Upland Software Inc (UPLD)

INFORMATION TECHNOLOGY: SOFTWARE
SIC: SERVICES-PREPACKAGED SOFTWARE

401 CONGRESS AVE. AUSTIN, TX 78701

Upland Software is a leader in cloud-based tools for digital transformation. The Upland Cloud enables thousands of organizations to engage with customers on key digital channels, optimize sales team performance, manage projects and IT costs, and automate critical document workflows. The Upland Cloud is backed by a 100% customer success commitment and the UplandOne platform, which puts customers at the center of everything.

Data as of 2021-10-17 10:05:32 -0400
Market Cap1.038 Billion Shares Outstanding30.413 Million Avg 30-day Volume165.768 Thousand
P/E Ratio Dividend Yield EPS
Price/Sales Debt to Equity EBITDA
Price to Book Value0.0 Forward PE17.02 Enterprise Value
Total Cash Current Debt Gross Profit
BETA1.19543 52-week High/Low53.0 / 30.64 Next Earnings Date2021-11-04 Price to Cash FLow (P/CF) -126.9285
Data provided by IEX Cloud
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Funds Holding UPLD (via 13F filings)

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*Shares are split adjusted
*Please note that if a filer hasn't submitted a 13F filing for a quarter then the filer's shares will be listed as "Sold All"

Mutual Funds Holding UPLD BETA

Active Schedule 13D and 13G filings

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Open Market Buys/Sells Last 60 Days

Open Market Buys (P)

none

Open Market Sells (S)

17.2 Thousand total shares from 4 transactions

Exercise Derivative Conversion (M)

none

Current/Former Insiders

Insider Name Type Last Reported Shares Held Last Reported Date Filings in past year

FAVARON RODNEY C PRESIDENT

  • Officer
228,317 2021-09-17 7

MCDONALD JOHN T CEO

  • Officer
  • Director
1,582,044 2021-09-16 12

HILL MICHAEL DOUGLASS CFO &TREASURER

  • Officer
251,648 2021-09-16 9

COURTER STEPHEN E

  • Director
21,034 2021-08-02 2

MAY DAVID

  • Director
60,791 2021-08-02 2

ROSS JOE

  • Director
37,899 2021-08-02 1

WALSH TERESA MILES

  • Director
13,844 2021-08-02 1

GILL KINLOCH III EVP, CLO AND SECRETARY

  • Officer
69,345 2021-06-17 2

ESW CAPITAL, LLC

LIEMANDT JOSEPH

DEVFACTORY FZ-LLC

  • 10% Owner
1,803,574 2021-05-19 1

MATTOX TIMOTHY CO-PRESIDENT & COO

  • Officer
434,045 2021-02-11 3

EPM LIVE, INC.

ESW CAPITAL, LLC

LIEMANDT JOSEPH

  • 10% Owner
  • MEMBER OF 10% OWNER GROUP
No longer subject to file 2018-08-24 0

WAVE SYSTEMS CORP

ESW CAPITAL, LLC

LIEMANDT JOSEPH

  • 10% Owner
2,803,574 2017-12-14 1

AV PARTNERS IX LLC

ARAGONA JOSEPH C

DEANGELIS KENNETH P

PACITTI CHRISTOPHER A

SIEGEL PHILIP S

  • 10% Owner
No longer subject to file 2017-11-16 0

THORNTON JOHN D

  • 10% Owner
No longer subject to file 2017-11-16 0

AV PARTNERS IX LLC

AUSTIN VENTURES IX LP

AUSTIN VENTURES X LP

AV PARTNERS IX LP

AV PARTNERS X, L.L.C.

AV PARTNERS X, L.P.

  • 10% Owner
No longer subject to file 2017-11-16 0

WAVE SYSTEMS CORP

  • 10% Owner
2,875,323 2017-05-30 0

ESW CAPITAL, LLC

LIEMANDT JOSEPH

8,554,220 2016-11-04 1

EPM LIVE, INC.

  • MEMBER OF 10% OWNER GROUP
1,000,000 2016-03-14 0

ESW CAPITAL, LLC

  • 10% Owner
4,227,709 2016-01-26 0

GLOBAL UNDERVALUED SECURITIES MASTER FUND LP

KLEINHEINZ CAPITAL PARTNERS, INC.

MJBW INVESTMENTS, LP

MJBW GENPAR, LLC

KLEINHEINZ JOHN B

  • MEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUPMEMBER OF 10% OWNER GROUP
1,543,867 2015-11-23 0

SARRACINO STEVEN

  • Director
0 2015-11-09 0

ESW CAPITAL, LLC

ACORN PERFORMANCE GROUP, INC.

