Snowflake, Inc. (SNOW)

Sector:
INFORMATION TECHNOLOGY
Industry:
SOFTWARE
SIC:
SERVICES-PREPACKAGED SOFTWARE
CEO:
Frank Slootman
Employees:
450 CONCAR DRIVE, SAN MATEO, CA 94402
844-766-9355

Snowflake Inc. provides cloud-based data platform in the United States and internationally.

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Funds Holding SNOW (via 13F filings)

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

1.9 Million total shares from 82 transactions

Exercise Derivative Conversion (M)

2.2 Million total shares from 11 transactions

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

BRIGGS TERESA

  • Director
3,224 2021-12-20 4

GARRETT MARK

  • Director
686,317 2021-12-15 15

SLOOTMAN FRANK CEO AND CHAIRMAN

  • Officer
  • Director
13,269,470 2021-12-15 18

SCARPELLI MICHAEL CHIEF FINANCIAL OFFICER

  • Officer
3,337,682 2021-12-15 17

DEGNAN CHRISTOPHER WILLIAM CHIEF REVENUE OFFICER

  • Officer
869,308 2021-12-15 14

MCMAHON JOHN DENNIS

  • Director
553,273 2021-11-05 16

DAGEVILLE BENOIT PRESIDENT OF PRODUCTS

  • Officer
  • Director
5,793,413 2021-10-15 16

ICONIQ STRATEGIC PARTNERS III, L.P.

ICONIQ STRATEGIC PARTNERS III-B, L.P.

ICONIQ STRATEGIC PARTNERS III CO-INVEST, L.P. (SERIES SF)

ICONIQ STRATEGIC PARTNERS III GP, L.P.

ICONIQ STRATEGIC PARTNERS III TT GP, LTD.

MAKAN DIVESH

GRIFFITH WILLIAM J.G.

JACOBSON MATTHEW

  • 10% Owner
29,872,291 2021-09-08 3

SPEISER MICHAEL L

  • Director
3,767,051 2021-08-27 5

BURTON JEREMY

  • Director
1,224 2021-07-08 5

ESCHENBACH CARL M.

  • Director
15,302,566 2021-07-08 6

ULLAL JAYSHREE

  • Director
1,224 2021-07-08 2

KRAMER KELLY A.

  • Director
1,224 2021-07-08 2

GERSTNER BRAD

ALTIMETER CAPITAL MANAGEMENT, LP

ALTIMETER CAPITAL MANAGEMENT GENERAL PARTNER, LLC

  • 10% Owner
No longer subject to file 2021-06-10 4

SC US (TTGP), LTD.

SC U.S. GROWTH VII MANAGEMENT, L.P.

SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P.

SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P.

BOTHA ROELOF

LEONE DOUGLAS M

SC U.S. GROWTH VI MANAGEMENT, L.P.

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P.

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P.

  • 10% Owner
No longer subject to file 2021-05-27 2

SC US (TTGP), LTD.

SCGGF III - ENDURANCE PARTNERS MANAGEMENT, L.P.

SEQUOIA CAPITAL GLOBAL GROWTH FUND III - ENDURANCE PARTNERS, L.P.

SCGF III MANAGEMENT LLC

SEQUOIA CAPITAL GROWTH FUND III

SEQUOIA GROVE MANAGER, LLC

SEQUOIA GROVE II, LLC

  • 10% Owner
No longer subject to file 2021-05-27 2

ICONIQ STRATEGIC PARTNERS V, L.P.

ICONIQ STRATEGIC PARTNERS V-B, L.P.

ICONIQ STRATEGIC PARTNERS V GP, L.P.

ICONIQ STRATEGIC PARTNERS V TT GP, LTD.

MAKAN DIVESH

GRIFFITH WILLIAM J.G.

JACOBSON MATTHEW

  • 10% Owner
36,247,138 2021-05-06 3

SUTTER HILL VENTURES

  • FORMER 10% HOLDER
No longer subject to file 2021-03-05 2

SC US (TTGP), LTD.

SC U.S. GROWTH VII MANAGEMENT, L.P.

SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P.

SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P.

BOTHA ROELOF

LEONE DOUGLAS M

  • 10% Owner
20,619,156 2021-03-01 2

SC US (TTGP), LTD.

SEQUOIA CAPITAL GLOBAL GROWTH FUND III - ENDURANCE PARTNERS, L.P.

SCGGF III - ENDURANCE PARTNERS MANAGEMENT, L.P.

SCGF III MANAGEMENT LLC

SEQUOIA CAPITAL GROWTH FUND III

  • 10% Owner
20,619,156 2021-03-01 2

SC US (TTGP), LTD.

SC U.S. GROWTH VI MANAGEMENT, L.P.

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P.

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P.

