KCG Holdings Inc (KCG)

FINANCE: GENERAL FINANCE
SIC: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
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545 WASHINGTON BLVD. JERSEY CITY, NJ 07310

KCG Holdings, Inc. operates a proprietary trading business that engages in market making, buying, selling, and dealing in securities, commodities, options, and exchange-traded futures on exchanges worldwide. Its Market Making segment principally consists of market making in securities, such as global equities, futures, options, fixed income, commodities, and foreign currencies. This segment operates as a market maker in securities quoted and traded on the Nasdaq Stock Market; the over-the-counter market for New York Stock Exchange, NYSE Amex Equities, and NYSE Arca listed securities; and Chicago Mercantile Exchange, Chicago Board Options Exchange, and various other exchanges primarily located in Europe and Asia. The company's Global Execution Services segment offers access to markets and self-directed trading through its electronic agency-based platforms. This segment also provides a suite of trading tools to institutions. It serves hedge funds, long-only portfolio managers, banks, corporations, algorithmic traders, and the retail investors.

View SEC Filings from KCG instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
No data found for this quarter.
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding KCG (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding KCG BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

SCHMITT DANIEL F

  • Director
No longer subject to file 2017-07-20 0

MILDE JAMES T

  • Director
No longer subject to file 2017-07-20 0

SHAHON LAURIE M

  • Director
No longer subject to file 2017-07-20 0

OGURTSOV NICK COO AND CHIEF RISK OFFICER

  • Officer
No longer subject to file 2017-07-20 0

COLEMAN DANIEL CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
No longer subject to file 2017-07-20 0

MCCARTHY JOHN A GENERAL COUNSEL

  • Officer
No longer subject to file 2017-07-20 0

MORRIS JOHN C.

  • Director
No longer subject to file 2017-07-20 0

KERN RENE M

  • Director
No longer subject to file 2017-07-20 0

TUSAR GREGORY A SEE REMARKS

  • Officer
No longer subject to file 2017-07-20 0

PRIMMER RYAN F SEE REMARKS

  • Officer
No longer subject to file 2017-07-20 0

HALDEMAN CHARLES E

  • Director
No longer subject to file 2017-07-20 0

ALLISON PHILIP CEO OF KCG EUROPE LIMITED

  • Officer
No longer subject to file 2017-07-20 0

PARRATT STEFFEN CHIEF FINANCIAL OFFICER

  • Officer
No longer subject to file 2017-07-20 0

CHRAPATY DEBRA J.

  • Director
No longer subject to file 2017-07-20 0

RAMPELL ALASTAIR

  • Director
No longer subject to file 2017-07-20 0

BLUM MICHAEL L. CHIEF TECHNOLOGY OFFICER

  • Officer
No longer subject to file 2017-07-20 0

ALEXOPOULOS HEATHER TOOKES

  • Director
No longer subject to file 2017-07-20 0

FISHER PETER R.

  • Director
No longer subject to file 2017-07-20 0

WELLER ADRIAN

  • Director
No longer subject to file 2017-07-20 0

SMITH COLIN

  • Director
No longer subject to file 2017-07-20 0

GAP COINVESTMENTS CDA, L.P.

GAPSTAR LLC

  • 10% Owner
  • *SEE REMARKS*SEE REMARKS
No longer subject to file 2016-11-28 0

GA-GTCO INTERHOLDCO, LLC

GENERAL ATLANTIC LLC

GENERAL ATLANTIC GENPAR, L.P.

GENERAL ATLANTIC PARTNERS 83, L.P.

GENERAL ATLANTIC PARTNERS 93, L.P.

GA-GTCO US AIV, L.P.

GA-GTCO AIV, L.P.

GAP-W, LLC

GAP COINVESTMENTS III, LLC

GAP COINVESTMENTS IV, LLC

  • 10% Owner
  • *SEE REMARKS*SEE REMARKS*SEE REMARKS*SEE REMARKS*SEE REMARKS*SEE REMARKS*SEE REMARKS*SEE REMARKS*SEE REMARKS*SEE REMARKS
No longer subject to file 2016-11-28 0

