UnionBanCal Corp. (UB)

FINANCE: BANKS & THRIFTS
SIC: NATIONAL COMMERCIAL BANKS
*** This stock is shown as delisted in our database. *** If you think this isn't correct then please let us know

1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020

UnionBanCal is a financial and bank holding company. Through its subsidiary, Union Bank, N.A., Co. provides financial services to consumers, small businesses, middle-market companies and corporations, primarily in California, Oregon, Washington and Texas, as well as nationally and internationally. Co. has two segments: Retail Banking, which provides mortgages, home equity lines of credit, consumer and commercial loans, and deposit accounts; and Corporate Banking, which provides credit, depository and cash management services, investment and risk management products to businesses and individuals. At Dec 31 2011, Co. had total assets of $89.68 billion and total deposits of $64.42 billion.

View SEC Filings from UB instead.
Q1 2021 All 13F Filers Prior Change Hedge Funds 1 Prior Change
No data found for this quarter.
1 hedge funds and active managers as identified by whalewisdom.com through public filings.

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Funds Holding UB (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding UB BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

none

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

GARVEY CHRISTINE

  • Director
No longer subject to file 2008-11-04 0

FEARER PAUL E SR. EVP

  • Officer
No longer subject to file 2008-11-04 0

AHEARN GRANT K SR. EVP

  • Officer
No longer subject to file 2008-11-04 0

ANDERSON DAVID A EVP & CONTROLLER

  • Officer
No longer subject to file 2008-11-04 0

BOURNE JOANN M SR. EVP

  • Officer
No longer subject to file 2008-11-04 0

CABRAL BRUCE H SEVP & CHIEF CREDIT OFFICER

  • Officer
No longer subject to file 2008-11-04 0

ERICKSON JOHN C VICE CHAIR & CHIEF RISK OFCR

  • Officer
No longer subject to file 2008-11-04 0

FLYNN PHILIP B VICE CHAIR & COO

  • Officer
No longer subject to file 2008-11-04 0

MATSON DAVID I VICE CHAIR & CFO

  • Officer
No longer subject to file 2008-11-04 0

STEDMAN J MICHAEL SR. EVP

  • Officer
No longer subject to file 2008-11-04 0

WORSOE JOHANNES H SR. EVP

  • Officer
No longer subject to file 2008-11-04 0

YEE JAMES SR. EVP

  • Officer
No longer subject to file 2008-11-04 0

ALVAREZ AIDA

  • Director
No longer subject to file 2008-11-04 0

ANDREWS DAVID R

  • Director
No longer subject to file 2008-11-04 0

BINKLEY NICHOLAS B

  • Director
No longer subject to file 2008-11-04 0

CRANDALL L DALE

  • Director
No longer subject to file 2008-11-04 0

DASHE MURRAY H

  • Director
No longer subject to file 2008-11-04 0

FARMAN RICHARD D

  • Director
No longer subject to file 2008-11-04 0

GILLFILLAN MICHAEL J

  • Director
No longer subject to file 2008-11-04 0

GYANI MOHAN S

  • Director
No longer subject to file 2008-11-04 0

HAVNER RONALD L JR

  • Director
No longer subject to file 2008-11-04 0

METZ MARY S

  • Director
No longer subject to file 2008-11-04 0

NIEBLA JESUS FERNANDO

  • Director
No longer subject to file 2008-11-04 0

RAMBO BARBARA L

  • Director
No longer subject to file 2008-11-04 0

YOOST DEAN A

  • Director
No longer subject to file 2008-11-04 0

HIRSCH MORRIS W SEVP & GEN. COUNSEL

  • Officer
No longer subject to file 2008-11-04 0

TANAKA MASAAKI PRESIDENT & CEO

  • Officer
0 2008-10-01 0

WENNES TIMOTHY H SR. EXEC. VICE PRESIDENT

  • Officer
0 2008-07-28 0

MCGUCKIN JOHN H JR SEVP & GENERAL COUNSEL

  • Officer
771 2008-04-01 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days
No current insider transactions

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin

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