  • 10% Owner
20,619,156 2021-03-01 1

ICONIQ STRATEGIC PARTNERS III, L.P.

ICONIQ STRATEGIC PARTNERS III-B, L.P.

ICONIQ STRATEGIC PARTNERS III CO-INVEST, L.P. (SERIES SF)

ICONIQ STRATEGIC PARTNERS III GP, L.P.

ICONIQ STRATEGIC PARTNERS III TT GP, LTD.

MAKAN DIVESH

GRIFFITH WILLIAM J.G.

  • 10% Owner
31,481,381 2021-03-01 1

ICONIQ STRATEGIC PARTNERS III, L.P.

ICONIQ STRATEGIC PARTNERS IV, L.P.

ICONIQ STRATEGIC PARTNERS IV-B, L.P.

ICONIQ STRATEGIC PARTNERS IV GP, L.P.

ICONIQ STRATEGIC PARTNERS IV TT GP, LTD.

JACOBSON MATTHEW

  • 10% Owner
1,354,894 2021-03-01 1

MARANO THOMAS F. CHIEF EXECUTIVE OFFICER

  • Officer
  • Director
10,000 2014-12-10 0

LONG CARL SVP, CHIEF ACC OFF & CORP CONT

  • Officer
27,000 2014-12-04 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER trust

2021-03-03 18:33:54 -0500 2021-12-29 G 2,755 a 2,755 indirect

BRIGGS TERESA - Director trust

2021-12-22 18:09:42 -0500 2021-12-20 S 3,000 $332.69 d 2,000 indirect 0.7932 -2.9981 0.7932 2 -2.9981 6

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-17 19:10:42 -0500 2021-12-15 M 96,445 $0.74 a 273,499 direct 7.1737 2.7517 8.1644 3 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-17 19:10:42 -0500 2021-12-15 M 37,502 d 0 direct

GARRETT MARK - Director

2021-12-17 19:10:20 -0500 2021-12-15 M 12,750 $3.74 a 13,974 direct 7.1737 2.7517 8.1644 3 0.0 1

GARRETT MARK - Director

2021-12-17 19:10:20 -0500 2021-12-15 M 12,750 d 563,812 direct

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-12-16 17:02:38 -0500 2021-12-15 M 1,000,000 d 11,920,364 direct

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-16 17:02:21 -0500 2021-12-15 M 700,000 d 2,419,299 direct

GARRETT MARK - Director

2021-12-22 18:09:59 -0500 2021-12-15 M 9,562 d 567,000 direct

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-17 19:10:42 -0500 2021-12-15 M 37,502 $0.65 a 177,054 direct 7.1737 2.7517 8.1644 3 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-17 19:10:42 -0500 2021-12-15 M 96,154 d 0 direct

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-17 19:10:42 -0500 2021-12-15 M 5,222 d 120,148 direct

GARRETT MARK - Director limited partnership

2021-12-17 19:10:20 -0500 2021-12-15 S 1,084 $349.10 d 121,281 indirect 7.1737 2.7517 8.1644 3 0.0 1

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-12-16 17:02:38 -0500 2021-12-15 S 1,000,000 $344.13 d 0 direct -0.3791 5.9158 7.7543 4 -0.3791 2

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-16 17:02:21 -0500 2021-12-15 S 700,000 $344.13 d 124,895 direct -0.3791 5.9158 7.7543 4 -0.3791 2

GARRETT MARK - Director

2021-12-22 18:09:59 -0500 2021-12-15 S 9,562 $349.10 d 1,224 direct 0.7932 -2.9981 0.7932 2 -2.9981 6

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-17 19:10:42 -0500 2021-12-15 M 96,154 $0.65 a 139,552 direct 7.1737 2.7517 8.1644 3 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-17 19:10:42 -0500 2021-12-15 M 5,222 $3.74 a 278,721 direct 7.1737 2.7517 8.1644 3 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-17 19:10:42 -0500 2021-12-15 M 96,445 d 0 direct

GARRETT MARK - Director

2021-12-17 19:10:20 -0500 2021-12-15 S 12,750 $349.10 d 1,224 direct 7.1737 2.7517 8.1644 3 0.0 1

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-12-16 17:02:38 -0500 2021-12-15 M 1,000,000 $8.88 a 1,000,000 direct -0.3791 5.9158 7.7543 4 -0.3791 2

GARRETT MARK - Director

2021-12-22 18:09:59 -0500 2021-12-15 M 9,562 $3.74 a 10,786 direct 0.7932 -2.9981 0.7932 2 -2.9981 6

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-16 17:02:21 -0500 2021-12-15 M 700,000 $8.88 a 824,895 direct -0.3791 5.9158 7.7543 4 -0.3791 2

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-17 19:10:42 -0500 2021-12-10 G 3,834 d 43,398 direct 7.1737 2.7517 8.1644 3 0.0 1

