PORT
VANGUARD TRUSTEES' EQUITY FUND- VANGUARD ALTERNATIVE STRATEGIES FUND MRNA -428.0 shares, $-151340.8 2021-07-31 N-PORT
Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund MRNA -76670.0 shares, $-29507216.2 2021-09-30 N-PORT
Weiss Strategic Interval Fund- Weiss Strategic Interval Fund MRNA -1673.0 shares, $-643870.78 2021-09-30 N-PORT
AQR Funds- AQR Alternative Risk Premia Fund MRNA -61.0 shares, $-23476.46 2021-09-30 N-PORT
JPMorgan Trust I- JPMorgan U.S. Large Cap Core Plus Fund MRNA -9793.0 shares, $-3768933.98 2021-09-30 N-PORT
FundVantage Trust- Gotham Enhanced 500 Plus Fund MRNA -81.0 shares, $-31173.66 2021-09-30 N-PORT
FundVantage Trust- Gotham Hedged Core Fund MRNA -103.0 shares, $-39640.58 2021-09-30 N-PORT
VELA Funds- VELA LARGE CAP PLUS FUND MRNA -245.0 shares, $-94290.7 2021-09-30 N-PORT

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