ROSS JONATHAN CHIEF TECHNOLOGY OFFICER

  • Officer
237,686 2016-07-05 0

SCHULER STEPHEN

  • Director
0 2016-04-26 0

TIERNEY DANIEL

  • Director
18,054 2015-06-08 0

JEFFERIES LLC

JEFFERIES GROUP LLC

LIMESTONE MERGER SUB LLC

LEUCADIA NATIONAL CORP

15,935,031 2015-06-08 0

DANIEL V. TIERNEY 2011 TRUST

  • FORMER 10% OWNER
No longer subject to file 2015-05-08 0

SOHOS GEORGE SEE REMARKS

  • Officer
143,027 2015-02-05 0

DIBACCO JOHN SEE REMARKS

  • Officer
48,934 2015-02-05 0

GALVIN SEAN INTERIM CFO

  • Officer
80,830 2014-11-04 0

BISGAY STEVEN CHIEF FINANCIAL OFFICER

  • Officer
402,575 2014-07-01 0

SERENITY INVESTMENTS, LLC

SCHULER MARY JO

  • FORMER 10% OWNERFORMER 10% OWNER
No longer subject to file 2014-03-03 0

SERENITY INVESTMENTS, LLC

  • 10% Owner
10,586,251 2013-12-31 0

JOYCE THOMAS M

  • SEE REMARKS
No longer subject to file 2013-07-03 0

LEWIS JAMES W

  • Director
0 2013-07-01 0

MAZZELLA JOSEPH SENIOR MANAGING DIRECTOR

  • Officer
0 2013-07-01 0

LYONS ROBERT K SENIOR MANAGING DIRECTOR

  • Officer
0 2013-07-01 0

LHOTA ALAN SENIOR MANAGING DIRECTOR

  • Officer
0 2013-07-01 0

AMORUSO LEONARD J EVP & GENERAL COUNSEL

  • Officer
0 2013-07-01 0

BOLSTER WILLIAM L

  • Director
0 2013-07-01 0

QUICK CHRISTOPHER C

  • Director
0 2013-07-01 0

GETCO HOLDING COMPANY, LLC

GETCO STRATEGIC INVESTMENTS, LLC

  • 10% Owner
No longer subject to file 2013-07-01 0

BLACKSTONE MANAGEMENT ASSOCIATES VI L.L.C.

BLACKSTONE CAPITAL PARTNERS VI L.P.

BLACKSTONE FAMILY INVESTMENT PARTNERSHIP VI L.P.

BLACKSTONE FAMILY INVESTMENT PARTNERSHIP VI ESC L.P.

BMA VI L.L.C.

BCP VI SIDE-BY-SIDE GP L.L.C.

  • 10% Owner
No longer subject to file 2013-07-01 0

BLACKSTONE GROUP L.P.

BLACKSTONE HOLDINGS III L.P.

BLACKSTONE HOLDINGS III GP L.P.

BLACKSTONE HOLDINGS III GP MANAGEMENT L.L.C.

BLACKSTONE GROUP MANAGEMENT L.L.C.

SCHWARZMAN STEPHEN A

  • 10% Owner
No longer subject to file 2013-07-01 0

NIMETZ MATTHEW

  • Director
0 2013-07-01 0

FLYNN JOHN R

  • 10% Owner
0 2013-07-01 0

CUADRADO EMMA

  • 10% Owner
0 2013-07-01 0

MAST DARREN CHIEF OPERATING OFFICER

  • Officer
0 2013-07-01 0

HOFFMAN PETER J SENIOR MANAGING DIRECTOR

  • Officer
No longer subject to file 2013-02-02 0

LEHMANN DAVID SENIOR MANAGING DIRECTOR

  • Officer
No longer subject to file 2013-01-31 0

SADOFF STEVEN J EXECUTIVE VICE PRESIDENT

  • Officer
No longer subject to file 2013-01-31 0

JEFFERIES GROUP INC /DE/

JEFFERIES & COMPANY, INC.

JEFFERIES HIGH YIELD HOLDINGS, LLC

JEFFERIES HIGH YIELD TRADING, LLC

  • 10% Owner
16,250,008 2012-08-29 0

BRAND MARTIN

  • Director
0 2012-08-27 0

TOMCZYK FREDRIC J

  • Director
0 2012-08-27 0

LOCKBURNER THOMAS C

  • Director
2,500 2011-05-12 0

SMYTH JAMES P EXECUTIVE VICE PRESIDENT

  • Officer
117,221 2011-01-31 0

VOETSCH GREGORY C EXECUTIVE VICE PRESIDENT

  • Officer
58,981 2011-01-31 0

GRIFFITH GARY R

  • Director
10,800 2010-05-13 0

KATCHER GARY EXECUTIVE VICE PRESIDENT

  • Officer
2,905,502 2010-01-31 0

LAZAROWITZ ROBERT M

  • FORMER DIRECTOR
No longer subject to file 2009-10-06 0

RINEY RODGER O

  • Director
No longer subject to file 2008-06-06 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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