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 5,495 $370.73 d 146,168 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 900 $354.85 d 183,219 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 500 $373.59 d 124,895 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 2,530 $359.30 d 177,079 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 5,000 $362.46 d 163,404 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 900 $365.93 d 158,371 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 3,208 $369.97 d 151,663 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 776 $353.71 d 184,119 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 8,435 $372.78 d 125,395 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 2,135 $358.14 d 179,609 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 6,919 $361.23 d 168,404 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 2,190 $364.82 d 159,271 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 900 $368.27 d 154,871 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 M 60,000 $8.88 a 184,895 direct -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 12,338 $371.93 d 133,830 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 1,475 $357.15 d 181,744 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 M 60,000 d 3,119,299 direct

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 1,756 $360.32 d 175,323 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 1,943 $363.58 d 161,461 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SCARPELLI MICHAEL - Officer CHIEF FINANCIAL OFFICER

2021-12-10 20:50:20 -0500 2021-12-08 S 2,600 $367.00 d 155,771 direct yes -0.9353 -6.4536 1.8168 3 -8.1744 4

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-12-16 17:02:38 -0500 2021-12-02 G 11,273 d 0 direct -0.3791 5.9158 7.7543 4 -0.3791 2

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 M 12,778 d 83,267 direct

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 300 $319.42 d 54,498 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 200 $323.16 d 53,298 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 900 $328.31 d 51,598 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 300 $306.70 d 59,710 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 701 $333.23 d 48,822 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 227 $311.07 d 58,783 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 100 $336.00 d 47,932 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 300 $315.28 d 56,398 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 200 $343.68 d 47,232 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 100 $317.84 d 54,798 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 900 $322.45 d 53,498 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 400 $326.95 d 52,498 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 M 12,778 $1.41 a 60,010 direct 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 1,275 $331.81 d 49,523 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 300 $309.89 d 59,010 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 415 $335.68 d 48,032 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 1,085 $313.57 d 56,698 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 300 $342.94 d 47,432 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 1,000 $317.39 d 54,898 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 100 $320.35 d 54,398 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 400 $325.40 d 52,898 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 800 $330.91 d 50,798 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 400 $308.82 d 59,310 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 375 $334.13 d 48,447 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 1,000 $312.67 d 57,783 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 200 $340.85 d 47,732 direct yes 6.3191 3.5854 8.6577 5 0.0 1

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-12-01 S 500 $316.25 d 55,898 direct yes 6.3191 3.5854 8.6577 5 0.0 1

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-12-16 17:02:38 -0500 2021-11-30 G 6,309 d 11,273 direct -0.3791 5.9158 7.7543 4 -0.3791 2

DEGNAN CHRISTOPHER WILLIAM - Officer CHIEF REVENUE OFFICER

2021-12-03 19:38:05 -0500 2021-11-30 G 3,834 d 47,232 direct yes 6.3191 3.5854 8.6577 5 0.0 1

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 12,653 $365.40 d 78,234 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 4,137 $385.37 d 39,220 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 2,539 $368.64 d 68,153 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 M 126,183 d 12,920,364 direct

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:32:07 -0500 2021-11-22 S 400 $391.12 d 17,782 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 1,454 $373.76 d 62,471 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 M 126,183 $8.88 a 143,765 direct 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 300 $376.69 d 58,780 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 4,397 $358.11 d 129,593 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 940 $381.13 d 54,983 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 2,066 $361.37 d 121,691 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 15,076 $364.47 d 90,887 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 3,801 $384.36 d 43,357 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 4,540 $367.44 d 70,692 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 7,757 $387.55 d 22,362 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:32:07 -0500 2021-11-22 S 600 $389.21 d 18,182 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 1,628 $372.64 d 63,925 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 1,200 $375.44 d 59,080 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 1,715 $356.88 d 133,990 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 1,455 $379.28 d 55,923 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 3,095 $360.15 d 123,757 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 6,925 $383.48 d 47,158 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 8,210 $363.54 d 105,963 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 3,002 $366.50 d 75,232 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 9,101 $386.43 d 30,119 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:32:07 -0500 2021-11-22 S 3,580 $388.19 d 18,782 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 2,600 $369.50 d 65,553 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:32:07 -0500 2021-11-22 S 200 $391.90 d 17,582 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 2,191 $374.63 d 60,280 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 8,060 $356.01 d 135,705 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 1,402 $378.32 d 57,378 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 2,741 $359.22 d 126,852 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 900 $382.12 d 54,083 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-22 S 7,518 $362.28 d 114,173 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

SLOOTMAN FRANK - Director - Officer CEO AND CHAIRMAN

2021-11-24 19:31:47 -0500 2021-11-19 G 6,309 d 17,582 direct yes 0.6012 -4.8235 -16.5113 2.3828 11 -18.1274 28