  • 10% Owner
2,765,045 2014-11-12 0

ESW CAPITAL, LLC

LIEMANDT JOSEPH

ACORN PERFORMANCE GROUP, INC.

  • 10% Owner
1,803,574 2014-11-05 0

HENLEY R BRIAN EXECUTIVE VICE PRESIDENT

  • Officer
40,990 2014-11-05 0

MELIK LUDWIG PRESIDENT

  • Officer
0 2014-11-05 0

Insider Transactions Last 60 Days

Reporting Owners Filing Date Trans Date Trans Code Shares Share Price Acquired
Disposed
Shares Owned after D/I 10b5 Perf 1d* Perf 5d* Perf 1m* Max Gain Max Gain Days Max Loss Max Loss Days

HILL MICHAEL DOUGLASS - Officer CFO &TREASURER

2021-09-20 17:06:21 -0400 2021-09-20 S 87 $35.87 d 216,959 direct yes 0.9711 -4.939 2.5805 3 -4.939 6

FAVARON RODNEY C - Officer PRESIDENT

2021-09-20 16:25:03 -0400 2021-09-20 S 150 $35.86 d 228,317 direct yes 0.9711 -4.939 2.5805 3 -4.939 6

HILL MICHAEL DOUGLASS - Officer CFO &TREASURER

2021-09-20 17:06:21 -0400 2021-09-17 S 7,111 $36.62 d 217,046 direct yes 0.9711 -4.939 2.5805 3 -4.939 6

FAVARON RODNEY C - Officer PRESIDENT

2021-09-20 16:25:03 -0400 2021-09-17 S 9,808 $36.51 d 228,467 direct yes 0.9711 -4.939 2.5805 3 -4.939 6

MCDONALD JOHN T - Director - Officer CEO

2021-09-20 16:09:41 -0400 2021-09-16 F 10,090 $36.94 d 1,428,306 direct 0.9711 -4.939 2.5805 3 -4.939 6

HILL MICHAEL DOUGLASS - Officer CFO &TREASURER held by mdh trust

2021-09-20 17:06:21 -0400 2021-09-16 G 34,689 a 34,689 indirect 0.9711 -4.939 2.5805 3 -4.939 6

HILL MICHAEL DOUGLASS - Officer CFO &TREASURER

2021-09-20 17:06:21 -0400 2021-09-16 G 34,689 d 224,157 direct 0.9711 -4.939 2.5805 3 -4.939 6

* -

Transaction Code Definitions
Code Definition
A Grant, award or other acquisition pursuant to Rule 16b-3(d)
C Conversion of derivative security
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)
E Expiration of short derivative position
F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3
G Bona fide gift
H Expiration (or cancellation) of long derivative position with value received
I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities
J Other acquisition or disposition
L Small acquisition under Rule 16a-6
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
O Exercise of out-of-the-money derivative security
P Open market or private purchase of non-derivative or derivative security
S Open market or private sale of non-derivative or derivative security
U Disposition pursuant to a tender of shares in a change of control transaction
W Acquisition or disposition by will or the laws of descent and distribution
X Exercise of in-the-money or at-the-money derivative security
Z Deposit into or withdrawal from voting trust

IBR Securities Loan Availability

Updated throughout the day, this shows the number of shares available to borrow. Data provided by Interactive Brokers

Security Date/Time Rebate Rate Fee Rate Shares Available
UPLAND SOFTWARE INC UPLD 2021-10-21 14:15:03 UTC -0.4139 0.4839 1100000
UPLAND SOFTWARE INC UPLD 2021-10-21 13:45:03 UTC -0.4139 0.4839 1100000
UPLAND SOFTWARE INC UPLD 2021-10-21 13:15:02 UTC -0.4139 0.4839 1100000
UPLAND SOFTWARE INC UPLD 2021-10-21 12:45:03 UTC -0.4139 0.4839 1100000
UPLAND SOFTWARE INC UPLD 2021-10-20 22:15:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 21:45:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 21:15:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 20:45:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 20:15:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 19:45:04 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 19:15:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 18:45:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 18:15:04 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 17:45:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 17:15:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 16:45:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 16:15:04 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 15:45:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 15:15:03 UTC -0.4139 0.4839 1300000
UPLAND SOFTWARE INC UPLD 2021-10-20 14:45:03 UTC -0.3057 0.3757 1300000

Current Active Short Positions

Holder Issuer Net Short Position Position Date Origin
FundVantage Trust- Gotham Enhanced Index Plus Fund UPLD -112.0 shares, $-3003.84 2020-03-31 N-PORT
FundVantage Trust- Gotham Index Plus All-Cap Fund UPLD -78.0 shares, $-2091.96 2020-03-31 N-PORT

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