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 22:15:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 21:45:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 21:15:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 20:45:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 20:15:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 19:45:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 19:15:04 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 18:45:04 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 18:15:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 17:45:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 17:15:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 16:45:04 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 16:15:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 15:45:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 15:15:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 14:45:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 14:15:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 13:45:02 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 13:15:03 UTC -0.18 0.25 5600000
SNOWFLAKE INC-CLASS A SNOW 2022-01-14 12:45:03 UTC -0.18 0.25 5600000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
GMO TRUST- GMO Implementation Fund SNOW -29300.0 shares, $-8917455.0 2021-08-31 N-PORT
GMO TRUST- GMO Benchmark-Free Fund SNOW -10500.0 shares, $-3195675.0 2021-08-31 N-PORT
GMO TRUST- GMO Strategic Opportunities Allocation Fund SNOW -1900.0 shares, $-578265.0 2021-08-31 N-PORT
GMO TRUST- GMO Alternative Allocation Fund SNOW -1600.0 shares, $-486960.0 2021-08-31 N-PORT
AGF Investments Trust- AGFIQ Hedged Dividend Income Fund SNOW -36.0 shares, $-10887.48 2021-09-30 N-PORT
Leuthold Funds Inc- Leuthold Core Investment Fund SNOW -2322.0 shares, $-702242.46 2021-09-30 N-PORT
Leuthold Funds Inc- Leuthold Global Fund SNOW -8.0 shares, $-2419.44 2021-09-30 N-PORT
Leuthold Funds Inc- Grizzly Short Fund SNOW -1989.0 shares, $-601533.27 2021-09-30 N-PORT
Prudential Investment Portfolios 12- PGIM QMA Long-Short Equity Fund SNOW -200.0 shares, $-60486.0 2021-09-30 N-PORT
Blackstone Alternative Investment Funds- Blackstone Alternative Multi-Strategy Fund SNOW -33600.0 shares, $-10161648.0 2021-09-30 N-PORT
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST- LVIP BlackRock Global Allocation Fund SNOW -1853.0 shares, $-560402.79 2021-09-30 N-PORT
Weiss Strategic Interval Fund- Weiss Strategic Interval Fund SNOW -7075.0 shares, $-2139692.25 2021-09-30 N-PORT
JNL Series Trust- JNL/BlackRock Global Allocation Fund SNOW -8090.0 shares, $-2446658.7 2021-09-30 N-PORT
JPMorgan Trust I- JPMorgan U.S. Large Cap Core Plus Fund SNOW -24768.0 shares, $-7490586.24 2021-09-30 N-PORT
Collaborative Investment Series Trust- Greenwich Ivy Long-Short Fund SNOW -1300.0 shares, $-393159.0 2021-09-30 N-PORT
FundVantage Trust- Gotham Hedged Plus Fund SNOW -20.0 shares, $-6048.6 2021-09-30 N-PORT
MASSMUTUAL SELECT FUNDS- MassMutual Select BlackRock Global Allocation Fund SNOW -1406.0 shares, $-425216.58 2021-09-30 N-PORT
BlackRock Series Fund, Inc.- BlackRock Global Allocation Portfolio SNOW -396.0 shares, $-119762.28 2021-09-30 N-PORT
BlackRock Variable Series Funds, Inc.- BlackRock Global Allocation V.I. Fund SNOW -15030.0 shares, $-4545522.9 2021-09-30 N-PORT
LoCorr Investment Trust- LoCorr Dynamic Equity Fund SNOW -117.0 shares, $-35384.31 2021-09-30 N-PORT
Alger Funds II- Alger Dynamic Opportunities Fund SNOW -40458.0 shares, $-14315658.72 2021-10-31 N-PORT
ADVISORS' INNER CIRCLE III- Knights of Columbus Long/Short Equity Fund SNOW -1780.0 shares, $-629835.2 2021-10-31 N-PORT
BlackRock Global Allocation Fund, Inc.- BlackRock Global Allocation Fund, Inc. SNOW -52902.0 shares, $-18718843.68 2021-10-31 N-PORT
First Trust Exchange-Traded Fund III- First Trust Long/Short Equity ETF SNOW -5421.0 shares, $-1918166.64 2021-10-31 N-PORT
NORTHERN LIGHTS FUND TRUST II- Invenomic Fund SNOW -7263.0 shares, $-2569939.92 2021-10-31 N-PORT
VANGUARD TRUSTEES' EQUITY FUND- VANGUARD ALTERNATIVE STRATEGIES FUND SNOW -398.0 shares, $-140828.32 2021-10-31 N-PORT
Series Portfolios Trust- Weiss Alternative Multi-Strategy Fund SNOW -78.0 shares, $-27599.52 2021-10-31 N-PORT

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